The complaints about the conduct of the primary judge and the Secretary: Grounds 1, 2, 7, 8, 9 and 10
37 First, the allegations of actual bias, fraud, abuse of power, "offences" and corrupt conduct are very serious. Allegations of this kind must be "distinctly made and clearly proved': Minister for Immigration and Multicultural Affairs v Jia Legeng (2001) 205 CLR 507 ("Jia"). The allegations contained in the draft notice of appeal are not supported by any evidence. No particulars are given. The assertions made by Mr Grabovsky in his affidavit are unsubstantiated. Jia was a case concerning an allegation of actual bias but the principle applies equally to allegations of criminal conduct and abuse of power.
38 In his affidavit Mr Grabovsky contended that the primary judge was arguing the case for the AAT and the Secretary and submitted that that constitutes actual bias. He did not produce a copy of the transcript of the proceeding. Actual bias requires "a pre-existing state of mind which disables the decision-maker from undertaking or renders him unwilling to undertake any or any proper evaluation of the materials before him or her which are relevant to the decision to be made": Jia v Minister for Immigration and Multicultural Affairs (1998) 84 FCR 87 at 104 (French J). There is nothing of this kind evident here.
39 Without a transcript, it is difficult to understand the basis for Mr Grabovsky's contention. Judges commonly put to parties (and where they are represented, to their legal representatives) propositions of fact or law which contradict the cases being put to the court. That is not because the judge has a predisposition one way or the other. In any case, as Gleeson CJ and Gummow J observed in Jia at [72], "[n]atural justice does not require the absence of any predisposition or inclination for or against an argument or conclusion". Judges need to ensure, as a matter of procedural fairness, that all parties have a reasonable opportunity to answer their opponents' arguments. Judges also need to ensure that they will make the right decision and, to that end, often test propositions with the parties or their legal representatives during argument. Absent any evidence to even suggest that the primary judge was doing anything more than this, the allegation of actual bias must fail.
40 The reference to "apprehended bias" in the draft notice of appeal, repeated in the affidavit, appears to be gratuitous, as no submission was advanced to support such a conclusion. The test for apprehended bias is whether a fair-minded lay observer might reasonably apprehend that the judge might not bring an impartial and unprejudiced mind to the resolution of the question the judge is required to decide: Johnson v Johnson (2000) 201 CLR 488. This requires two steps: first, identifying what it is said which might lead the judge to decide a case other than on its legal and factual merits and second, articulating the logical connection between that matter and the feared deviation from the course of deciding the case on its merits: Ebner v Official Trustee in Bankruptcy (2000) 205 CLR 337 at [8]; Michael Wilson & Partners Ltd v Nicholls (2011) 244 CLR 427 at [63] ("Nicholls"). In Nicholls at [63] Gummow ACJ, Hayne, Crennan and Bell JJ went on to say:
[T]he bare assertion that the judge appeared to be biased through prejudgment would be of no assistance without articulation of the connection between the events giving rise to the apprehension of bias through prejudgment and the possibility of departure from impartial decision making.
41 The other allegations of misconduct levelled against the primary judge are that his Honour:
perpetrated some unidentified fraud;
knowingly participated in a breach of the Legal Profession Act 2004 (NSW) by the Secretary; and
knowingly covered up for the corrupt conduct of the Secretary.
42 These allegations are baseless. They appear to derive from Mr Grabovsky's mistaken understanding of the relevant provisions of the Legal Profession Act.
43 The sections upon which he relied are ss 345, 347, 349 and 730A.
44 Section 345 provides:
345 Law practice not to act unless there are reasonable prospects of success
(1) A law practice must not provide legal services on a claim or defence of a claim for damages unless a legal practitioner associate responsible for the provision of the services concerned reasonably believes on the basis of provable facts and a reasonably arguable view of the law that the claim or the defence (as appropriate) has reasonable prospects of success.
(2) A fact is provable only if the associate reasonably believes that the material then available to him or her provides a proper basis for alleging that fact.
(3) This Division applies despite any obligation that a law practice or a legal practitioner associate of the practice may have to act in accordance with the instructions or wishes of the client.
