DECISION OF THE COMMISSION
[2006] NSWIRComm 243
1 Until recently, it was assumed that probationary police constables in New South Wales had rights of redress against their dismissal from employment (or to use the phrase often found in relevant legislation, as we later discuss, when their probationary employment was annulled).
2 It had also been recognised that probationary police constables had rights to redress against the termination of their employment in the Crown Employees Appeals Board (the predecessor to the Government and Related Employees Appeal Tribunal) as long ago as 1977 when the Court of Appeal decided Kerr v Commissioner of Police and Crown Employees Appeal Board [1977] 2 NSWLR 721.
3 There have been a number of decisions of this Commission which proceeded on the assumption that there was power to order reinstatement, or to provide other forms of redress for the dismissal of a probationary police constable: see, for example: Owens v New South Wales Police Service (1998) 87 IR 1; Myers v Police Service of New South Wales (1999) 93 IR 123; Police Association of New South Wales (on behalf of Adam Tregonning) and New South Wales Police Service [2000] NSWIRComm 14.
4 Also of significance to the relevant legislative history are the 1976 amendments to the Industrial Arbitration Act 1940, with respect to the rights of certain employees of the Crown, including members of the police force. Those amendments extended the jurisdiction of the then Industrial Commission by providing express rights of redress to persons employed under the Police Regulation Act 1899. It is clear from the lineage of the current legislative instruments governing the Police Force that those instruments assumed that rights of redress from dismissal have been available to probationary police officers for many years.
5 Another important historical consideration is that until recently the legislature did not refer to the "dismissal" of probationary employees in statutory employment but rather to the power to "annul" the appointment or employment of persons appointed on probation: see, for example, the judgment of the Full Court in Ex Parte Wurth; Re Tulley (1954) 55 SR (NSW) 47 at 49 - 50, concerning s 32 of the Public Service Act 1902. See also s 69 of the Public Service Act 1979, which contained a similar provision to s 32 of the 1902 statute.
6 It seems therefore that the extended definition of the expression "dismissal" in s 83(5) of the Industrial Relations Act 1996, insofar as it refers to a dismissal encompassing, in the case of a public sector employee, "dispensing with the services of the employee, dismissing the employee as a consequence of disciplinary proceedings against, or the commission of an offence by, the employee or annulling the appointment of the employee" included reference to the verbal formula used for many years to describe the termination of employment of a probationary employee, including that of probationary police constables (noting that the phrase "public sector employee" is expressly defined in the Dictionary to the Industrial Relations Act to include employees of the NSW Police).
7 The present appeal is brought pursuant to ss 187 and 188 of the Industrial Relations Act. The appellant, Vicki Ann Ferraris, has applied for leave to appeal and, subject to leave being granted, appeals against the decision of Grayson DP of 20 July 2005 in Ferraris v NSW Police [2005] NSWIRComm 240. While the appellant's claim was dismissed on jurisdictional grounds, his Honour nevertheless considered the substantive merits of the application, ultimately finding that the appellant's dismissal was procedurally and substantively unfair. Consequently, the present appeal is limited to the jurisdictional findings of Grayson DP.
8 In the proceedings at first instance, the appellant applied for a reinstatement order under s 84 of the Act on the basis that her dismissal from the NSW Police was unfair. Grayson DP dismissed the application, concluding that Part 6 of the Act (which includes s 84) did not apply to the appellant in her position as a probationary police constable because of the combined operation of the exclusionary provisions in s 83(2)(b) of the Act and cl 6(1)(c) of the Industrial Relations (General) Regulation 2001 ("the Regulation").
9 Section 83(2)(b) of the Act relevantly provides:
(2) This Part does not apply to an employee who is exempted from this Part by the regulations. Any such regulation may only exempt specified classes of employees included in any of the following classes:
…
(b) employees serving a period of probation or qualifying period …
10 Clause 6 of the Regulation provides:
6 Other exemptions from unfair dismissal provisions
( 1) For the purposes of section 83(2) of the Act, the following classes of employees are exempted from Part 6 of Chapter 2 of the Act:
(a) employees engaged under a contract of employment for a specified period of time, if the specified period is less than 6 months,
(b) employees engaged under a contract of employment for a specific task,
(c) employees serving a period of probation or qualifying period, if the duration of the period, or the maximum duration of the period, is determined in advance and either:
(i) the period, or the maximum duration, is 3 months or less, or
(ii) if the period, or the maximum duration, is more than 3 months - the period, or the maximum duration, is reasonable having regard to the nature and circumstances of the employment,
(d) employees engaged on a casual basis for a short period except employees who:
(i) are engaged by a particular employer on a regular and systematic basis for a sequence of periods of employment during a period of at least 6 months, and
(ii) would, but for the dismissal, have had a reasonable expectation of continuing employment with the employer.
(2) This clause applies only with respect to dismissals under contracts of employment entered into on or after 1 October 1997.
11 Grayson DP found that the period of probation did not need to be found in a contract of employment for cl 6(1)(c) to apply and that there was no serious issue that the duration of the period of probation was determined in advance as cl 6(1)(c) requires. The Deputy President concluded:
In the event that the statute so plainly determines in advance of employment that a period of probation will apply to newly-appointed police constables, it is not to the point whether there is in existence at the time of commencement of the relationship, a contract of employment embodying its terms. It is sufficient that the statutory prescription as to probation applies and where as here, there is no contest as to the reasonableness of the period of probation fixed by statutory means (see for example, Mann v Ross and Others (1999) 97 IR 385) there is no reason to doubt that the exclusionary provisions of clause 6(1)(c) of the Regulation apply.
In so concluding, it may be accepted I think, as Mr Reitano submits, that the provisions of clause 6(2) of the Regulation do not operate to limit the scope of clause 6(1)(c) to dismissals under specific contracts of employment. Rather the provisions of clause 6(2) seem to me to limit the scope of clause 6(1)(a) and 6(1)(b) to dismissals under only those contracts of employment of the kind specified which came into existence on or after the date prescribed by clause 6(2) namely, 1 October 1997.
12 His Honour accordingly held that as cl 6(1)(c) of the Regulation and s 83(2)(b) of the Act applied to probationary police officers, the appellant's application was incompetent and dismissed the application.
13 Grayson DP made certain other observations relating to the interplay of the provisions of the Police Act 1990 and the Industrial Relations Act, however, it is unnecessary to refer further to those observations.
14 Notwithstanding his conclusion on the jurisdictional issue, his Honour went on to consider the merits of the application and made an order for the reinstatement of the appellant to her former position if he was wrong about the jurisdictional issue.
15 The issues have narrowed on appeal to the following two questions: