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[2003] VSC 15
Supreme Court of Victoria
2003-02-19
NETTLE J
Original judgment source is linked above.
[2003] VSC 15
Transport Accident - determination of level of impairment - determination not to be made until after assessment by a medical practitioner who has successfully completed a course approved by the Minister - meaning of the expression "a medical practitioner who has successfully completed such a training course" - Transport Accident Act 1986, ss.46A(1) and (2). Statutory Interpretation - golden rule - purposive construction - Interpretation of Legislation Act 1984, s.35(a).
(a) Having regard to the whole of the evidence could a reasonable Tribunal find that the Appellant had suffered a whole person impairment of 5 per cent for emotional and behavioural impairment pursuant to Chapter 4.3 of the Guides to the Evaluation of Permanent Impairment (4th Edition) ( "the Guides").
(b) Was the Tribunal wrong in law in finding that in accordance with section 46A(2)(b) of the Transport Accident Act 1986 a degree of impairment under Chapter 4.3 of the Guides can be made on the assessment by a medical practitioner who has not successfully completed the training course under Chapter 4 of the Guides?
(c) Does the "training courses" referred to in section 46A(2)(b) of the Transport Accident Act 1986 mean a training course on the Chapter of the Guides under which a medical practitioner assesses an impairment?
(d) Did the Tribunal misdirect itself by finding that pursuant to section 46A(2)(b) of the Transport Accident Act 1986 in order to provide an impairment assessment it is only necessary for a medical practitioner to have successfully completed a training course in the application of the Guides or methods except the particular Chapter under which the assessment was made?
(e) Is the introduction to Chapter 10 of the Guides the criteria for determining what impairment, if any, exists under Chapter 10?
(f) Did the Tribunal misdirect itself in requiring the impairment under Chapter 10.2 of the Guides to be "evidenced by clinically established or objectively determined deviations from normal in the transport and assimilation of ingested food, the metabolism of nutrition, or the excretion waste products"?
(a) Having regard to the whole of the evidence could a reasonable Tribunal find that the Appellant had suffered a whole person impairment of 5 per cent for emotional and behavioural impairment pursuant to Chapter 4.3 of the Guides to the Evaluation of Permanent Impairment (4th Edition) ("the Guides")?
"(2) In this Part, a reference to the determination of a degree of impairment is a reference to a determination by the Commission -
(a) made in accordance with -
(i) the A.M.A. Guides; or
(ii) methods prescribed for the purposes of this section -
and in accordance with operational guidelines (if any) as to the use of those Guides or methods issued by the Minister; and
(b) if the Minister has approved a training course in the application of those Guides or methods, made after an assessment by a medical practitioner who has successfully completed such a training course." (Emphasis added.)
* first, what is the course that a practitioner must have completed before he or she may be regarded as having successfully completed "a course approved by the Minister in relation to the application of the Guides" within the meaning of sub-s.46A(2);
* secondly, was Dr Strauss a practitioner who had successfully completed that course;
* thirdly, if Dr Strauss was not a practitioner who had successfully completed that course, was the Tribunal allowed to pay any regard to Dr Strauss' opinion or did it have to be excluded from consideration; and
* fourthly, if Dr Strauss had not completed the course, but the Tribunal was allowed to pay regard to his opinion, was there sufficient in his opinion and otherwise to justify a determination of only 5%.
(i) Course approved by the Minister in relation to the Guides
"Application of the guides or other methods of impairment assessment requires a practitioner to have high levels of knowledge and skills. This bill introduces a requirement that an impairment assessment required to be made in accordance with the guides or prescribed methods will be recognised only if the practitioner making the assessment has successfully completed a training course in the application of the guides or methods where such a course has been approved by the minister."[3]
(iii) Was it permissible to consider the opinion of Dr Strauss
(iv) What weight was to be given to Dr Strauss' opinion
(b) Was the Tribunal wrong in law in finding that in accordance with section 46A(2)(b) of the Transport Accident Act 1986 a degree of impairment under Chapter 4.3 of the Guides can be made on the assessment by a medical practitioner who has not successfully completed the course under Chapter 4 of the Guides
(c) Does the training course referred to in section 46A(2)(b) of the Transport Accident Act 1986 mean a training course on the Chapter of the Guides under which a medical practitioner assesses an impairment?
(d) Did the Tribunal misdirect itself by finding that pursuant to section 46A(2)(b) of the Transport Accident Act 1986 in order to provide an impairment assessment it is only necessary for a medical practitioner to have successfully completed a training course in the application of the Guides or methods except the particular Chapter under which the assessment was made?
(e) Is the introduction to Chapter 10 of the Guides the criteria for determining what impairment, if any, exists under Chapter 10?
"The purpose of the chapter is to provide criteria for evaluating permanent impairments of the digestive system. The digestive system includes the alimentary canal, liver, biliary tract, and pancreas. The oral cavity and pharynx are considered in the Guides chapter on the ear, nose, throat, and related structures. The impairments are expressed as estimates of the extent to which they hamper and individual's activities of daily living. The permanent impairments are evidenced by clinically established or objectively determined deviations from normal in the transport and assimilation of ingested food, the metabolism of nutrition, or the excretion of waste products."
"Symptoms and signs of impairment include dysphagia, pyrosis or `heartburn', retrosternal pain, regurgitation, bleeding, and weight loss."
"131. I am not satisfied that the applicant has an impairment under Table 2. In the first place, the evidence does not establish that the applicant has symptoms and signs of impairment of the upper digestive tract. Mr Hadj's rating under the table was based on a history of indigestion since the accident, regurgitation and heartburn. Following his second examination on 4 March 2002, he stated that the applicant "continued to have indigestion and heartburn". The applicant, in his written statement, said he had regular heartburn but made no mention of indigestion or regurgitation. Further, my attention was not drawn to any entries in Dr Moffitt's clinical notes recording such symptoms and Dr Moffitt made no mention of such symptoms in his reports of his viva voce evidence. My own examination of his notes failed to disclose reference to such symptoms although it was at times difficult to decipher Dr Moffitt's handwriting. Professor Dudley obtained a history that there were no upper gastrointestinal symptoms although I do not place much weight on such history given he was not available for cross-examination. 132. Further, I did not find Mr Hadj's evidence of impairment of the upper digestive tract to be convincing given that there were no objective procedures undertaken to establish the condition said to give rise to the impairment. In particular, I am not satisfied that the impairment was evidenced by clinically established or objectively determined deviation from normal in the transport and assimilation of ingested food, the metabolism of nutrition or the excretion of waste products" as required by the Guides. Finally, I accept Mr Myers' submission as to the lack of evidence as to the extent to which the impairment tampered (sic) the applicant's activities of daily living. Accordingly, no allowance is made under Table 2." (Emphasis added.)
"The major objective of the Guides is to define the assessment and reporting of medical impairments so that physicians can collect, describe, and analyze information about impairments in accordance with a single set of standards..." "...Analysis of the records and reports in question will disclose the disparities, which should be in matters of fact rather than opinion..." "Compare this approach with some impairment evaluations wherein physicians examine and report on patients without a standard protocol. In such instances, it is impossible to compare reports, because there is no assurance that the physicians have examined the same body parts or systems in the same way..." "When physicians follow the Guides to measure and report their impairment estimates, the persons who receive the evaluations may be held accountable for assessing the results in accordance with the Guides recommendations..." "In general, the physician should estimate the extent of the patient's primary impairment or impairing condition, that is, the condition that seems to be of most concern to the patient. The estimate should be based on current findings and evidence. It may be necessary to refer to the criteria and estimates ......If in spite of an observation or test result the medical evidence appears not to be of sufficient weight to verify that an impairment of a certain magnitude exists, the physician should modify the impairment estimate accordingly,..." "A clear, accurate, and complete report is essential to support a rating of permanent impairment. The following kinds of information are expected." "Medical Evaluation
2. It also includes results of the most recent clinical evaluation, including any of the following:
(f) Did the Tribunal misdirect itself in requiring the impairment under Chapter 10.2 of the Guides to be "evidenced by clinically established or objectively determined deviations from normal in the transport and assimilation of ingested food, the metabolism of nutrition, or the excretion waste products"?
[1] Broken Hill South Ltd v Commissioner of Taxation (NSW) [1937] HCA 4; (1937) 56 CLR 337 at 371; Pearce & Geddes, Statutory Construction 5 Ed at [2.4]
[2] Cooper Brookes (Wollongong) Pty Ltd v Federal Commissioner of Taxation (1980) CLR 297 at 321; Pearce & Geddes, at [2.30]
[3] In the second reading speech relating to the introduction of the same words into the Transport Accident Act it was said by the Minister that the approach was consistent with that to be adopted by the Victorian WorkCover Authority as a consequence of the amendments to the Accident Compensation Act
[4] cf. Karenlee Nominees v Gollin & Co [1983] VicRp 61; [1983] VR 657 at 668 - 670; rev'd on other issues : [1983] HCA 38; (1983) 153 CLR 455
[5] cf. Transport Accident Commission (Vic) v Bausch [1998] VR 249 at 263; Transport Accident Commission v Dello Russo [2000] VSC 275 [13] and [14]
[6] Barnett v Transport Accident Commission [1999] VSC 484; (1999) 15 VAR 414 at 424; State Trustees v Transport Accident Commission [2000] VSC 494
[7] State Trustees v Transport Accident Commission, ibid at [7]
[8] Ramsay v Watson [1961] HCA 65; (1961) 108 CLR 642 at 645; Brewarrana Pty Ltd v Commissioner of Highways (No.2) (1976) 6 SASR 541 at 544-5
[9] cf. Newnham v Victoria Police Force ( 1997) 12 VAR 387 at 395
[10] see paragraphs 38 to 43 of the Reasons for Decision
[11] cf Rocklea Spinning Mills v Consolidated Trading Corp [1995] 2 VR 181 at 184
[12] Newnham v Victoria Police, supra
[13] Victorian WorkCover Authority v C E Heath Underwriting & Insurance (Aust)Pty Ltd (1994) 7 VAR 1 at 7 - 8, per Brooking J in dissent
[14] cf. Rumpf v Mornington SC [2000] VSC 311; (2000) 2 VR 69 at 92 -94
Gillat
Transport Accident Commission [2003] VSC 15
(1937) 56 CLR 337
(1983) 153 CLR 455
(1961) 108 CLR 642
(1976) 6 SASR 541
(2000) 2 VR 69