In this section we generally review the arrangements between the parties from 2012 until the removal and cancellation decisions were made. A more detailed analysis of the 12-month period leading to the removal decision is included under the heading "Consideration", to give more specific context for our consideration of issues 1, 2, 3 and 5.
The respondent is the Out of Home Care Agency that has day-to-day case management and responsibility for the care of the three sibling children who were placed in the care of the applicants and subsequently removed from them.
The three children are subject to an order whereby the Parental Responsibility for them is allocated to the Minister until such time as each child attains the age of 18 years.
The second applicant was authorised as a carer for the respondent in 2012. The carer's husband did not complete his application to be authorised as a carer and was therefore never authorised as a carer. However, he was approved as a household member and is a person having a genuine concern in the subject matter of the decision under review: s 29(1) of the CS Complaints Act.
The applicants met on Facebook in 2012 and met in person on 22 April 2012. Shortly after the children were placed with the carer, she and the first applicant started cohabiting and married approximately two years later, in September 2014. The carer's husband does not have any biological children but was previously a stepfather. The carer has two daughters who are now adults. In addition to having the care of the three children (and having other siblings of the children in respite care with them), the carer worked from home as a nail technician and the carer's husband worked in the retail industry. At some time during 2014 the carer experienced a heart attack and underwent a quadruple bypass. During the course of these proceedings, the carer's husband suffered a stroke, requiring an adjournment of the further hearing that had been set down for 10 and 11 May 2021. However, he attended the hearing on 1 and 2 July 2021 after a period of hospitalisation and appeared to have made a good recovery apart from suffering some short-term memory loss. He planned to return to his employment in retail. During the course of the proceedings the carer applied for, and obtained, employment with a Commonwealth government agency which offered flexible hours.
The first child (at almost 3 years of age) and the second child (at around 18 months in age) were placed with the second applicant as the authorised carer and the carer's husband (as an approved household member), on 21 June 2012. Shortly after that date, on 16 July 2012, the third child (at around 2 months in age) was also placed with them. All three girls remained in the placement with the applicants as a core family unit until early 2020, a period of just under eight years.
The carer's own two daughters also resided with them, at least for a number of years. The three siblings placed in the care of the applicants called them 'mum' and 'dad'. At the time of the removal decision, the children had two older sisters, an older brother and a baby sister however, due to the high number of children and their varying needs, a full sibling placement could not be identified.
In a letter dated 22 December 2014 (around two and a half years after placement of the three children with the applicants), the respondent formally advised the second applicant that she had been accepted as an authorised foster carer for Burrun Dalai (the appointment letter), having successfully completed her assessment and initial training. The appointment letter and advised her that:
1. as an authorised carer she must comply with the code of conduct for authorised carers (attached to the appointment letter) (Minister's Code of Conduct) as required under s 34 (4) of the Care Regulation;
2. the following conditions applied to her authorisation:
"Carer has been authorised and assessed suitable to provide care for 3 children (boys or girls) less than 12 years of age for short or long term placements and in need/crisis respite placements for children and young people up to 18 years of age."
On 24 December 2017 (Christmas Eve), an older sibling to the three children was placed with the applicants after attacking her previous carer. The precise nature of this placement with the applicants is not clear having regard to the conditions attaching to the carer's authorisation. However, the older sibling stayed with the carers for approximately 2 years until a violent disturbance involving the second child and the older sibling resulted in the carers demanding that the placement of the older sibling come to an end.
Early in the New Year in 2019, a younger sister (the baby sibling) who was around 7-8 months in age at the time was also placed in respite care with the applicants. The original plan was for the baby to be in their care for 3 weeks; however she stayed for approximately 10 months. This placement ended on 31 October 2019 when she was 17-18 months old, after Burrun Dalai made a decision to reduce the number of children in the household so the carers could focus on the other children with complex needs.
All three children were diagnosed with a number of conditions in varying degrees, summarised below:
Child Diagnoses
Autism spectrum disorder (ASD) - Level 1
First child Attention Deficit Hyperactivity Disorder (ADHD)
Sleep difficulties
Anxiety
ASD - Level 3 (requires very significant support)
ADHD
Reactive Attachment Disorder (developmental trauma)
Oppositional Defiance Disorder (ODD)
Second child Acute Traumatic Stress Disorder (ATSD)
Innocent heart murmur
Borderline intellectual ability
Difficulty in sleep initiation
Sleep difficulties
Short stature (probably familial)
Third child ADHD
ODD
[2]
The children were under the care of a number of clinicians and therapists including a paediatrician, a psychiatrist, psychologists, a speech pathologist, a specialist in literacy and numeracy, and social workers. The second child, who unfortunately suffered a greater number of diagnoses, was assessed at the age of 5 by a psychologist with the Australian Childhood Trauma Group (11 July 2016). This child was also assessed on 4 October 2017 by Autism Spectrum Australia (ASPECT) and the applicants were recommended to attend a 3-day 'Recipe for Success' positive behaviour support workshop run by ASPECT. Then, on 24 January 2018, the child was re-assessed by the Australian Childhood Trauma Group. Her behaviours were to be managed under a Healing Pathways Plan dated 28 October 2019.
