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[2002] VSCA 115
Court of Appeal (Vic)
2002-08-08
WINNEKE, P., CHARLES, BATT, BUCHANAN and VINCENT
Original judgment source is linked above.
[ 2002] VSCA 115
Practice and Procedure - Supreme Court - Court of Appeal - Appellate jurisdiction in "criminal matters" - Right of appeal against decision of single judge revoking pre-trial bail in exercise of jurisdiction conferred by s.18A of Bail Act 1977 - Whether rights of appeal from decision "expressly" excluded within meaning of s.17(2) of Supreme Court Act 1986 - Decision in Boris Beljajev & Anor. v. D.P.P. (Vic.) & Anor. not followed (in part).
"I am satisfied on the evidence you have presented to me that you are a person who has ties to this jurisdiction, There is no matter alleged against you as prior convictions, that you are a person who ... has been in full time employment. The second step, then, is to determine whether you are an unacceptable risk of interfering with witnesses. The informant ... gave evidence to the court that you had been involved in the alleged kidnapping of the victim. That the following 15 days you're not alleged to have been implicated in and, I think, he used the words `at this point'. ... However there is no evidence before me to support those, perhaps one might say, gratuitous comments about you being used as a stand-over merchant or enforcer. There has been allegations of the co-accused organizing for the victim to be got at. There is no suggestion that you have been involved in any of that offending."
Accordingly , the magistrate remanded the appellant to appear before him on 20 May 2002 and released the appellant on bail, upon his own undertaking to appear on that date. A number of conditions, including one surety in the sum of $20,000, were imposed upon the grant of bail.
"(1) Where a person is granted bail in an amount which appears to the Director of Public Prosecutions to be inadequate or on conditions which appear to the Director of Public Prosecutions to be insufficient or in circumstances appearing to the Director ... to contravene or fail to comply with any of the provisions of this Act and the Director ... is satisfied that an appeal should be brought in the public interest the Director ... on behalf of Her Majesty may appeal to the Supreme Court against the order granting bail to that person."
Sub-section (2) requires service of the notice of appeal upon the person granted bail setting forth the grounds of appeal. Sub-section (6) provides that, upon the appeal, the Supreme Court shall:
"... if it thinks that a different order should have been made quash the order and, without in any way limiting the powers of the Supreme Court with respect to bail, make any order in substitution therefor as it thinks ought to have been made."
Sub-section (8) provides that, if the Supreme Court revokes the order granting bail, the Court -
"... shall commit the respondent to prison to await his trial."
Competence of the Appeal; the History and Meaning of s.17 of the Supreme Court Act 1986
"Business to be disposed of by Trial Division constituted by a Judge."
"(1) The Trial Division constituted by a Judge may hear and determine all matters, whether civil or criminal, not required by or under this or any other Act or the rules to be heard and determined by the Court of Appeal. (2) Unless otherwise expressly provided by this or any other Act, an appeal lies to the Court of Appeal from any determination of the Trial Division constituted by a Judge."
This section, in similar form[9], was introduced in 1984 in substitution for s.42 of the Supreme Court Act (Act No. 10075 of 1984). Section 42 had provided that single judges of the Court were to hear and determine all motions, causes, actions, matters and proceedings "subject to appeal in civil or mixed matters to the Full Court". The section, in that form, had caused problems because it had been interpreted as excluding appeals to the Full Court in "criminal causes or matters"[10]. Effectively, therefore, the only stream of appellate jurisdiction exercisable by the Full Court in such matters was in accordance with Part VI of the Crimes Act 1958 and the remanets of the "Crown Cases Reserved" jurisdiction currently found in ss. 446 ff of that Act[11]. The problems were caused because there was a variety of matters which came before trial judges for determination, which were "criminal" in nature, but did not attract appeal rights to the Full Court because they fell outside the provisions of the Crimes Act; for example persons convicted of criminal contempts by a single Judge in the exercise of the summary jurisdiction[12]. Persons affected, if they wished to exercise appellate rights, could only do so by seeking special leave to appeal to the High Court. The 1984 amendments to s.42 accordingly removed the limitation which had formerly restricted appellate rights to "civil and mixed matters" subject to the words of exception which were introduced; namely "unless otherwise expressly provided by this or any other Act". The intention of the legislature to expand the right of appeal, subject to the limitation referred to, to determinations in "criminal matters" is made clear in the second reading speech of the Attorney-General[13].
"The intention of Parliament in amending s.42 should not be construed as duplicating rights of appeal, where rights already exist. The present appellants will have an unrestricted right of appeal to this Court pursuant to s.567 of the Crimes Act on questions of law and an unrestricted right to apply for leave to appeal on other matters if they are ultimately convicted upon the presentment which [the Judge] has refused to quash."
