FLICK v R
[2012] NSWCCA 170
At a glance
Source factsCourt
Court of Criminal Appeal (NSW)
Decision date
2011-11-29
Before
Simpson J, Blanch J, Rothman J
Catchwords
- Quinn v The Queen [2011] HCA 49 Hili v The Queen
- Jones v The Queen [2010] HCA 45 House v R (1936) 55 CLR 499 Markarian v The Queen [2005] HCA 25
- 228 CLR 357 Mill v The Queen (1988) 166 CLR 59 Muldrock v The Queen [2011] HCA 39
- 85 ALJR 1154 Pearce v The Queen [1998] HCA 57
Source
Original judgment source is linked above.
Catchwords
Judgment (9 paragraphs)
Judgment 1SIMPSON J: I have read in draft the judgment of Rothman J. I regret that I am unable to agree with the approach his Honour takes. 2The applicant pleaded guilty in the District Court at Dubbo to two counts of aggravated break, enter and steal, each committed in a private residence, within the space of a few hours in the early morning of 10 June 2010, in Dubbo. In each case, the circumstance of aggravation was that persons were in the premises. 3Pursuant to Pt 3 Div 3 of the Crimes (Sentencing Procedure) Act 1999 ("the Sentencing Procedure Act") the applicant asked that a further two offences ("the Form 1 offences") be taken into account for sentencing purposes. One was an offence of break, enter and steal, committed in a shed on the property the subject of the first charge. The second was an offence of goods in custody; the Form 1 identified the "goods" as a pushbike, the property of another named person apparently not a resident of either of the properties the subject of the charges. When arrested later on the day of the offences, the applicant was also in possession of goods stolen in the course of the two burglaries. 4Pursuant to s 112(2) of the Crimes Act 1900 the maximum penalty applicable to the two offences the subject of the charges is imprisonment for 20 years. Pursuant to Pt 4 Div 1A of the Sentencing Procedure Act, a standard non-parole period of 5 years is prescribed. (By reason of the applicant's pleas of guilty the standard non-parole period was not strictly applicable, although it remains relevant as a guide: R v Way [2004] NSWCCA 131; 60 NSWLR 168.) 5The applicant was sentenced on 17 December 2010. On the first count, taking into account the Form 1 offences, Woods ADCJ imposed a sentence of 3 years and 9 months, commencing on 10 March 2011, with a non-parole period of 2 years and 9 months, expiring on 9 December 2013. In respect of the second charge, his Honour imposed a sentence of imprisonment for 3 years, commencing on 10 June 2013, with a non-parole period of 1 year and 6 months, expiring on 9 December 2014. The aggregate sentence for the two offences was 5 years and 3 months, with a non-parole period of 3 years and 9 months. 6The commencement date of the first sentence was selected in order to take account of a period of pre-sentence custody (3 months and 5 days) referable to the present offences. At the date of the offences, the applicant was subject to a suspended sentence, imposed on 24 March 2010, in respect of two offences of larceny from retail stores (shoplifting). On 15 September 2010 he was called up in the Local Court at Dubbo in respect of those offences, presumably because of breaches of conditions of the order for suspension of the sentences. In respect of each of those offences, he was sentenced to imprisonment for 1 year, to be served concurrently, commencing that day (15 September 2010), with a non-parole period of 9 months, expiring on 14 June 2011. (In respect of a further offence of possession of a prohibited drug, an 18 month bond pursuant to s 9 of the Sentencing Procedure Act was imposed.) When these sentences are added to the sentences the subject of the present application, the time to be served in custody by the applicant is 4 years and 3 months with a possible parole period of 1 year and 6 months (a total head sentence of 5 years and 9 months). The facts 7The facts of the two offences on which the applicant was sentenced were put before the Court by way of an agreed statement. Those facts are unremarkable. The course of offending began either late in the night of 9 June, or in the early hours of 10 June, when the applicant broke into a closed but unlocked shed at the first residence (the first Form 1 offence). There he located a set of keys which he took to the main house with the intention of using them to gain entry. He knew that the occupants, one of whom was an elderly woman, were inside asleep. In the process, he forced his hand through a screen door, and used a key in the lock of the screen door to gain entry to the house. He ransacked the kitchen and living room, rummaging through drawers in the kitchen cabinet, selecting items to steal from both rooms. He fled when he heard the male occupant of the house stirring. 