As a general comment, the first five years from mid-2012 to early 2017 appear to have been uneventful. Other than pro-forma letters sent to all carers and administrative matters concerning the applicants, the s 58 Bundle of documents contains very little information that raise issues of concern about the placement or the carer's suitability in those first five years. As a matter of routine practice, it appears that the respondent conducted annual case review meetings for each of the children, and significant persons involved in their lives (including their biological parents) were invited to participate in the decision-making processes on how to best meet the children's needs over each ensuing 12-month period, after reviewing their progress during the previous year. The respondent also arranged for the children to have contact visits with their biological parents from time to time.
In March 2017, the respondent required both applicants to enter into undertakings for safety of the children (the Undertakings). One of the undertakings required the applicants to participate in the 12-week Burrun Dalai Intensive Family Based Services (IFBS) program. The IFBS program was designed to provide support to carers to assist them in developing a routine structure for the household, assist with parenting skills, maintaining a safe property and administering medications to children. The applicants completed the program from March to August 2017 and declined to complete another 12-week Stepdown Program designed to further consolidate the skills required to develop routines for the children, manage their challenging behaviours, manage the household and monitor and manage safety issues.
Part-way through the initial 12-week phase of the IFBS program, two incidents occurred upon which the respondent sought to rely (amongst other matters) when making its removal and cancellation decisions:
1. First, the carer left the children (including an older sibling) unattended in a motor vehicle which rolled into two other vehicles at a car wash while she paid for the wash (the motor vehicle incident). The carer could not recall whether she had left the vehicle in first gear or whether she had failed to put the hand brake on. The second child hurt her hand, and the respondent's internal correspondence about this incident (Annexure C to R4) noted that the second child was observed to have a "big ringworm" on her wrist and that the first child had been observed to have lice eggs in her hair causing her to scratch which interfered with her concentration and speech therapy;
2. Second, the casework notes (p 478 of R1) disclose that the children made comments to caseworkers that they had watched horror movies at home. The carer responded that her husband let them watch a few "B grade" horror movies and that this would not occur again. This matter became the subject of a reportable conduct investigation.
In October and December 2018, approximately six and a half years after being placed with the applicants, the second child was assessed by Dr D (child psychiatrist), due to her escalating behaviours. Dr D saw the second child again in June 2019. At that time, the child was aged 8 and presented with markedly more distress, verbal and physical aggression and had endangered herself on 3-4 occasions since February 2019. Dr D commented:
"The strain on [the second child's] relationship with her foster mother is painful and striking, also in the context that there is clearly a significant connection and care between them despite this."
The documentation in R1 discloses several incidents involving the second child's behavioural issues and distress in the months of February, March, April, May, June, July, August, September, October, November, and December 2019. The incidents were of varying intensity and culminated in a critical incident on 23 January 2020 which precipitated the child being placed in respite care and then not returned to the care of the applicants.
The sequence of escalating behaviours in the 12-month period prior to the removal of the second child created stress in the household, and is discussed in more detail under "Consideration" (sub-heading "Events in year preceding the critical incident").
One of the most disturbing incidents concerned the second child possibly experiencing physical and sexual harm while in respite care in February 2019 from an older teenage boy who resided with respite carers (the sexual assault allegation) which was the subject of multiple reports from various sources over some months.
On 2 September 2019, the respondent received a report that while the children were in respite care they showed videos of themselves on YouTube to their respite carers. It was alleged the videos contained sexualised content, where at least one child was naked and the footage focused on the children's genitalia (p 1558 of R1). The first respondent was asked to remove the videos on a number of occasions before this was achieved. This incident became the subject of a reportable conduct investigation, along with other issues of concern.
On 23 January 2020, the carers made a number of after-hours phone calls to caseworkers, after another significant traumatising incident involving the second child (the critical incident) which ultimately precipitated the respondent's decision to not return the child to the placement The carers said they had had enough of being abused, hit and having things thrown at them. They complained that the second child gave them no respect and that the other children were frightened of her. The carer was crying, saying she couldn't do this anymore and the carer's husband was yelling out loudly that "enough is enough come and get her". The carer said that the strategies didn't work and that she had said this before. The caseworker visited the home, observing it was a total mess with things thrown everywhere, dirty dishes in the sink, the dining table full of dishes and food. The carer's husband apologised to the caseworker for yelling and for saying "come and get this girl NOW". The caseworker asked whether the carers were giving up caring for the second child and they said they simply needed some respite care.
While the second child was in respite care, further reports were received by the respondent about the girls' placement with the applicants. One of those reports made on or around 5 February 2020 arose from a disclosure by the older sibling who had been removed from the placement on Boxing Day 2019, that the third child was naked in bed with the applicants (p 1400 of R1). This allegation also became the subject of a reportable conduct investigation.
Burrun Dalai officers decided to not return the child at the end of the respite care period (initially planned for two nights) and told the applicants at the end of January 2020 that several things needed to occur before she could be returned. This included a current behavioural management plan and a parenting capacity report being obtained. The respondent then advised the applicants on 25 February 2020 that the second child would not be placed back with them at that point in time (p 1476 of Exhibit R4).
On 13 March 2020 the first and third child went into respite care for a planned stay of four nights. Whilst in respite care, the two girls made various disclosures to the respite carer which were reported to the respondent. On 17 March 2020, the respondent informed the applicants that there had been a risk of serious harm (ROSH) report made and the two girls would not be returning to them, pending an investigation.
The applicants participated in an interview on 23 March 2020 regarding the allegation that the third child slept in bed with them while they were naked (pp 1424-1427 of R1). This allegation was strongly refuted by the applicants. They acknowledged that the third child came into their bed 4-5 nights per week, and slept in her own bed 1 or 2 nights if she received a reward. The applicants were adamant that the child never slept under the covers and that they put her back into her own bed once she had fallen asleep. The carer said during the interview that she refused to do IFBS again.
To assist the respondent in its determination regarding the children, the carers and the placement, Ms AC (the first consultant) was engaged to conduct a strengths and needs assessment. The first consultant conducted a face-to-face interview with the carer and in the course of that interview, had an opportunity to observe the children and their interaction with the carer. The first consultant provided her Parenting Capacity Report dated 20 March 2020 and made a number of recommendations, including that the second child be returned to the placement.
Despite the recommendations in the Parenting Capacity Report, the respondent decided on 14 April 2020 to not return the children to the placement. The respondent had a 'Zoom' meeting with the applicants on Friday, 17 April 2020 to discuss its decision that none of the children would be returned to their care. The respondent's decision to not return the three girls to the applicant's care was then set out in its letter of 22 April 2020.
The applicants did not agree with the respondent's decision and asked for it to be reviewed. The respondent engaged the services of an independent consultant (the second consultant) who interviewed the CEO, the Reportable Conduct Manager and two other officers of Burrun Dalai. The second consultant was instructed to not conduct formal interviews with the carers, children or other third parties. In essence, the second consultant was asked to "ascertain the rationale for the decision", which appears to have been an exercise in assessing the evidentiary basis for the removal decision.
The second consultant's report dated 29 June 2020 examined a number of issues and analysed the respondent's decision in terms of Burrun Dalai's relevant policies, the Minister's Code of Conduct, the Care Act, the Care Regulation and the Office of the Children's Guardian's "NSW Child Safe Standards for Permanent Care". By way of "recommendations", the second consultant concluded that the evidence provided for the purpose of the report appeared to support the respondent's decision. Additionally, the second consultant concluded that the carer had attended training on both the Minister's Code of Conduct and the BD Code of Conduct, and that she had signed the Carer Code of Conduct annually since becoming a carer.
The respondent maintained its decision to not return the children to the applicants' care.
Before the second consultant's report was available, the respondent wrote to the carer on 18 May 2020 to advise her that it had decided to suspend her carer authorisation/household.
A copy of the second consultant's report was provided to the applicants on 30 June 2020 and, as noted previously, they applied to the Tribunal on 17 August 2020 for administrative review of the removal decision.
By letter dated 15 October 2020, the respondent advised the applicants of its preliminary findings following investigation of allegations of sexual misconduct and neglect against the applicants (a reportable conduct investigation pursuant to s.25A of the Ombudsman Act 1974 (NSW) (repealed) and the Children's Guardian Act 2019 (NSW) (CG Act)). The respondent advised that the preliminary findings could result in recommendations that the children would not be returned to the care of the applicants. It was not explained as to why the preliminary findings letter was expressed in this way given that the respondent had already issued its letter of 22 April 2020 (the removal decision).