This restriction on appellate rights in criminal matters was formalized with the passage of the Supreme Court Act 1986 (No. 110 of 1986) by introducing into s.14 ("Restriction on Appeals") a new sub-section (3) in the following form:
"Except as provided in Part VI of the Crimes Act 1958, an appeal does not lie from a determination of the Court constituted by a Judge made on or in relation to the trial or proposed trial of a person on indictment or presentment."[17]
The extent of the operation of that sub-section, which is now to be found in s.17A(3) of the Supreme Court Act, was considered by the Full Court in 1989 in Boehm & Anor. v. Director of Public Prosecutions[18]. The Full Court took the view[19] that there was nothing in or about the restriction contained in the new s.14(3) which was intended to alter the law as established in R. v. Kean & Mills. The Court said:
"In our opinion Parliament was intending to place that law in statutory form."
The decision in Boehm was considered by the High Court in Smith & Ors. v. The Queen[20]. Although the majority of the Court overruled the decision in Boehm insofar as that decision concluded that s.14(3) would not prevent or restrict an appeal by the Crown against a decision by a single judge to permanently stay a prosecution against an accused person as an abuse of process, it accepted that the sub-section did operate to restrain appeals against decisions which could be ultimately tested upon an appeal under Part VI of the Crimes Act[21].
"It appears to us, in consequence of what we have thus far said about the provisions of the Bail Act 1977 that they do not, so far as accused persons are concerned, give any right of appeal from refusal of bail or grant of bail on unsatisfactory terms. The common law notion of fresh application of bail is retained."
The Court noted that such a situation was consistent with factual situations which were "undergoing change"; a situation with which an appellate process was not "readily compatible". Their Honours continued:
"In our opinion there is at least a `reasonably plain intendment' that s.10(2) [that is, s.17(2) as it now is] is not to yield an accused a right of appeal in the event that a Director's appeal under s.18A succeeds. That intendment is to be found in section 18A itself, and in section 18A viewed in the context of bail generally. We have already observed that an appeal is foreign to the concepts of bail. It is also, save for sections 18(6A), 18A and 24(4) foreign to the Bail Act 1977. In each of those instances, appeal is available only to one party - that is, the Director. For accused persons the Bail Act restates and/or preserves the common law right to make successive applications for bail. ... In our opinion, the Bail Act, in setting up a right of appeal available only to one party, evidences a plain intendment that the appellate processes that might otherwise attach to proceedings before a single judge of this court are not to do so. Appeal being, as we have said, an anomaly in the context of bail, the court should be very slow to conclude that an appellate edifice should be constructed. Rather, in order to accord with the continuing practice and procedure in bail matters in this State, the role of appeal should be limited to that which the Bail Act specifically authorizes. It was common ground, before us, that had the Directors failed in the hearing before Marks, J., they could not have had access to section 10(2) so as to enable appeal to the Full Court. It was agreed that section 18A permitted the Directors a single appeal. In the context of a single right of appeal given to one party only, in a field of law where appeal has no traditional part, it would run counter to the apparent intendment of the legislation to imply the existence of or additional right of appeal available to another party altogether - particularly where that other party could have speedy recourse to other procedures to remedy any perceived wrong." (my emphasis).
"Section 17(2) contemplates `express' provision otherwise. There are legislative provisions in which `expressly' is not used as an antonym of `impliedly' but `merely serves to emphasize the generality of [one] provision by making clear that no case is outside that provision unless that is the necessary result of the operation of another enactment according to the intention it manifests'[37]. It may greatly be doubted, however, that `expressly' should be understood as being used in s.17(2) in this way. Section 17(2) is a provision which confers jurisdiction upon a court and it is, on that account alone, to be given no narrow construction. Rather it is to be construed with all the amplitude that the ordinary meaning of its words admits. It follows that the conclusion that there is express provision to the contrary will seldom, if ever, be available in the absence of explicit words excluding the jurisdiction of the Court of Appeal from any determination of the Trial Division when constituted by a judge." (footnotes omitted; emphasis added).
Further, their Honours - in rejecting the reasoning of this Court in Rabel (supra) that the "bifurcated right of appeal" given by s.148(1) of the Victorian Civil and Administrative Tribunal Act necessarily intended the exclusion of further appellate rights as a consequence of the application of the principle in Lane v. Esdaile[38] - said[39]:
"The division, or bifurcation, of the treatment of applications under s.148(1) does not lead, leave aside necessarily lead, to the conclusion that the Commissioner asserted. Even if the reference in s.17(2) of the Supreme Court Act to express provision otherwise is understood as reaching beyond express words of exclusion (which we doubt it does), s.148(1) does not constitute an express provision of the kind to which the otherwise general right given by s.17(2) is subject." (the latter emphasis is added).
