DECISION ON NOTICE OF MOTION
[2008] NSWIRComm 111
1 The first of these three victimisation applications (IRC 4554 of 2005) was filed on 31 August 2005, by Ms Elka Simjanovska ('the applicant') and was subsequently followed by two further claims of victimisation on 18 July and 15 September 2006; respectively matters IRC 2762 and 3138 of 2006. In all matters the applicant alleges that she was victimised, pursuant to s 210 of the Industrial Relations Act 1996 ('the Act') by her then employer, the Roads and Traffic Authority of New South Wales ('the respondent') and a number of the respondent's managers, and she seeks various forms of relief, pursuant to s 213 of the Act. It is to be observed that it is at least arguable that some of the relief sought by the applicant is not available under s 213 of the Act. I have used the term 'then employer' as it is undisputed that the applicant resigned, in writing, from her employment with the respondent on 11 September 2007.
2 On 11 April 2008, the respondent filed a notice of motion which seeks to have the Commission dismiss all three applications for want of prosecution, pursuant to Rule 146 of the Industrial Relations Commission Rules. For convenience, I shall hereinafter retain the designation of respondent and applicant, although the respondent is the applicant on the motion and the applicant is the respondent to the motion. I shall return to the respondent's grounds and reasons and submissions in support of the motion shortly. There was no appearance by, or on behalf of the applicant when the notice of motion was listed on 21 April 2008. There can be no doubt that the applicant was aware of the hearing of the notice of motion as a letter from her to the Commission, which I will come to later, broadly claimed that she was too ill to attend the proceedings.
3 To understand the context in which this notice of motion has been brought, it will be necessary to give a brief outline of the history of the proceedings. It will not be possible, nor is it necessary, to traverse, in detail, each move and counter move of the parties or detail the huge amount of correspondence between the parties and the Commission, generated primarily by the applicant.
4 At the outset, I would observe that in a period of almost three years, there has been no fewer than seven single member decisions and three appeal decisions of the Commission as to matters properly characterised as of a preliminary or jurisdictional nature. Obviously, the substantive merits of the applicant's claims of victimisation have never been tested, let alone ruled upon by the Commission. Directions for the filing of evidence have been issued and amended on at least six occasions and dates for a hearing, spanning more than a week, have been set and abandoned three times. The Commission's various decisions over this time may be summarised as follows.
5 On 24 March 2006, Connor C dismissed the applicant's first victimisation claim on jurisdictional grounds, finding, inter alia, that the application was filed out of time, pursuant to s 213(3)(4) of the Act: See Simjanovska v Roads and Traffic Authority of New South Wales [2006] NSWIRComm 1041. The applicant appealed the Commissioner's decision and on 16 August 2006, the Full Bench of the Commission granted leave to appeal and upheld the appeal on the basis that the Commissioner's findings on jurisdiction were premature and not properly available on the material before him under s 210(1)(g) of the Act: See Simjanovska v Roads and Traffic Authority of New South Wales (2006) 157 IR 40. The matter was then remitted to me and on 10 October 2006, was joined with the other two applications. Conciliation of the claims ultimately proved unsuccessful.
6 On 10 October and 10 November 2006, the Commission made various rulings on the admission of evidence in the proceedings. The applicant appealed these rulings, and on 13 December, Kavanagh J refused a stay of the substantive proceedings as sought by the applicant (appellant) pending determination of the appeal: See Elka Simjanovska v Roads and Traffic Authority of New South Wales (unreported, 13 December 2006, Kavanagh J).
7 On 15 December 2006, the Commission, as presently constituted, dismissed a notice of motion filed by the applicant which sought to amend the directions previously issued on 30 October 2006, for the hearing and the adjournment of the hearing dates in March 2007: See Elka Simjanovska and Roads and Traffic Authority of New South Wales (No 1) [2006] NSWIRComm 405.
8 The applicant filed her evidence in chief on 10 and 12 January 2007, after obtaining an extension of time from Boland J (as he then was) and the respondent filed its evidence on 15 February 2007.
9 On 30 January 2007, the Commission dismissed a further notice of motion filed by the applicant which sought to set aside summons to produce directed to nine medical practitioners in respect to the medical records of the applicant: See Elka Simjanovska and Roads and Traffic Authority of New South Wales (No 2) [2007] NSWIRComm 5. When the return date for the summons was listed the following day, the Deputy Industrial Registrar granted general access orders to the parties. The applicant appealed the Deputy Industrial Registrar's orders. The appeal was determined by Haylen J on 12 February 2007: See Elka Simjanovska v Roads and Traffic Authority [2007] NSWIRComm 23, wherein his Honour varied the access order by requiring a confidentiality undertaking by the respondent and limiting access to three named solicitors from the firm acting for the respondent.
