Justification defence to imputation 10(c) - paragraph [31] and schedule 1 of THE defence
17 Imputation [10(c)] is in the following terms:
c. the applicant is suspected on reasonable grounds by Australian police of drug trafficking.
18 I accept the applicant's submission that in order to justify this imputation the respondents would need to plead, particularise, and in due course, adduce evidence at trial of, facts, matters and circumstances capable of establishing the following essential matters:
(1) that Australian police hold a suspicion that the applicant engaged in drug trafficking;
(2) the grounds on which Australian police hold such a suspicion; and
(3) that those grounds are reasonable, in the sense that a reasonable person might suspect that the applicant engaged in drug trafficking based on those grounds.
19 I also accept, as the applicant submits, that the particulars in paragraphs [1] to [10] of Schedule 1 do not disclose any facts, matters or circumstances which are capable of establishing these matters.
20 To be clear, the respondents' burden is not simply to prove that Australian police formed a suspicion that the applicant engaged in drug trafficking. Nor is it simply to prove that police or the person who issued the relevant warrants may have subjectively believed at one point in time that there were grounds for investigation or for the issue of warrants. Rather, if they are to justify imputation [10(c)], the respondents must prove on the balance of probabilities that, based on a particularised set of facts, Australian police formed a suspicion that the applicant engaged in drug trafficking and that that those facts, viewed objectively, provided a reasonable basis for forming such a suspicion.
21 I accept the applicant's submission that the particulars in paragraphs [1] to [10] of Schedule 1 are incapable of supporting these conclusions because they fail to disclose the relevant and necessary underlying facts. They do not identify with any degree of precision what it is that the applicant is alleged or suspected to have done, when he is alleged or suspected to have done it, in what circumstances, and how those circumstances provided a reasonable basis for suspecting that the applicant engaged in drug trafficking. I accept the applicant's submission that the pleaded particulars are loose, imprecise, conclusionary and tend to obscure rather than elucidate the issues: Rush at [46], [56]; Wing v ABC at [90].
22 The applicant develops his submissions in this respect in paragraphs [3.6] to [3.18] of his submissions by reference to timing issues bearing upon reasonable suspicion, the use of the expression "person of interest", the deficiencies with the particulars regarding the telephone intercept warrants, the alleged suspicion of the National Crime Authority (NCA), and the issue of an arrest warrant for the applicant. For present purposes it is unnecessary to recite the details of the pleading deficiencies elaborated upon by the applicant. In substance I accept the applicant's submissions in relation to these matters.
23 I do not accept, as the respondents contend, that the applicant has impermissibly conflated what the respondents need to prove at trial to make out their justification defence and what constitutes an adequate pleading that may be augmented by the forensic processes of the court. Further, while I accept that the applicant's submissions consider each relevant particular on its own terms, I do not consider that this is done in a compartmentalised way. It is no answer in the present circumstances to say, having regard to the context provided by other particulars, and to the cumulative effect of the particulars, that they are rendered sufficient.
24 Nor do I accept, as the respondents contend, that a reasonable suspicion does not simply evaporate because of the effluxion of time when there has been no relevant change in circumstances. As the applicant submits, the flaw in this reasoning is that whether a reasonable suspicion remains depends on what were the particular grounds for holding the suspicion. It is only once those grounds are identified that an assessment can be made as to whether they were reasonable, and whether there has been any change in circumstances which would mean that the suspicion is either no longer held or the reasonable grounds no longer exist. The respondents identify the suspicion which is alleged to have been formed by the NCA at paragraph [6] of Schedule 1. However, they do not particularise the grounds on which the suspicion was allegedly held - that is, what is it that the NCA allegedly suspected the applicant of having said or done, when and where that might have been, and based on what information. The effect of this, in my assessment, is that the applicant is left in a position where he does not know the case he must answer at trial and is denied the opportunity to adduce evidence in response which might point to a "change in circumstances".
25 I also do not accept the respondents' submission that paragraph [6] of Schedule 1 identifies what the applicant is alleged to have done and in what circumstances. As the applicant submits, paragraph [6] identifies a suspicion allegedly once held by the NCA, but does not identify the grounds on which the suspicion was held, much less any facts, matters or circumstances which might support a finding that such grounds were reasonable. Further, I accept that the statement in paragraph [6] that the applicant was suspected of being a "financier in relation to a shipment of heroin" is so general as to be embarrassing.
26 Insofar as the respondents seek to defend paragraphs [3] and [4] of Schedule 1 on the basis that they are prefatory to what follows, I accept the applicant's submissions in response that those paragraphs should be regarded as raising a false issue. The respondents are not required to prove that telephone intercept warrants were issued, how they came to be issued, or how many were obtained. Any subpoenas directed to augmenting these matters would be liable to set aside on the basis that they do not relate to any issue between the parties in the proceeding. The respondents' burden is to prove the grounds on which the applicant is allegedly suspected by police of being involved in drug trafficking, and that the suspicion is reasonably held. The respondents seem to accept that paragraphs [3] and [4] do not advance their case on those questions.
27 Nor do I accept the respondents' submission in support of paragraphs [7] and [8] of Schedule 1. As the applicant submits, the issues raised by imputation [10(c)] are not about the validity of an arrest warrant, whether reasonable grounds existed for the issue of an arrest warrant, whether the person who issued any arrest warrant did so correctly, or whether people like the respondents who have knowledge of an arrest warrant might infer that there were, objectively, reasonable grounds to suspect the applicant of drug trafficking. The relevant imputation alleged by the applicant to have been conveyed by the documentary is that he is suspected on reasonable grounds by Australian police of drug trafficking. The respondents' particulars must be directed to such suspicion held by Australian police (and formed before the issue of any arrest warrant) and to the grounds on which that suspicion was based. Paragraph [8] of Schedule 1 is notable in that it concedes that there was a requirement on the NCA or AFP to lay before the issuing officer, on oath, "the reasons why the warrant was sought, including the reasons why the applicant was believed to have committed offences." However, it does not go on to identify or particularise what those reasons were. I accept that the reasons for suspecting the applicant is the critical fact for the purpose of any justification defence to imputation [10(c)], and that the respondents do not properly grapple with that fact in their particulars.
28 I therefore accept the applicant's submission that the shortcomings in the respondents' pleaded particulars give rise to questions of prejudice and fairness. In addition to being incapable of justifying imputation [10(c)], I accept that they do not fairly put the applicant on notice of the case he would have to meet at trial. The absence of specificity as to the particular matters alleged against the applicant will prejudice him in giving proper consideration to whether to reply to any of the allegations, what evidence to gather for trial to refute the allegations, and what witnesses to call.
29 For all these reasons I accept that the particulars in paragraphs [1] to [10] of Schedule 1 are vague, evasive and ambiguous, do not disclose a reasonable defence, and would cause prejudice, delay and embarrassment in the proceeding: rr 16.02(2), 16.21(1).