8At about 6.00am on 10 June he gained entry to the second home by lifting a laundry window off its rails. Again, he knew that the two male occupants of the house were inside, asleep. He rummaged through various rooms in the house, including a bedroom in which one of the occupants was asleep. At about 6.30am the other occupant emerged from his bedroom, saw the applicant, and shouted "Get the fuck out". The applicant ran out of the house through the laundry. Various of the items in the house had been positioned for removal. He was in possession of some of the items from each house, although the facts are not explicit as to what those items were. He was arrested later that day. He was in possession of a pushbike, which was the subject of the second Form 1 offence. The applicant's personal circumstances 9Limited information concerning the applicant's personal circumstances was available to the sentencing judge. What there was was contained in a Pre-Sentence Report prepared by the Probation and Parole Service. 10The applicant was born in August 1984 and was almost 26 years of age at the time of the offences. He had a lengthy criminal history, dating back to 2000, shortly before his 16th birthday. His record includes one previous entry for break, enter and steal, and one of possession of stolen property, as well as numerous motor vehicle offences, possession of implements to enter or drive conveyance, numerous offences of resisting arrest and assaulting police, and a number of others. Although he has been given the benefit of conditional liberty on a number of occasions, subject to the supervision of the Probation and Parole Service, his response has been unsatisfactory. The officer of the Probation and Parole Service who prepared the Pre-Sentence Report reported that he acknowledged being involved in the local drug subculture and spending his time procuring and using illicit drugs. He has had negligible employment. He told the officer that he was under the influence of amphetamines and methylamphetamines at the time of the offences. 11While incarcerated the applicant had commenced a fulltime education course in the Intensive Learning Centre of the Wellington Correctional Centre, having been identified as needing remedial education. However, he expressed resistance to participating in further education or training while in custody. He also expressed a lack of interest in any further community based supervision, stating that he would prefer to serve any parole period of the sentences in custody. This was, it seems, because supervised liberty on parole would require him to live without illicit drugs. 12His only expressed remorse for the commission of the present offences related to the anticipated sentencing consequences. The remarks on sentence 13The applicant was sentenced on 17 December 2010. That was before the delivery of the judgment of the High Court in Muldrock v The Queen [2011] HCA 39; 85 ALJR 1154. However, his Honour observed that, in the light of the applicant's pleas of guilty, he retained full discretion to identify an appropriate penalty, after considering the objective gravity of the offences, and the objective and subjective circumstances; he also recognised that the standard non-parole period remained relevant as a reference point for a mid-range case. 14His Honour expressly found that the offences were in the mid-range of objective seriousness. He found the prospects of rehabilitation to be bleak, saying: "There does not appear to be any signs of any real consideration by the offender to want to become a law abiding member of society." 15He took the period between 10 June when the applicant was arrested, and 15 September, when he was sentenced on the larceny charges, to have been referable only to the current offences, and made due allowance for that period of custody. That, I have mentioned above, explains the commencement date of the first sentence. The consequence of this structure was that, apart from backdating the commencement of the first sentence to allow for pre-sentence custody, the sentences were wholly accumulated on the non-parole period of the larceny sentences. 16His Honour took into account the principle of totality. Notwithstanding the evidence that the applicant had no interest in a period of conditional liberty under supervision, he determined to allow an appropriate time potentially on parole in the hope that the applicant might, towards the end of his sentences, take a different view of his place in society. 17Not surprisingly in light of the applicant's expressed attitude, his Honour did not make any reference to the question of special circumstances pursuant to s 44(2) of the Sentencing Procedure Act, and the sentences, whether or not taking into account the larceny sentences, broadly conform to the proportion therein specified. 18With reference to the standard non-parole period, his Honour assessed the objective gravity of the two offences as in the middle of the range. He then said: "I consider that with the maximum penalty of 20 years, these two break and enters initially warrant a consideration of a penalty in the area of five years imprisonment. In considering the penalty of the first offence ... I must also take into account the matters on the form 1 which raise the implications of the plan to get what he could from the property. I would start there at five years and allowing for the plea of guilty that reduces to three years and nine months. On the second offence later that night, I would start at four years and this reduces to three years for the plea of guilty." From this passage it can be seen that, in accordance with the principles stated in R v Thomson; R v Houlton [2000] NSWCCA 309; 49 NSWLR 383, his Honour allowed a reduction in each sentence of 25 percent. 19Apart from the Form 1 offences, and the indication that the first gave of planning, there is little to distinguish the two offences. The grounds of appeal 20The grounds of appeal are set out in full in the judgment of Rothman J. They concern the approach taken to the Form 1 offences, and the degree of accumulation. This latter has two parts - accumulation on the sentences imposed in respect of the larceny offences, and accumulation of the second sentence for aggravated break, enter and steal on the first such sentence. Neither ground of appeal raises the absence of a finding of special circumstances pursuant to s 44 of the Sentencing Procedure Act. Ground 1: the Form 1 offences 21The first ground of appeal, as pleaded, merely complains of the "approach to effect (sic) of the offences on the Form 1 ...". It does not specify the respect in which the "approach" is said to be erroneous. I have extracted above the passage in the Remarks on Sentence from which Ground 1 is drawn. It presents significant questions of construction. 22Both the written and oral submissions proceeded on the premise that the starting point for each sentence was 4 years, subject to the reduction to be allowed in recognition of the plea of guilty, and, in the case of the first sentence, consideration of the Form 1 offences. On that analysis, the sentencing judge included, in the first sentence, an increment of 1 year, referable to the Form 1 offences. That, it was submitted, was excessive, particularly having regard to the close connection between the first Form 1 offence and the first offence charged. 23This argument was developed in oral submissions. It was pointed out that the first Form 1 offence was in truth part of a single transaction of breaking and entering the residence, and obtaining the means of entry. There was no evidence as to the source of the pushbike the subject of the second Form 1 offence, but, it was argued, neither it alone, nor the two offences in combination, could justify an increase of 25 percent on the proposed starting point. It was submitted that the first Form 1 offence (break, enter and steal in the shed) was clearly linked to the commission of the offence of aggravated break, enter and steal and: "... whilst technically a separate offence ought not have increased the penalty to be imposed on the substantive offence." The result, it was argued, was a manifestly excessive sentence for the first offence. 24That argument would have considerable force if the premise upon which it was based is correct. That premise is that the starting point of sentencing for the first offence was 4 years, and an increment of 1 year was made for the Form 1 offences. 25It is not at all apparent to me that that premise is correct. The passage in the Remarks on Sentence in question opens with an express view by his Honour that "these two break and enters initially warrant a consideration of a penalty in the area of five years imprisonment". (While it would be open to anyone that his Honour considered that the two offences together warranted a combined sentence of 5 years, in my opinion it is much more likely that he considered that each offence warranted such a penalty, with consideration of questions of accumulation and concurrency to follow. That is consistent with a reference, very shortly after, to totality. It is also consistent with the assessment of the offences as being in the middle of the range of objective gravity, having regard to the prescribed standard non-parole period.) 26If, as seems to me to be the case, his Honour did consider an appropriate starting point for each sentence to be 5 years, then, far from including an excessive increment for the Form 1 offences, he made no increment at all. 27What is unexplained is why, his Honour having come to his stated views of objective gravity and the appropriate penalty, he then departed from that penalty, to a significant degree, in reaching the starting point for the second sentence. That might be indicative of error in the approach to his Form 1 offences, but it is scarcely error of which the applicant can be heard to complain. 28A supplementary argument concerned the finding of the sentencing judge that the offences were in the mid-range of objective seriousness (although it was immediately acknowledged that such a finding is one of fact). It was submitted that it is difficult to reconcile that conclusion with the facts of the case. I would reject this proposition. In my opinion, the finding that each offence lay in the mid-range of objective seriousness was one perfectly open to his Honour. It is true that there was little, if anything, to distinguish the two offences in terms of objective gravity, and that the 4 year starting point of the sentence imposed in respect of the second count does not reflect a finding of mid-range objective gravity. This, it was argued, suggested that his Honour did not, in reality, regard the offences as being in the mid-range of objective gravity. 29In the face of the explicit finding, I am unable to accept this proposition. Just why his Honour decided to impose a sentence that included a non-parole period less than the standard non-parole period (after making due allowance for the plea of guilty) does not emerge with any clarity from the Remarks on Sentence. It is clear that he did appreciate that, by reason of the pleas of guilty, the standard non-parole period did not apply (see R v Way), although it remained relevant as a guide. 30In any event, those findings are not relevant to the manner in which the Form 1 offences were taken into account. 31The sentencing judge took the first Form 1 offence into account as evidence of a degree of planning in relation to the principal offence. That was logical and reasonable and correct. The degree of planning of an offence is a relevant consideration. I accept that the break and entry of the shed was integrally connected to the break and entry of the house, and so connected with that offence in time, as well as geography, that it did not, even in combination with the goods in custody offence, call for an increment to the sentence it actually attracted, ie of 1 year or 25 percent. But I am satisfied, on a fair reading of the Remarks on Sentence, that that is not what happened. I would therefore reject this ground of appeal. Ground 2: accumulation 32As indicated above, there were two aspects of accumulation. The first sentence imposed was accumulated wholly (after backdating) on the sentences imposed in the Local Court for the larceny offences. The second sentence imposed was accumulated on the first by 2 years and 3 months. The effect was that, of a non-parole period of 3 years and 9 months imposed in respect of the first offence, only the last 6 months was concurrent with the second sentence. 33I see no error in the accumulation of the first sentence upon the sentences for the larceny offences. Those offences were unrelated, and committed at an earlier time than the offences the subject of the present sentences. 34However, I have concluded that the degree of accumulation of the second aggravated break, enter and steal sentence on the first was excessive, and erroneously so. That is because the two offences were closely related in time, and were part of a single criminal episode. That does not mean that there should be no accumulation, but recognition should be given to the degree of connection between the two offences. 35I would reduce the degree of accumulation, to a relatively moderate a degree. 36Before proposing the sentences I favour, I mention that some reference was made in the written submissions to the absence of a finding of special circumstances. It can be hardly be thought that any error infected the sentencing process in that respect, given the applicant's intransigent opposition to any period on parole. To reduce the statutory proportion would, in the circumstances, have been absurd. 37That, however, is not the applicant's present position. 38Against the possibility of re-sentencing, the Court accepted an affidavit of the applicant affirmed on 29 November 2011. That affidavit gives some moderate cause for optimism in relation to the applicant's prospects of rehabilitation. He said that he has had work while in prison and now understands that he has to do something about his drug addiction. He said that before his incarceration he was regularly using morphine, heroin and ice. He said he has not used drugs since being taken into custody. He said in about June 2011 - one year after his arrest - he put his name down for rehabilitation programmes but they had not yet been available to him. 39These circumstances, if they are correct, give some cause for optimism. At least, the applicant's former intransigence in respect of rehabilitation can be seen to have moderated. 