10 On 6 March 2007, the Commission dismissed a further notice of motion filed by the applicant in which she sought to extend the time for filing her evidence in reply until 15 May 2007; an adjournment of the hearing dates until at least two weeks after 15 May and the admission of new evidence. The applicant claimed she was too ill to prepare for, and participate in the substantive proceedings. The Commission was not satisfied with the state of the medical evidence provided, particularly in light of the fact that the applicant had prepared for, and attended other proceedings in the Commission over the previous few months, as identified in the preceding paragraphs above: See Elka Simjanovska and Roads and Traffic Authority of New South Wales (No 3) [2007] NSWIRComm 47.
11 The hearing was scheduled to commence on 8 March 2007. On that day, the Commission received a detailed medical report from the applicant's doctor, Dr Blagoj Kuzmanovski, indicating the applicant was too ill to participate in the proceedings. Notwithstanding some hesitation, the Commission adjourned the proceedings indefinitely until such time as the Commission received a medical clearance from the applicant's doctor and a written undertaking from her that she was fit and able to conduct her proceedings. The Commission further ordered that no new summons, notices of motion or other initiating process be commenced, by either party, until these requirements were met: See Elka Simjanovska and Roads and Traffic Authority of New South Wales (No 4) [2007] NSWIRComm 51.
12 On 20 March 2008, the Commission revoked the orders of 8 March 2007, on the basis that the Commission was satisfied, from the material filed by the respondent (Exhibit 2), that the applicant was sufficiently capable of prosecuting her case. I directed that she file her evidence in reply by 1 April 2008, and the matter was set for hearing commencing on 21 April 2008. No evidence, in reply, was filed.
13 On 2 April 2008, the Full Bench of the Commission, notwithstanding its orders made on 16 March 2007 to the same effect as my orders referred to above in par 11, and directions that the appellant file reply submissions in respect of the appeal, refused leave to appeal and dismissed the appeal: See Elka Simjanovska and Roads and Traffic Authority of New South Wales [2008] NSWIRComm 66 ('the Full Bench decision'). I shall refer later in some detail to the Full Bench's decision, as it is directly relevant to the decision on this notice of motion.
Case for the respondent
14 The respondent relied on the grounds set out in its notice of motion and the affidavits of Mr Dilan Mahendra, Solicitor for the respondent, and Mr Stephen Doran, Manager Industrial Relations. In its written submissions the respondent summarised its contentions as follows:
(a) The Applicant has failed to prosecute her case with due diligence or at all since 16 March 2007;
(b) the Applicant has failed to comply with the directions of the Commission on 20 March 2007, namely:
(1) the Applicant has failed to file and serve any material in reply to the Respondent's evidence filed on 14 February 2007;
(2) the Applicant has failed to submit any credible medical evidence to explain her failure to comply with his Honour's directions;
(3) the Applicant has refused to attend the hearing listed on 21 to 24, 30 April 2008 and 1 May 2008; and
(4) has failed to provide the necessary medical evidence to justify her non-attendance.
(c) in the circumstances of this case, it would be appropriate for the Commission to order costs against the Applicant.
15 The respondent noted that the applicant had provided a medical certificate seeking an adjournment of the proceedings and which purportedly sought to explain her refusal to participate in the proceedings. The medical certificate relied upon was in the following terms:
This is to confirm that today I have examined Mrs Elka Simjanovska and in my opinion she suffers from a medical condition and would not be able to participate in any litigation and prepare any documentary materials in the legal proceedings from Monday, 14 April 2008 until Friday, 25 April 2008 inclusive.
16 The applicant also relied on the medical reports and associated documents which she had provided on 9 April 2008, and which was the same material she relied on in the appeal proceedings earlier referred to. The respondent submitted that as the Full Bench had not accepted this medical evidence, the Commission, as presently constituted, would do likewise.
17 The respondent noted the applicant was due to file evidence in proceedings initiated by her in the Administrative Decisions Tribunal (ADT) and she had not taken any steps to adjourn those proceedings and had demonstrated an intention to pursue those proceedings.
18 The respondent referred to the principles and relevant authorities the Commission would have regard to when determining an application under Rule 146 of the Commission's Rules: See Lenijamer Pty Ltd v AGC (Advances) Limited (1990) 27 FCR 388; Koprivnjak and Others v Body Corporate Services (NSW) Pty Limited (1999) 87 IR 49; Hakim v Hakcom Investments Pty Ltd & Anor [2004] NSWIRComm 405; Raymond Hoser v Christopher Hartcher [1999] NSWSC 527 and Crewdson v Department of Ageing Disability & Home Care [2007] NSWIRComm 29. I shall refer to the relevant principles shortly.
19 The respondent submitted that the Commission would have regard to the following factors: