Ground 1 - Application of the wrong test
20 Mr Francuziak contends that the Minister applied the wrong test when considering Australia's non-refoulement obligations under s 22(3)(b) of the Act.
21 He argues that, in circumstances where the Minister was advised of 'reports of overcrowding, limited access to healthcare and prison violence in some Polish prisons and instances of ill-treatment of inmates by some prison officials', the question was not whether this was the result of deliberate Polish government policy designed to punish and harm inmates or Mr Francuziak personally. The proper question, it is said, was whether such misconduct occurs or there was a real chance of it occurring irrespective of government policy.
22 I treated the argument as being relevant to both s 22(3)(b) of the Act and Art 3(4) of the Treaty.
23 It is an important part of Mr Francuziak's argument that Poland has declined to explain or clarify the correct position in Poland or give assurances as to his treatment in circumstances where it has had the opportunity to do so.
24 As part of the history of the delay between the request issued by Poland and the hearing of this application, Mr Francuziak points to the decision made by the Minister on 10 October 2012 which, when challenged, ultimately saw the Minister's predecessor rescind his own decision and allow the making of further submissions by Mr Francuziak. It is argued that this is significant because the issues which are the subject of the present application, have been before the Attorney-General, the Minister and the Department for some considerable time. There has been ample opportunity therefore, it is said, for Poland to directly address the matters on which Mr Francuziak seeks to rely.
25 The primary emphasis in the various submissions made to the Minister by Mr Francuziak were the content of reports of overcrowding, limited access to healthcare and prison violence in some Polish prisons and instances of ill-treatment of inmates by some prison officials.
26 In relation to s 22(3)(b) of the Act, Mr Francuziak accepts that 'torture' has a specific meaning for present purposes. Australia's non-refoulement obligation in respect of torture under Art 3 of the United Nations Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (CAT) is limited to torture of a kind that falls within the scope of CAT as held by the Full Court in de Bruyn v Minister for Justice & Customs (2004) 143 FCR 162, per Kiefel J (with whom Spender and Emmett JJ agreed) (at [55]):
The question as to whether the prison conditions referred to in the newspaper articles, concerning the rape of inmates by gang members, amounts to torture was not raised before the Minister. As his Honour's reasons disclose however the conclusion reached by the Minister, that the appellant would not be subjected to torture if surrendered, is correct. It is supported by a consideration of the meaning to be given to the term "torture." His Honour held that the reference to torture in the Act is directed to institutionalised conduct by government authorities for the purpose of punishment, intimidation or coercion. I respectfully agree. The conduct identified by the appellant, of inmates towards other inmates, is not of this kind. And it is not converted to institutionalised conduct in the sense referred to by his Honour because some corrupt wardens ignore or even encourage it.
(emphasis added)
27 Mr Francuziak also accepts that the Departmental Advice correctly articulated the nature of that obligation when it said (at [18]):
For the purposes of Australia's non-refoulement obligations under CAT, torture is defined as institutionalised conduct by which severe pain or suffering, whether physical or mental, is intentionally inflicted on a person for such purposes as obtaining information or a confession, punishment, intimidation or coercion, or discrimination, where such pain and suffering is inflicted by or with the involvement of a public official.
28 He also accepts that the Departmental Advice correctly articulated the 'real chance' test as explained by McHugh J in Chan v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379 (at 429):
… [A] fear may be well-founded for the purpose of the Convention and Protocol even though persecution is unlikely to occur… [A]n applicant for refugee status may have a well-founded fear of persecution even though there is only a 10 per cent chance that he will be … persecuted. Obviously, a farfetched possibility of persecution must be excluded. …
29 Mr Francuziak argues that the materials put before the Minister suggested the existence in Poland of 'a consistent pattern of gross, flagrant or mass violations of human rights' within the terms of Art 3 of the CAT. This was examined (at [17]) of the Departmental Advice in the following terms:
Australia has an express obligation under Article 3 of the CAT not to extradite a person to a country where there are substantial grounds for believing that they would be in danger of being subjected to torture. Article 3 provides:
1. No State Party shall expel, return ('refouler') or extradite a person to another State where there are substantial grounds for believing that he would be in danger of being subjected to torture.