"in the context of a single right of appeal given to one party only, in a field of law where appeal has no traditional part, it would run counter to the apparent intendment of the legislature to imply the existence of an additional right of appeal available to another party altogether ..."
I am unsure of the circumstances which underscored the rider which the Court added, namely:
"particularly where that other party could have speedy recourse to other procedures to remedy any perceived wrong."
For the reasons to which I have adverted, I cannot conceive of procedures to which the accused person committed to prison following a successful "Director's appeal" under s.18A could have "speedy recourse". It may be that the Court was alluding to the circumstances peculiar to the Beljajev appeal, where the person accused was contending that the Trial Division judge had no jurisdiction to entertain the appeal to him.
"The view we have formed of s.18A(1) ... is that it gave the director, for the first time a right of appeal from a grant of bail by someone other than a judge of the Supreme Court to a judge of the Supreme Court, and that by its terms it did not extend to permit an appeal from a judge of the Supreme Court to the Full Court. It may further be said s.18A(1) was enacted against the background that by exercise of a common law ... jurisdiction Supreme Court judges would often grant bail upon original applications. Another consideration is that s.18(6A) applies the policy to be found in s.18A of permitting appeals to a judge of the Supreme Court from grants of bail by other authorities, but of not permitting appeals from grant of bail by a judge of this Court to the Full Court. In these circumstances it should be concluded that s.18A(1) embodies an affirmative policy precluding the operation of s.10(2) of the Supreme Court Act." (my emphasis).
the judge's view, had led the magistrate into the error of improperly assessing the nature and strength of the charges laid against the appellant and, thus, into under-assessing the risk which he constituted in determining whether the informant had demonstrated that the appellant was "an unacceptable risk" and, again, whether the appellant had shown cause why his detention was not justified. The judge was also correct, in my view, in concluding that the magistrate's reasons were inadequate and failed to comply with the requirements of sub-para (i) at the end of s.4(4) of the Bail Act.
[1] Appeal Division, S.C. (Vic.) [Young, C.J., Crockett and Ashley, JJ.], unreported, 8 August 1991.
[3] Cf. Nguyen v. Nguyen [1990] HCA 9; (1990) 169 C.L.R. 245 at 268-9; R. v. Tait [1996] VicRp 48; [1996] 1 V.R. 662 at 666.
[6] Hansard, Legislative Council, 23 September 1981, p.880.
[7] cf. Director of Public Prosecutions v. Abbott, Supreme Court of Victoria, Byrne, J., unreported, 4 December 1997.
[8] cf. Director of Public Prosecutions v. Harika [2001] VSC 237, Gillard, J.; Director of Public Prosecutions v. Fallon [2001] VSC 136, Beach, J.; Director of Public Prosecutions v. Morgan, Supreme Court (Vic.), unreported, 15 June 1994, Beach, J.; Director of Public Prosecutions (Vic.) and anor. v. Mokbel [2001] VSC 403.
[9] The 1984 amendment provided in sub-s. (1) that single judges could hear and determine "all motions, causes, actions, matters and proceedings not required under any Act or Rules of Court to be heard and determined by the Full Court". The words currently found in s.17(1) were introduced as s.10(1) of the Supreme Court Act 1986.
[10] Williamson v. Director of Penal Services [1959] VicRp 34; [1959] V.R. 205; Tait v. R. [1963] VicRp 74; [1963] V.R. 547 at 549-50; McEwan v. Waldron (No. 1) [1976] VicRp 49; [1976] V.R. 495 at 497-8.
[11] By virtue of Act No.109 of 1994 the Court of Appeal also exercises the jurisdiction now conferred by s.571 of the Crimes Act.
[12] Cf. Keeley v. Mr. Justice Brooking [1979] HCA 28; (1979) 143 C.L.R. 162 at 165 per Barwick, C.J., per Mason and Aickin, JJ. at 174; La Trobe University v. Robinson & Pola [1973] VicRp 67; [1973] V.R. 682 at 688 per Smith, A.C.J.
[13] Hansard; Legislative Assembly; 2 May 1984 at 4329. The Attorney-General said: "Provisions which specifically restrict or prohibit this right [of appeal] will be unaffected. However, the amendment means that unless such provision is made, a right of appeal to the Full Court will be available for any matter determined by a single judge of the Supreme Court."
[14] R. v. Kean and Mills [1985] VicRp 21; [1985] V.R. 255.
[17] The language of s.17A (3) would seem to have derived from s.10 of the Courts Act 1971 (Eng.) although it is by no means identical (cf. In re Smalley [1985] A.C. 622 at 633 per Lord Bridge of Harwich).