The preliminary findings letter also advised that the carer's authorisation with the respondent agency could be reviewed. Again, it was not explained as to why the letter was expressed in this way since the respondent had already issued its letter of 18 May 2020 suspending the carer's authorisation.
The respondent gave the applicants an opportunity to provide information by 5 November 2020 and advised that if no further information was provided the respondent would finalise the matter and provide a Final Letter.
By letter dated 19 October 2020 (i.e. before the date by which the applicants were permitted to provide information), the respondent advised the second applicant that her Carer Authorisation had been cancelled pursuant to the Care Regulation 2012.
Also by letter dated 19 October 2020, the respondent advised the first applicant that his Carer Application had been cancelled pursuant to the Children and Young Persons (Care and Protection) Regulation 2012 for the same reasons that it had cancelled the second applicant's carer authorisation. As previously noted, this is also not a matter in which the Tribunal has jurisdiction to review.
Further, by letter dated 19 October 2020 the respondent advised the applicants that their ongoing contact with the children who had been placed with new carers had been cancelled in the best interests of the children. This is also not a matter in which the Tribunal has jurisdiction to review.
On 2 December 2020, the respondent issued its Final Letter advising the applicants of the reportable conduct findings (Exhibit R6).
[3]
Applicable legal framework and principles
The Care Act and the CG Act are both protective in nature. The Care Act is described as an Act to provide for the care and protection of, and the provision of services to, children and young persons (and for other purposes). The CG Act is described as an Act to provide for, among other things, the safety, welfare and wellbeing of children.
[4]
Jurisdictional matters and definitions
In this matter, the respondent is a designated agency as defined in s 72 of the CG Act and is the designated agency that authorised the second applicant to be an authorised carer.
Section 245(1)(c) of the Care Act provides that a decision of the "relevant decision-maker" to remove from an authorised carer the responsibility for the daily care and control of the child is an administratively reviewable decision.
Section 245(1)(a) of the Care Act provides that a decision of the "relevant decision-maker" to suspend a person's authorisation as an authorised carer is also an administratively reviewable decision.
Section 245(1)(a1) of the Care Act provides that a decision of the "relevant decision-maker" to cancel a person's authorisation as an authorised carer is, likewise, an administratively reviewable decision.
The term "relevant decision-maker", in relation to a decision pursuant to s 245(1) of the Care Act, means the person or body authorised by or under the Care Act or the regulations to make the decision, not being the Children's Court.
Pursuant to s 7 and s 9 of the ADR Act, this Tribunal has jurisdiction to review the administratively reviewable decisions mentioned above. In these reasons, we are not required to review the respondent's decision to suspend the carer's authorisation, as it has been overtaken by the cancellation decision.
Section 28(1)(a) of the CS Complaints Act provides that a person may apply to this Tribunal for an administrative review under the ADR Act of any decision that is administratively reviewable under s 245 of the Care Act. As already confirmed by the Tribunal's decision in EKH v Burrun Dalai Aboriginal Corporation Inc. [2020] NSWCATAD 266, the carer as the authorised carer was entitled to apply to the Tribunal for administrative review of the respondent's decision to remove the children from her care. The carer's husband was also entitled to apply pursuant to s 29(1) of the CS Complaints Act, being a person who has a "genuine concern in the subject-matter of the decision concerned".
[5]
Objects of the Care Act
The objects of the Care Act are set out in s 8:
8 What are the objects of this Act?
The objects of this Act are to provide -
(a) that children and young persons receive such care and protection as is necessary for their safety, welfare and well-being, having regard to the capacity of their parents or other persons responsible for them, and
(a1) recognition that the primary means of providing for the safety, welfare and well-being of children and young persons is by providing them with long-term, safe, nurturing, stable and secure environments through permanent placement in accordance with the permanent placement principles, and
(b) that all institutions, services and facilities responsible for the care and protection of children and young persons provide an environment for them that is free of violence and exploitation and provide services that foster their health, developmental needs, spirituality, self-respect and dignity, and
(c) that appropriate assistance is rendered to parents and other persons responsible for children and young persons in the performance of their child-rearing responsibilities in order to promote a safe and nurturing environment.
The Care Act is to be administered under the principle that the safety, welfare, and well-being of children are paramount (the paramount concern): s 9(1) of the Care Act.
Subject to that paramount concern, the Care Act sets out other principles to be applied in the administration of the Act. These are found in ss 9(2), 10 and 10A of the Care Act. Sub-sections 11, 12 and 13 in Part 2 of the Care Act contain principles to be applied with respect to Aboriginal and Torres Strait Islander people.
