ANALYSIS
30 The thrust of the appellant's argument is that suicide falls within the terms of ss 36(2A)(a) and 36(2)(aa) of the Act and whether it amounts to an arbitrary deprivation of life is determined by reference to the receiving country's response to the risk of suicide. The jurisdictional error committed by the Tribunal was that it did not assess the UK's response to the risk of the appellant committing suicide upon his return to that country and it did not undertake that exercise because it misconstrued s 36(2A)(a) as not including deprivation of life by the non-citizen's own hand.
31 In SZTAL, the High Court considered the complementary protection provisions in the Act (ss 36(2)(aa) and 36(2A)) and, in particular, s 36(2A)(c), (d) and (e). Chief Justice Kiefel and Justices Nettle and Gordon described the process of ascertaining statutory meaning as follows (at [14]):
The starting point for the ascertainment of the meaning of a statutory provision is the text of the statute whilst, at the same time, regard is had to its context and purpose. Context should be regarded at this first stage and not at some later stage and it should be regarded in its widest sense. This is not to deny the importance of the natural and ordinary meaning of a word, namely how it is ordinarily understood in discourse, to the process of construction. Considerations of context and purpose simply recognise that, understood in its statutory, historical or other context, some other meaning of a word may be suggested, and so too, if its ordinary meaning is not consistent with the statutory purpose, that meaning must be rejected.
(Footnotes omitted.)
32 As their Honours noted, the enactment of the complementary protection regime gave effect to Australia's non-refoulement obligations under the CAT and the ICCPR. The complementary protection regime was also designed to address a lengthy and time consuming process relating to the grant of a protection visa to a non-citizen who is not a refugee (at [1]).
33 Justice Edelman explained the background to the regime as follows (at [73]):
The 2012 amendments introduced s 36(2)(aa) of the Migration Act, which provided an additional basis for a grant of a protection visa. That additional basis is complementary protection in circumstances where the applicant does not fall within s 36(2)(a) because he or she is not a person about whom the Minister is satisfied that Australia has protection obligations because the person is a refugee. As Lander and Gordon JJ said in Minister for Immigration and Citizenship v SZQRB, s 36(2)(aa) recognises that a non-citizen may be entitled to a protection visa because of Australia's other protection obligations under the Convention against Torture or the International Covenant on Civil and Political Rights (1966) ("the ICCPR"). In broad terms, the criterion is that the Minister must be satisfied that Australia has protection obligations in relation to the visa applicant. Those protection obligations arise if the Minister has substantial grounds for believing that, "as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm". Paragraphs (c), (d), and (e) of s 36(2A) then respectively provide that a non-citizen will suffer significant harm if, among other things, the non-citizen will be "subjected to torture" or "subjected to cruel or inhuman treatment or punishment" or "subjected to degrading treatment or punishment".
(Footnotes omitted.)
34 Non-citizens have sought to engage the provisions of ss 36(2)(aa) and 36(2A)(a) in circumstances where they have serious health problems and the receiving country does not have a suitable health system to meet their medical needs. I was referred to two cases where those circumstances were considered.
35 In MZAAJ v Minister for Immigration and Border Protection [2015] FCA 478, Pagone J said (at [6]):
Sections 36(2)(aa), (2A) and (2B) were introduced into the Migration Act 1958 (Cth) in 2011 to provide for the grant of a protection visa to a non-citizen in circumstances where the Minister was not satisfied that Australia owed protection obligations to that non-citizen under the Refugees Convention but was satisfied nonetheless that Australia had non-refoulement obligations in respect of that non-citizen. Section 36(2)(aa) provides that a criterion for a protection visa is that the applicant for the visa is a non-citizen in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has reasonable grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is "a real risk that the non-citizen will suffer significant harm". Subsection 36(2A)(a) provides that a non-citizen will suffer significant harm if that person will be "arbitrarily deprived of his or her life". Subsection 36(2B) specifically provides that the risk of significant harm in a country is not taken to include a real risk that the Minister is satisfied "is one faced by the population of the country generally and not faced by the non-citizen personally". These provisions were considered by the Tribunal, as the Federal Circuit Court correctly observed above, and were correctly applied. The words "arbitrarily deprived" are to be given their ordinary meaning: see SZTEQ v Minister for Immigration and Border Protection [2015] FCAFC 39, [90]. In this case the Tribunal found that any lack of adequate medical treatment would not result from the first appellant's ethnicity or particular circumstances but from the general circumstances faced by all Sri Lankans. The Tribunal did not expressly mention s 36(2B)(c) in its reasons but did find, for the purposes of that provision, that the risk of harm from inadequate medical treatment was a risk faced by all Sri Lankans when concluding that the first appellant would be excluded from the operation of the complementary protection regime.
36 In SZDCD v Minister for Immigration and Border Protection [2019] FCA 326, Gleeson J referred to the circumstances leading to the introduction of the complementary protection regime and dictionary definitions of the word "arbitrary". Her Honour said that the other paragraphs in s 36(2A) i.e., (b), (c), (d) and (e) which all involve the deliberate imposition of harm upon a non-citizen by a third party and are "self-evidently" directed to serious forms of human rights abuses, provide relevant context for the construction of s 36(2A)(a). Her Honour then said (at [44]):
In context, a non-citizen may be "arbitrarily deprived of his or her life" by lawful or unlawful action that is demonstrated to have elements of capriciousness, inappropriateness, injustice or lack of predictability. Section 36(2A)(a) is concerned with the risk of significant harm in the nature of the serious human rights abuse that is the arbitrary deprivation of a person's life.
37 As I understand her Honour's reasons, she held that being arbitrarily deprived of life involves arbitrary conduct and the non-citizen's removal to the receiving country did not involve arbitrary conduct, albeit the non-citizen may suffer the loss of life as a result of losing access to medical treatment currently available to him in Australia. Justice Gleeson said (at [48(6)]):
On the facts, the Australian government's removal of the appellant will not arbitrarily deprive him of his life. That act would be deliberate; it can be presumed that it will be effected lawfully, and it has no quality of randomness. Further, it will not deprive the appellant of his life, although it may not be protective of his life. Rather, it will deprive the appellant of his present access to medical treatment.
38 The Explanatory Memorandum for the Bill which introduced the complementary protection regime provided that new paragraph 36(2A)(a) derives from the non-refoulement obligation implied under Articles 2 and 6 of the ICCPR. Those Articles are in the following terms:
Article 2
1. Each State Party to the present Covenant undertakes to respect and to ensure to all individuals within its territory and subject to its jurisdiction the rights recognized in the present Covenant, without distinction of any kind, such as race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status.
2. Where not already provided for by existing legislative or other measures, each State Party to the present Covenant undertakes to take the necessary steps, in accordance with its constitutional processes and with the provisions of the present Covenant, to adopt such laws or other measures as may be necessary to give effect to the rights recognized in the present Covenant.
Article 6
1. Every human being has the inherent right to life. This right shall be protected by law. No one shall be arbitrarily deprived of his life.
2. In countries which have not abolished the death penalty, sentence of death may be imposed only for the most serious crimes in accordance with the law in force at the time of the commission of the crime and not contrary to the provisions of the present Covenant and to the Convention on the Prevention and Punishment of the Crime of Genocide. This penalty can only be carried out pursuant to a final judgement rendered by a competent court.
3. When deprivation of life constitutes the crime of genocide, it is understood that nothing in this article shall authorize any State Party to the present Covenant to derogate in any way from any obligation assumed under the provisions of the Convention on the Prevention and Punishment of the Crime of Genocide.
4. Anyone sentenced to death shall have the right to seek pardon or commutation of the sentence. Amnesty, pardon or commutation of the sentence of death may be granted in all cases.
5. Sentence of death shall not be imposed for crimes committed by persons below eighteen years of age and shall not be carried out on pregnant women.
6. Nothing in this article shall be invoked to delay or to prevent the abolition of capital punishment by any State Party to the present Covenant.
39 As the primary judge noted, the Minister said the following in the course of the Second Reading Speech for the Bill which introduced the complementary protection regime:
Applicants who fall outside these categories are not considered refugees and, consequently, their applications must be rejected by the Department of Immigration and Citizenship and also by the Refugee Review Tribunal.
But some of these people are fleeing significant harm - be they women fleeing so called 'honour killings' or, in some certain circumstances depending on the nation, people fleeing persecution on the basis of their sexual preference.
These people can fall outside the categories recognised by our current protection visa process.
So their applications will be rejected at first instance - and again at review - even where Australia's non-refoulement obligations and other international treaties ensure that we cannot and will not send them back to their countries of origin."
40 The appellant sought to rely on an academic writing and UK and European cases which have considered Article 2 of the European Convention of Human Rights (ECHR) and the circumstances in which a state has a duty to protect an individual from taking his own life.
41 Article 2, insofar as is presently relevant, provides as follows:
1. Everyone's right to life shall be protected by law. No one shall be deprived of his life intentionally save the execution of a sentence of a court following his conviction of a crime for which the penalty is provided by law.