(4) A claim has reasonable prospects of success if there are reasonable prospects of damages being recovered on the claim. A defence has reasonable prospects of success if there are reasonable prospects of the defence defeating the claim or leading to a reduction in the damages recovered on the claim.
(5) Provision of legal services in contravention of this section constitutes for the purposes of this Division the provision of legal services without reasonable prospects of success.
45 Section 347 is in the following terms:
347 Restrictions on commencing proceedings without reasonable prospects of success
(1) The provision of legal services by a law practice without reasonable prospects of success does not constitute an offence but is capable of being unsatisfactory professional conduct or professional misconduct by a legal practitioner associate of the practice who is responsible for the provision of the service or by a principal of the practice.
(2) A law practice cannot file court documentation on a claim or defence of a claim for damages unless a principal of the practice, or a legal practitioner associate responsible for the provision of the legal service concerned, certifies that there are reasonable grounds for believing on the basis of provable facts and a reasonably arguable view of the law that the claim or the defence (as appropriate) has reasonable prospects of success.
(3) Court documentation on a claim or defence of a claim for damages, which has been lodged for filing, is not to be filed in a court or court registry unless accompanied by the certification required by this section. Rules of court may make provision for or with respect to the form of that certification.
(4) In this section:
court documentation means:
(a) an originating process (including for example, a statement of claim, summons or cross-claim), defence or further pleading, or
(b) an amended originating process, defence or further pleading, or
(c) a document amending an originating process, defence or further pleading, or
(d) any other document of a kind prescribed by the regulations.
…
46 Clause 118 of the Legal Profession Regulation 2005 (NSW) prescribes the following documents for the purpose of s 347(4)(d):
(a) a document initiating an appeal or cross-appeal,
(b) an application for leave to appeal or cross-appeal,
(c) a defence to an appeal or cross-appeal,
(d) a document that amends a document of the kind referred to in paragraph (a), (b) or (c),
(e) an amended document of the kind referred to in paragraph (a), (b) or (c).
47 There is no evidence to suggest that either respondent ever filed a document answering the description of any of the documents mentioned in cl 118.
48 Section 349 creates a rebuttable presumption that for the purposes of Div 10 of Pt 3.2 the Act legal services provided on a claim or defence were provided without reasonable prospects of success where the court hearing proceedings on a claim for damages finds that the facts established by the evidence before the court do not form a basis for a reasonable belief that the claim or the defence had reasonable prospects of success.
49 Section 730A imposes a duty on the Legal Services Commissioner and the Councils of the Law Society and the Bar to report suspected offences to law enforcement or prosecution authorities where they suspect on reasonable grounds, after investigation or otherwise, that a person has committed an offence against any Act or law.
50 None of these provisions can possibly apply in this case.
51 First, they apply to claims for damages and defences to those claims. The application in the AAT was an application to review a decision that Mr Grabovsky be refused a disability support pension. Mr Grabovsky argued that he had suffered damage because he was penalised in costs and denied a pension. Be that as it may, that does not make his application in the AAT or his appeal from the AAT's decision a claim for damages. Mr Grabovsky's application in the AAT was an application to review a decision of an administrative decision-maker. It was not a claim for damages. Neither was the appeal to this Court.
52 Mr Grabovsky pointed out that s 344 of the Legal Profession Act extends Div 10 of Pt 3.2 to appeals, regardless of whether the original claim was a claim for damages. I accept that s 344 extends to appeals, but I do not accept that it extends to all appeals. While s 344 does not expressly say so, properly construed and read in context and, having regard to the subject-matter, scope and purpose of Div 10 in which it appears, it applies only to appeals from civil claims for damages.
53 Secondly, there is no material to suggest that the Secretary (or the AAT for that matter) filed "court documentation" within the meaning of that term in s 347(4) so as to attract the obligation imposed by s 347(2).
54 Thirdly, the Legal Profession Act is concerned with the conduct of lawyers, not parties.
55 Fourthly, s 730A is irrelevant as s 347 makes it clear that the provision of legal services by a law practice without reasonable prospects of success does not constitute an offence.
56 Above all, even if Mr Grabovsky were correct and the lawyers did not comply with their obligations under the Legal Profession Act, that could not reveal error on the part of the primary judge's decision to dismiss Mr Grabovsky's appeal. It has nothing to do with that decision.