Relevantly for the purposes of these proceedings, the principles in s 9(2) of the Care Act are set out below:
(2) Subject to subsection (1), the other principles to be applied in the administration of this Act are as follows -
(a) Wherever a child or young person is able to form his or her own views on a matter concerning his or her safety, welfare and well-being, he or she must be given an opportunity to express those views freely and those views are to be given due weight in accordance with the developmental capacity of the child or young person and the circumstances.
(b) In all actions and decisions made under this Act (whether by legal or administrative process) that significantly affect a child or young person, account must be taken of the culture, disability, language, religion and sexuality of the child or young person and, if relevant, those with parental responsibility for the child or young person.
(c) In deciding what action it is necessary to take (whether by legal or administrative process) in order to protect a child or young person from harm, the course to be followed must be the least intrusive intervention in the life of the child or young person and his or her family that is consistent with the paramount concern to protect the child or young person from harm and promote the child's or young person's development. [Tribunal's emphasis and discussed in more detail below]
(d) If a child or young person is temporarily or permanently deprived of his or her family environment, or cannot be allowed to remain in that environment in his or her own best interests, the child or young person is entitled to special protection and assistance from the State, and his or her name, identity, language, cultural and religious ties should, as far as possible, be preserved.
(e) If a child or young person is placed in out-of-home care, arrangements should be made, in a timely manner, to ensure the provision of a safe, nurturing, stable and secure environment, recognising the child's or young person's circumstances and that, the younger the age of the child, the greater the need for early decisions to be made in relation to a permanent placement.
(f) If a child or young person is placed in out-of-home care, the child or young person is entitled to a safe, nurturing, stable and secure environment. Unless it is contrary to his or her best interests, and taking into account the wishes of the child or young person, this will include the retention by the child or young person of relationships with people significant to the child or young person, including birth or adoptive parents, siblings, extended family, peers, family friends and community.
(g) If a child or young person is placed in out-of-home care, the permanent placement principles are to guide all actions and decisions made under this Act (whether by legal or administrative process) regarding permanent placement of the child or young person.
[6]
Objects of the CG Act, paramount consideration and guiding principles
The main object of the CG Act is stated in s 6:
6 Main object of Act
The main object of this Act is to protect children by providing for the role and functions of the office of the Children's Guardian, including -
(a) promoting the quality of organisations and persons providing services to children, and
(b) regulating those organisations and persons in providing those services.
Section 7 of the CG Act mirrors s 9(1) of the Care Act, and also includes the protection of children from child abuse as a paramount consideration when making decisions under the CG Act:
7 Paramount consideration
The safety, welfare and wellbeing of children, including protecting children from child abuse, is the paramount consideration in decision-making under this Act and the regulations and in the operation of this Act and the regulations generally.
A number of guiding principles apply in administering the CG Act and these are set out in s 8 of that Act:
8 Guiding principles
The guiding principles to be applied in administering this Act and the regulations are -
(a) if a child is able to form views on a matter concerning the child's safety, welfare and wellbeing -
(i) the child must be given an opportunity to express the views freely, and
(ii) the views are to be given due weight in accordance with the developmental capacity of the child and the circumstances, and
(b) in all actions taken and decisions made under this Act and the regulations that significantly affect a child, account must be taken of the culture, disability, language, religion, gender identity and sexuality of -
(i) the child, and
(ii) if relevant, the person with parental responsibility for the child, and
(c) in deciding what action is necessary to protect a child from harm, the course to be followed must be the least intrusive intervention in the life of the child and the child's family that is also consistent with the paramount consideration, [Tribunal's emphasis and discussed in more detail below] and
(d) in decision-making under this Act and the regulations and the investigation or monitoring of persons, the Children's Guardian must observe the principles of natural justice and ensure procedural fairness, and
(e) in decision-making under this Act and the regulations in relation to an Aboriginal child or a Torres Strait Islander child, the Aboriginal and Torres Strait Islander Child and Young Person Placement Principles set out in section13 of the Children and Young Persons (Care and Protection) Act 1998, and
(f) if a child is placed in out-of-home care, the child is entitled to a safe, nurturing, stable and secure environment.
[7]
Least intrusive intervention
When determining the course of "least intrusive intervention" in order to protect a child from harm, the decision in DWA v Veritas House [2020] NSWCATAD 40 at [26]-[27] provides guidance:
"When determining issues of, amongst other things, removal and restoration of a child in all decisions under the Care Act involving the paramount concern of safety, welfare and well-being of a child, the proper test to be applied is that of "unacceptable risk to the child": Dept of Community Services v Rachel Grant", "Tracey Reid", "Sharon Reid" and "Frank Reid" [2010] CLN 1 per Judge Marien at [61]. The appropriate test is whether there is an "unacceptable risk" of harm to the child: see M v M [1988] HCA 68 at [25].
Whether there is an "unacceptable risk" of harm to the child is to be assessed from the accumulation of factors proved according to the relevant civil standard, as discussed above: see Johnson v Page [2007] Fam CA 1235."
The respondent directed the Tribunal to the decision in Re Tracey [2011] NSWCA 43 where the NSW Court of Appeal also considered the application of the "least intrusive intervention" principle. Their honours Spigelman CJ, Beazley and Giles JJA at [75] considered the principle to be ambulatory in the sense that its application will vary from case to case. With reference to the decision of Forster J in Re Louise and Belinda [2009] NSWSC 534 at [53]-[54], their honours said the principle could apply to the circumstances where it may well be best for a child to be cared for by his or her natural parents. Equally, the principle would have application in the sense that "the least intrusive form of intervention would normally mean not interfering with existing care arrangements."
[8]
Out-of-home care under the Care Act and the CG Act
Both the Care Act and the CG Act contain provisions concerning "out-of-home care", defined in s 135 of the Care Act to mean:
residential care and control of a child or young person that is provided -
(a) by a person other than a parent of the child or young person, and
(b) at a place other than the usual home of the child or young person,
whether or not for fee, gain or reward.
Chapter 8 of the Care Act provides a model for the organisation of out-of-home care. Its objects are set out in s 134:
134 Objects of this Chapter
The objects of this Chapter are -
(a) to create a high standard in the provision of out-of-home care, and
(b) to provide a model for the organisation of out-of-home care, and
(c) to clarify the roles and responsibilities of those involved in the provision of out-of-home care.
Only an authorised carer can provide statutory out-of-home care: s 136 of the Care Act. Section 137 of the Care Act defines what is meant by the term "authorised carer". This includes the principal of a "designated agency" and "a person who, in accordance with the regulations, is authorised as a carer".
The conditions of authorisation are set out in clause 34 of the Children and Young Persons (Care and Protection) Regulation 2012 (NSW) (the Care Regulation).
[9]
Authorisation of individual as an authorised carer
Under clause 30(4) of the Care Regulation, a designated agency must not authorise an applicant to be an authorised carer unless the agency has determined that the applicant is capable and suitable.
[10]
Assessment of suitability of a person to be an authorised carer
Clause 30(5) of the Care Regulation sets out the matters to be considered in determining that an applicant is capable and suitable to be authorised as an authorised carer:
(5) A designated agency must not determine under subclause (4) that an applicant is capable and suitable to be authorised as an authorised carer unless -
(a) the applicant has furnished to the agency such information as the agency may reasonably require in order to assess the applicant's capability and suitability to be an authorised carer, and
(b) the agency is satisfied that the applicant and any adult residing on the same property as the applicant have complied with the requirements of the Child Protection (Working with Children) Act 2012 for engaging in child-related work as an authorised carer, and
(c) the agency has obtained or conducted the suitability assessments of the applicant and persons that reside on the same property as the applicant in accordance with this clause and Schedule 2 and has determined that the result of each element of the assessment is satisfactory, and
(d) the applicant has completed to the satisfaction of the agency any education or training required by the agency, and
(e) the applicant has provided a signed statement that the applicant has read, understood and will comply with the code of conduct for authorised carers, and
(f) the agency has taken into account -
(i) the functions of an authorised carer and any risk that the applicant would be unable to properly perform those functions, and
(ii) any risk to a child or young person were the applicant to be authorised (including risks from the applicant's home or persons who reside on the same property as the applicant), and
(iii) any relevant information available to the agency.
[11]
Code of conduct for authorised carers
Clause 3 of the Care Regulation defines the code of conduct for authorised carers as "the code of conduct approved by the Minister for the purposes of this definition and published on the relevant website of the Department, as in force from time to time." (Minister's Code of Conduct)
[12]
Compliance with the Minister's Code of Conduct is a condition of authorisation
Under clause 34(4) of the Care Regulation, it is a condition of an authorisation that the authorised carer must comply with the Minister's Code of Conduct. Failure to comply with the Minister's Code of Conduct is a ground for suspension and cancellation of a carer's authorisation: clause 42(b) of the Care Regulation.
[13]
Correcting and management the behaviour of children
Clause 41 of the Care Regulation sets out the obligations for an authorised carer and the designated agency in correcting and managing the behaviour of a child or young person:
41 Management of behaviour of children and young persons
(1) An authorised carer, in correcting and managing the behaviour of a child or young person in out-of-home care -
(a) must not use -
(i)any physical coercion or physical punishment (including corporal punishment), or
(ii)any punishment that takes the form of immobilisation, force-feeding or depriving of food, or
(iii)any punishment that is intended to humiliate or frighten a child or young person, and
(b) must, in any event, use only behaviour management practices approved by the designated agency.
(2) An authorised carer who finds that the approved behaviour management practices are not sufficiently effective to correct or manage the behaviour of a child or young person is to notify that fact as soon as practicable to the designated agency.
(3) On receiving a notification under subclause (2), the designated agency, after assessing the situation, is to determine if the problem should be addressed -
(a) by providing appropriate advice, support and training to the authorised carer and appropriate support to the child or young person, or
(b) by changing the placement arrangements.
[14]
Cancellation or suspension of carer authorisations
Under clause 42 of the Care Regulation, a designated agency may cancel or suspend the authorisation of an authorised carer for the following reasons:
42 Cancellation or suspension of authorisations by designated agencies
A designated agency may, by notice in writing, cancel or suspend the authorisation of an authorised carer if the agency is of the opinion that the authorised carer -
(a) is no longer a suitable person to be an authorised carer, or
(b) has failed to comply with any condition of the authorisation, or
(c) has failed to comply with any obligation or restriction imposed on the authorised carer by the Act or this Regulation, or
(d) has failed to comply with a written direction to the authorised carer by the designated agency or the Children's Guardian under section 157(3) of the Act, or
(e) has failed to uphold the Charter of Rights prepared under section 162 of the Act.
[15]
Reportable conduct
Significant sections of the CG Act commenced on 1 March 2020, including those relating to reportable conduct allegations, previously dealt with by the Ombudsman under s 25A of the Ombudsman Act 1974 (NSW) (repealed).
Under s 20 of the CG Act, "reportable conduct" is defined to mean the following conduct, whether or not a criminal proceeding in relation to the conduct has been commenced or concluded:
1. a sexual offence,
2. sexual misconduct
3. ill-treatment of a child,
4. neglect of a child
5. an assault against a child,
6. an offence under section 43B or 316A of the Crimes Act 1900,
7. behaviour that causes significant emotional or psychological harm to a child.
[16]
The removal decision
The removal decision as set out in the respondent's letter of 22 April 2020 was signed by the CEO of Burrun Dalai. While the letter contained some repetitive phraseology, it explained that the decision to not return the three children to the placement was based on a conglomeration of things and not just one incident. The decision was based on "a history of caring that have raised serious issues and professionals voicing their concern for the girls' safety."
The respondent contended that:
1. the carers had received adequate training and support;
2. the carers were more interested in receiving increased services rather than implementing the recommended strategies provided to them;
3. the carers disengaged from supports offered to them;
4. the carers had benefited from receiving adequate respite care on a regular basis;
5. the carers were increasingly demonstrating their inability to both cope with, and manage, the children's complex needs;
6. the reportable conduct investigation substantiated four out of six allegations made against the carers (as detailed below);
7. the carers had breached the Minister's Code of Conduct (which is a condition of authorisation as a carer) in a number of respects as well as the BD Code of Conduct;
8. the carers were no longer suitable persons to be authorised carers.
The respondent submitted that the evidence (as presented in the s 58 Bundle, affidavits and oral evidence of its officers) justified its decision to not return the children to the placement.
[17]
Cancellation decision
The cancellation decision as set out in the respondent's letter of 19 October 2010 was made pursuant to the Care Regulation (without specific detail). The reasons for cancellation were said to be due to the high number of ROSH reports received about the provision of care for the children, internal and external agency concerns, and the findings of the Reportable Conduct Investigations.
[18]
Code of Conduct breaches
It was submitted that the carers had failed to comply with various provisions in the Minister's Code of Conduct, namely:
Provide a physical environment that is safe, clean and comfortable and meets the needs of the child or young person in your care
Provide a range of age and developmentally appropriate social and recreational activities and experiences
Provide a care environment where the child or young person is not exposed to physical, sexual, psychological or verbal abuse, ill treatment or neglect
Take appropriate measures, with support and assistance from the designated agency, to promote the physical, cognitive and psychological recovery, rehabilitation and social reintegration of persons with disabilities who become victims of any form of exploitation, violence or abuse
Ensure the child or young person's health, wellbeing and dental needs are met and any planned intervention is carried out.