2. For the purpose of determining whether there are such grounds, the competent authorities shall take into account all relevant considerations including, where applicable, the existence in the State concerned of a consistent pattern of gross, flagrant or mass violations of human rights. (emphasis added)
30 Mr Francuziak submits that the instances relied upon by him demonstrate a consistent pattern of gross or flagrant violations by Poland itself. While he does not challenge the definition of torture in the Departmental Advice (in [18]), essentially what is challenged is the response from Poland. It is argued by Mr Francuziak that despite the weight of secondary material supporting his claims, the issue was dealt with by Poland by:
(a) a bare assertion, unsupported by evidence, that there was no longer any overcrowding; and
(b) reference to Polish law which mandates what the conditions should be and which further describes the exceptional circumstances in which that mandate might be avoided.
31 Mr Francuziak challenged the Polish response, not only on this application, but also before the Minister. His challenge was considered in the Departmental Advice as follows (at [28]-[38]) (footnotes omitted):
28. Mr Francuziak submits the material provided by Poland in respect of Polish prison conditions is unreliable and in contrast with reports from the European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment (CPT), Helsinki Foundation for Human Rights, Amnesty and media report in Polish Journals.
29. Mr Francuziak comments that:
• The fact that provisions exist under Polish law to combat overcrowding implies a need for them and the problem of overcrowding continues.
• Poland's representations regarding the measure taken by Polish authorities to reduce overcrowding speak only of the introduction of legislation/regulations - they deal with how things should operate in the prison system rather than how they actually do.
• Poland's response does not assert any change in the ratio of facilities to prisoners. There is no suggestion of an increase in the capacity of the system or an improvement in facilities (such as the minimum space allowed per prisoner).
• While the theme of Poland's response is that the concerns articulated in the case of Orchowski have been addressed, Poland gives not (sic) cogent justification for such a conclusion.
30. Mr Francuziak refers to the 2008 ruling of the Polish Constitutional Tribunal [which was attached], which notes that the Polish minimum area per prisoner of 3m2 is amongst the lowest in the penitentiary systems of European states. He says it is clear from Poland's letter to the Department of 17 August 2011 [which was attached] that Poland's standard remains unchanged, despite CPT recommendations that the standard per prisoner be at least 4m2.
31. In support of his contention that overcrowding remains an issue, Mr Francuziak refers to an official letter from the Helsinki Foundation for Human Rights addressed to the Minister of Justice of Poland [which was attached] and Amnesty International's 2012 report, which all record high population levels and overcrowding in Polish prisons. Mr Francuziak notes that in 2011, the issue of non-disclosure of overcrowding by directors of some prisons was raised by the Ombudsman (in a letter to the General Director of the prison service dated 8 June 2011) and that contemporary media reports also speak of overcrowding issues.
Departmental comment
32. As noted above, an examination of torture under subparagraph 22(3)(b) of the Act requires consideration of whether a person faces a 'real chance' XXXXX or 'more likely than not' risk of being subjected to torture constituted by institutionalised conduct for the purpose of punishment, intimidation or coercion. Regardless of which threshold test applies, the Department considers you may be satisfied that Mr Francuziak will not be subjected to torture on surrender to Poland.
33. Poland ratified the CAT on 26 July 1989 and Article 40 of the Polish Constitution provides 'that no one may be subjected to torture or cruel, inhuman, or degrading treatment or punishment'. On 19 January 1993 Poland ratified the Council of Europe Convention on the Protection of Human Rights and Fundamental Freedoms (the ECHR), which also prohibits torture. As a party to the ECHR, Poland is subject to monitoring by the CPT. Poland was most recently visited by the CPT in June 2013 however the CPT's most recent available report on Poland is its Report to the Polish Government on the visit to Poland in 2009.
34. Further, Poland is a party to the Optional Protocol to CAT (OPCAT), which establishes a Subcommittee on the Prevention of Torture (SPT). The SPT is composed of 25 independent experts with an operational function of visiting all places of detention in States party to the OPCAT to prevent torture and ill treatment in prisons. As a State party, Poland is required to maintain, designate or establish a national preventive mechanism for the prevention of torture at the domestic level. Accordingly, Poland has domestic measures in place for the prevention of torture and is subject to international monitoring mechanisms for the prevention of torture.
35. The Department notes Mr Francuziak's representations regarding treatment of convicted sex offenders in Polish prisons … together with international reports, such as the United States Department of State's 2011 and 2012 Human Rights Country Reports on Poland and Amnesty International's 2012 Report on Poland, which point to instances of ill-treatment of inmates by police officers and prison guards.
36. While acknowledging the seriousness of this issue, the totality of the information before the Department indicates that such treatment is limited to a minority of law enforcement officials in some Polish prisons. The Department understands that Polish law prohibits such practices and outlines disciplinary actions for breaches of the law. The material before the Department indicates that Polish authorities have taken active steps to investigate prisoner complaints of ill-treatment and to discipline the officials involved.
37. The Department notes the avenues open for prisoners to file complaints of ill-treatment, including with the human rights ombudsman who independently monitors prison conditions on a regular basis, as well as Poland's Ministry of Justice. Regard may also be had to the fact that Poland is a party to the ECHR and OPCAT and is subject to review by the CPT and SPT. As a party to OPCAT, Poland is required to have in place a national prevention mechanism for the prevention of torture, which is undertaken by the Office of the Commissioner for Civil Rights Protection.
38. Neither Mr Francuziak's representations nor other information considered by the Department indicates that Polish government authorities engage in institutionalised conduct for the purposes of punishment, intimidation or coercion or that Mr Francuziak would personally face a 'real chance', XXXXXXX or 'more likely than not' risk of being subjected to such treatment in Poland. The information before the Department indicates that Poland has legislated to ensure that persons are detained in adequate conditions. While the Department acknowledges reports of overcrowding, limited access to healthcare and prison violence in some Polish prisons and instances of ill-treatment of inmates by some prison officials, the Department has no information suggesting this is the result of deliberate Polish government policy designed to punish and harm inmates or Mr Francuziak personally. Accordingly, the Department considers it open to you to be satisfied that Mr Francuziak will not be subjected to torture of a kind that falls within the scope of CAT if he is surrendered to Poland.
(emphasis added)
32 Mr Francuziak stresses that the acknowledgment, as reflected in [36] of the Departmental Advice, of the occurrence of instances of ill-treatment of inmates by police officers and prison guards is demonstrative of the existence of a real chance of such misconduct eventuating (in contrast to, say, the 10% chance referred to by McHugh J in Chan (at 429])).
33 The proper question, Mr Francuziak submits, is whether, as a matter of fact (and particularly given the secondary evidence presented by him), there is a real chance of him being mistreated, either by, or with the condonation of, government officials. He argues that while the existence of practices and policies might serve to reduce the incidents of misconduct, the proper question is whether such misconduct occurs (or there is a real chance of it occurring) irrespective of government policy.
34 Mr Francuziak submits this was not the question that was ever raised for consideration by the Minister and there is no evidence that the Minister did have regard to that question. The content of [38] of the Departmental Advice, Mr Francuziak submits, raises the wrong question. According to Mr Francuziak, the question is not whether there is a government policy which has a certain result, but whether or not there is a real chance of Mr Francuziak being mistreated either by, or with the condonation of, government officials.
35 Moreover, Mr Francuziak argues that given his assertion of widespread misconduct of this character, supported by secondary material of such happenings, the failure by Poland to undertake that he would be protected from such misconduct is significant.
36 Mr Francuziak argues that the fact that such conduct occurs and is apparently condoned by public officials is sufficient to constitute torture, even if not specifically carried out by them. If the conduct is inflicted by or with the involvement of a public official, it is argued that is sufficient to satisfy the definition of torture for the purpose of the determination which was to be made by the Minister in respect of Mr Francuziak.