42 The appellant referred to Keenan v United Kingdom (2001) 33 EHRR 38; Rabone v Pennine Care NHS Foundation Trust [2012] UKSC 2; [2012] 2 All ER 381 (Rabone); Case of Fernandes De Oliveira v Portugal [GC] no 78103/14, ECHR 2019/11 (De Oliveira); and McAdam J, "Australian Complementary Protection: A Step-By-Step Approach" (2011) 33 Syd LR 687 at p 695. I did not have the benefit of a close analysis of those authorities and the authorities referred to therein. I am not critical of the parties for that; they recognised that the critical matter was the words of the domestic statute, that is, s 36 of the Act. Having said that, I do not think the authorities are of any direct relevance. The wording of Article 2 of the ECHR is different from that in s 36(2A)(a) and the context of those authorities is a direct obligation imposed on a state and not a complementary protection regime and persons in prison or an institutional facility whether voluntarily or involuntarily. In any event, even in the case of Article 2 of the ECHR, there is no general obligation on a state to prevent suicide. In Rabone, Baroness Hale said (at [100]):
We are not here concerned with that broader question, but with the more precise question of when the state has a duty to protect an individual from taking his own life. It does seem fairly clear that there is no general obligation on the State to prevent a person committing suicide, even if the authorities know or ought to know of a real and immediate risk that she will do so. I say this because, in the case of Mammadov v Azerbaijan, Application No 4762/05, 17 December 2009, decided only a few months before Watts, the court twice stated, at paras 99 and 100, that the duty to protect a person from self-harm arose only "in particular circumstances", citing Keenan v United Kingdom (2001) 33 EHRR 913, Renolde v. France (2009) 48 EHRR 969, and Tanribilir v. Turkey, Application No 21422/93, 16 November 2000. This is understandable. Autonomous individuals have a right to take their own lives if that is what they truly want. If a person announces her intention of travelling to Switzerland to be assisted to commit suicide there, this is not, by itself, sufficient to impose an obligation under article 2 to take steps to prevent her.
(see generally, the discussion in Woolf H, Jowell J, Donnelly C and Hare I, De Smith's Judicial Review (8th ed, Thomson Reuters, 2018) at [13-060-13-064]).
43 The appellant submitted that whilst the Tribunal decided that the appellant did not fall within s 36(2A)(a) because that paragraph only covered significant harm inflicted by a third party, whether it be the state, a state agency or an independent third party, the Federal Circuit Court erred in restricting the scope of the paragraph even further so that on that Court's construction, it only applies to a state or state authority or agency acting tyrannically or capriciously. The following points should be noted about this submission. First, it is not strictly necessary to decide whether the Federal Circuit Court did conclude that these were additional requirements. Secondly, if the Court did so decide, it is not strictly necessary to decide whether it was wrong to do. It is not strictly necessary to decide these issues because a conclusion that the harm must be inflicted by a third party is sufficient to dispose of the appellant's claim that the Tribunal committed a jurisdictional error.
44 Having said that, it is true that there are phrases or sentences in the primary judge's reasons suggesting that he found that s 36(2A)(a) only applied in the following circumstances: (1) where the risk of harm emanates from a state based authority or its agents or proxies; and (2) such authorities are acting in a capricious or tyrannical fashion. However, the primary judge's reasons must be read as a whole and when that is done, I do not think it is correct to conclude that the primary judge limited the operation of s 36(2A)(a) to states or state agencies. I have already noted para 89, but I repeat it here:
What is fundamentally different between this case and other cases involving honour killings; exposure to violence because of sexual preference; or the return of a person to an environment in which family violence is prevalent and condoned; is that each of these exemplars of harm involves the actions of others; whilst in the applicant's case, his harm is potentially self-actioned and self-directed.
45 It is not necessary for the actions to be despotic or tyrannical, these being the words the primary judge picked out of the definition of "arbitrary" in the Oxford English Dictionary. Nevertheless, it is clear from the above, that the primary judge was not restricting the paragraph to states or state authorities.
46 Towards the end of his reasons, his Honour said (at [95]-[96]):
95. Bell J (of the Victorian Supreme Court) took a similar approach in PJB v Melbourne Health, which was a case concerned with the human rights of a disabled person, subject to guardianship, who wished to remain living in his home. Bell J said as follows:
I therefore conclude that the human right in s 13(a) not to have your privacy, family, home or correspondence 'arbitrarily' interfered with extends to interferences which, in the particular circumstances applying to the individual, are capricious, unpredictable or unjust and also to interferences which, in those circumstances, are unreasonable in the sense of not being proportionate to a legitimate aim sought. Interference can be arbitrary although it is lawful.
96. In the current matter, there is no suggestion that any act of illegality can attach to the actions of either Australian government officials in deporting the applicant or of the UK authorities in receiving him. If the applicant's status as a non-citizen is confirmed his deportation can be the only legal consequence of such confirmation. In these circumstances, governmental actions, although of great moment to the applicant personally, cannot be characterised as unpredictable.
(Footnotes omitted.)
47 In my opinion, s 36(2A)(a) is restricted to the risk of being deprived of life by a third party or third parties. The Minister's Second Reading Speech suggests that the actions of third parties is at the core of the meaning in s 36(2A)(a) of the Act. The other paragraphs in s 36(2A) (i.e., paragraphs (b)-(e) inclusive) involve conduct by the state or state agents or third parties on or with respect to the non-citizen. I am unable to see how suicide (tragic as it no doubt is) is an arbitrary deprivation of life within s 36(2A)(a) of the Act. Further, or in the alternative, there is nothing arbitrary about the removal of the appellant from Australia and the receiving of him by the UK. There is nothing to suggest that the appellant's removal under s 198 of the Act will be other than lawful.