[23] It was suggested - but not strongly - by the Director that the judge's determination on a Director's appeal under s.18A of the Bail Act might not be a determination of a "matter" within the meaning of s.17(1) of the Supreme Court Act (cf. Victoria Legal Aid v. Lewis [1998] 4 V.R. 517 at 520). At the end of the day the Director did not press this argument.
[24] Cf. Boehm & Anor. v. D.P.P., supra.
[26] cf. National Telephone Company Ltd. v. His Majesty's Postmaster General [1913] A.C. 546 at 552 per Viscount Haldane, L.C., at 555 per Lord Atkinson, at 562 per Lord Parker of Waddington; Electric Light & Power Supply Corporation Ltd. v. Electricity Commission of NSW [1956] HCA 22; (1956) 94 C.L.R. 554 at 559-60.
[29] [1958] VicRp 36; [1958] V.R. 225 at 228, per Gavan Duffy, J.
[31] Healey v. Festini (supra) was approved by the High Court in Rose v. Hvric [1963] HCA 13; (1963) 108 C.L.R. 353. Furthermore this Court in Rabel v. Eastern Energy Ltd. [1999] VSCA 103; [1999] 3 V.R. 45 at 49 and in Kay v. Attorney-General (Vic.) [2000] VSCA 176; (2000) 2 V.R. 436 at 444 concluded that a "necessary implication" would satisfy the exclusionary provisions of s.17(2).
[34] Cf. Rabel v. Eastern Energy Ltd., supra at 49 [13].
[35] Roy Morgan Research, supra, at 1345 [13].
[37] Their Honours cited Rose v. Hvric (supra), Metropolitan District Railway Co. v. Sharpe (supra) and Chorlton v. Lings (1868) L.R. 4 C.P. 374. It would seem, having regard to the views expressed, that the wider interpretation given to words of exclusion such as those used in Rose v. Hvric is to be regarded as inapplicable to express conferral of appellate rights.
[40] Roy Morgan Research, supra, at 1345 [12] per Gaudron, Gummow, Hayne and Callinan, JJ.; see also Energy Brix Australia Corporation Pty. Ltd. v. National Logistics Co-operations (Morwell) Pty. Ltd. & Ors. [2002] VSCA 113 per Ormiston, J.A. at [12].
[41] Cf. Re Hamill (1986) 25 A.Crim.R. 316.
[42] For example, by s.84(1) of the Magistrates' Court Act 1989, the Director is given a right to appeal to the County Court against a sentencing order made in the Magistrates' Court, if he is satisfied that an appeal should be brought in the public interest. Sub-section (2) specifically precludes any further appeal being brought by the Director from the sentencing order of the County Court. The terms of the section would not exclude further appeals to the Court of Appeal by the respondent pursuant to s.91(1) of the Magistrates' Court Act, though s.86(2) excludes appeal under s.74 of the County Court Act 1958.
[45] Cf. Bowden v. Yoxall [1901] 1 Ch.1; Ryan v. A.G. [1998] 3 V.R. 670 at 672. There may also be circumstances where s.17A(3) of the Supreme Court Act would restrict the right of the D.P.P. to appeal.
[47] Per Young, C.J. and Ashley, J. The third member of the Court (Murphy, J.) did not participate in the judgment through indisposition.
[49] Cf. Chorlton v. Lings (1868) L.R. 4 C.P. 374 at 387 per Willes, J., at 393 per Byles, J.; Healey v. Festini, supra.
[50] Appellate rights to the Court of Appeal have always been assumed to exist (albeit now by leave) from determinations made by trial judges in appeals to them pursuant to ss.92 and 109 of the Magistrates' Court Act 1989. Indeed, it is interesting to note that, after the amendments to s.42 of the Supreme Court Act 1958 in 1984, the Full Court was prepared to accept that an appeal would lie to it from a single judge's determination refusing habeas corpus or an application for certiorari to quash a conviction, in circumstances where no appellate rights pursuant to Part VI of the Crimes Act existed (cf. Clarkson v. D.P.P. [1990] VicRp 65; [1990] V.R. 745 at 749-50, per Murphy, J.).
[52] [1958] VicRp 46; [1958] V.R. 285 at 289.
[54] Cf. R. v. Iorlano [1983] HCA 43; (1983) 151 C.L.R. 678; In re the Will of F.B. Gilbert (dec.) (1946) 46 S.R. (N.S.W.) 318 at 323 per Jordan, C.J.
[55] [2001] HCA 49; (2001) 75 ALJR 1342 at [11], [13], [20] and [21].
Fernandez
DPP [2002] VSCA 115
(2001) 75 ALJR 1342