40There was also some evidence in the form of a letter written by the applicant's stepfather, Wesley French. Mr French wrote of significant disabilities suffered by himself and his partner, the applicant's mother, and of the physical support previously provided by the applicant. While these matters give cause for sympathy, they are not such as can have any real bearing on the sentences to be imposed: see R v Edwards (1996) 90 A Crim R 510. 41I part company with the judgment of Rothman J in three respects. First, although, like his Honour, I would reject Ground 1, it is for different reasons. Second, Rothman J refers to the decision of the High Court in Mill v The Queen [1988] HCA 70; 166 CLR 59. In my opinion, reference to Mill is a distraction. That case has no relevance to the present. It concerned sentencing of an offender, many years after the date of his offences, the offender having served a lengthy period of incarceration in another state. Those circumstances are far from the present case. As I have noted above, the applicant's offences for which he stood to be sentenced were committed within a very short space of time, and in a narrow geographical band. Even when the larceny sentences are factored in, there is nothing in the circumstances that invokes the reasoning in Mill. Woods ADCJ was called upon to sentence the applicant for two discrete offences bearing in mind that, by the time he did so, the applicant was serving a different sentence for different offences. This he did. Mill throws no light on the sentencing procedure in the present case. 42Third, although he has not found error in the sentence imposed in respect of the first offence, Rothman J proposes a reduction in that sentence. I see no basis for taking that course. I have rejected the only basis on which it was proposed that the sentence was excessive. The only error that has been demonstrated is in the accumulation. Intervention by this Court should be confined to correcting that error. 43In sum: (1)The sentence imposed in respect of Count 1 was not manifestly excessive, and, in particular, did not include an unjustified increment to take account of the Form 1 offences. (2)It was reasonable and proper that the sentences be made wholly cumulative upon the sentences for larceny, after making due allowance for time spent in custody referable only to the present offences. (3)The degree of accumulation of the second sentence on the first was manifestly excessive. (4)The sentence imposed in respect of Count 2 was not manifestly excessive, and not otherwise erroneous. 44Accordingly, I propose the following orders: (i) Leave to appeal granted; (ii) Appeal allowed, to the extent only of varying the commencement date of the second sentence, such that that sentence commences on 10 March 2012, and expires on 9 March 2015, with a non-parole period of 1 year and 6 months expiring on 9 September 2013. The sentences would therefore be as follows: Count 1: Imprisonment for 3 years and 9 months, commencing on 10 March 2011 and expiring on 9 December 2014, with a non-parole period of 2 years and 9 months, expiring on 9 December 2013. Count 2: Imprisonment for 3 years, commencing on 10 March 2012 and expiring on 9 March 2015, with a non-parole period of 1 year and 6 months, expiring on 9 September 2013. The aggregate sentence is one of 4 years, commencing on 10 March 2011, with a non-parole period of 2 years and 9 months, expiring on 9 December 2013, on which date the applicant will first be eligible for release on parole. 45BLANCH J: I agree with Rothman J. 46ROTHMAN J: Daniel Flick seeks leave to appeal, and, if leave were granted, to appeal, the sentence imposed on him in the District Court on 17 December 2010. Mr Flick pleaded guilty to two counts of aggravated break, enter and commit serious indictable offence in contravention of s 112(2) of the Crimes Act 1900. The offences were committed between 9 June 2010 and 10 June 2010 and they carry a maximum penalty of 20 years' imprisonment and a standard non-parole period of five years' imprisonment. 47The sentencing judge imposed a sentence for the first count (to which the Form 1 notification of offences relates) of imprisonment of 3 years and 9 months, including a non-parole period (npp) of 2 years and 9 months. For the second count, his Honour imposed a sentence of 3 years' imprisonment, including a non-parole period of 18 months. This sentence was imposed so as to commence 27 months after the commencement of the sentence imposed for the first offence. At the time that the sentence was imposed by the District Court, Mr Flick, was serving a sentence imposed by the Local Court for larceny (shoplifting), apparently committed on 5 December 2009. SENTENCE COMMENCEMENT CONCLUSION NPP CONCLUSION HEAD SENTENCE Shoplifting (Local Court) 15.9.2010 14.6.2011 14.9.2011 Break and enter (Count 1) (including form 1) 10.3.2011 9.12.2013 9.12.2014 Break and enter (Count 2) 10.6.2013 9.12.2014 9.6.2016 Overall (incl. Shoplifting) 15.9.2010 9.12.2014 9.6.2016 Overall (excl.shoplifting) 10.3.2011 9.12.2014 9.6.2016