It was also submitted that the carers failed to comply with various provisions in the BD Code of Conduct, namely:
A carer will ensure that the carer's home and its surroundings are kept safe, clean and in good repair, and also, to ensure that the home is properly ventilated, lit and heated in line with Burrun Dalai's Care Environment and Health policies
The health, welfare and progress of the child or young person is promoted
Ensure that a child or young person in their care is supplied with such medical and dental treatment as is required or requested in line with Burrun Dalai's Health policy
A carer will ensure that a child or young person in his or her care is given positive guidance towards socially acceptable behaviour, and is not subjected to or threatened with:
1. Any form of corporal punishment or smacking
2. Any punishment that takes the form of immobilisation or force feeding
3. Any punishment that is intended to humiliate or frighten the child or young person.
[19]
Reportable conduct allegations and findings
The respondent investigated six reportable conduct allegations made against the carers, and found that four were substantiated. The remaining two allegations were not substantiated. The findings were advised to the carers by letter dated 2 December 2020 and are set out in the table below:
Nature of conduct Allegation Finding
Sexual misconduct Videos of a sexualised nature on YouTube Substantiated
Sexual misconduct Carers alleged to have had the third child in the bed naked with them while on top of each other and encouraged the first child to take her clothes off and get into the bed naked with them Not substantiated
Sexual misconduct Second child was told by carers she could sleep naked Substantiated
Neglect - lack of supervision Second child sleeping with cats overnight Not substantiated
Neglect Allowing the children to watch violent and scary movies Substantiated
Neglect - lack of supervision Second child threatening other children in the house with a knife Substantiated
[20]
Respondent's witness evidence
The respondent relied upon the affidavits and oral evidence of the Reportable Conduct Manager, the Executive Officer of Programs (including the IFBS program), and the Case Work Manager. Additionally, the CEO attended to give oral evidence on the last day of hearing.
The Reportable Conduct Manager's affidavit referenced numerous reports and disclosures about the carers and the children, the most significant being those concerning:
1. the sexual assault allegation involving the second child while in respite care;
2. the YouTube videos and the second child searching for sexually explicit videos;
3. dangerous and threatening behaviour of the second child grabbing knives and threatening to harm the carers and children in the household;
4. the carer stating that she was going to have another heart attack or mental health breakdown and that she does not know what to do with the second child's violent behaviour;
5. the safety of the second child absconding from school and almost being hit by a car, absconding from home and being in a situation of danger near and on a highway, sleeping outside at night, exhibiting sexualised behaviours with an older brother and making drawings of a sexual nature;
6. the children watching scary horror movies;
7. the first and third children allegedly being naked in bed with the carers and the second child reporting that her carers allow her to sleep naked and promised that they would have one night when they sleep naked together.
Under cross-examination, Mr LA conceded that paragraphs 7, 8, 9, 10, 11, 12, 13, 14 and 15 of his affidavit did not concern allegations against the carer. However, he said that the reports of the second child absconding from school, and endangering herself and others created a bigger picture about risk and behavioural issues, and was a reflection of what was occurring in the placement, matters which are taken into account when undertaking a reportable conduct investigation.
Mr LA's evidence was that the majority of reports concerned incidents that occurred in the care of the applicants or were residual issues. He said that a ROSH concern does implicate the household.
With respect to the sexual assault allegation against the carer's nephew, Mr LA said that he could not comment on that investigation which also involves the Department of Communities and Justice (DCJ).
When questioned about whether any reports had been received since the first and third children left the placement, Mr LA's evidence was that there had been reports concerning residual trauma from the placement with the applicants. He also said that no reports about the children's current placement had been received.
The second applicant challenged Mr LA on the inclusion of paragraph 18 in his affidavit referring to the children looking through the carers' social media profile and seeing videos that were sexually explicit in nature, arguing that the carers had put protections in place to block the children's access to the internet. He was of the view that these behaviours reflected what was happening in the carers' home.
When challenged on the inclusion of paragraph 19 concerning the second child absconding from school and nearly being hit by a car and sleeping at school, Mr LA answered that these behaviours were a reflection of the care provided to her.
On the subject of the videos of the children uploaded to YouTube in 2013, the second applicant asked why it had taken so long for the matter to be investigated. Mr LA explained that reports of a sexual nature are referred to the Joint Child Protection Response (JCPR) team and matters are referred to DCJ and other agencies to follow up.
The affidavit of Burrun Dalai's Executive Officer of Programs (including the IFBS program) described a number of safety issues that were required to be rectified and risks including the children having unsupervised access to the internet. Her affidavit said that:
1. the goals of the IFBS program were achieved, however the applicants refused to complete a further 12-week program to further improve their skills and accept further support;
2. the children's bedrooms were consistently untidy and smelly, beds were unmade and toys were not put away, and the house smelt of urine;
3. the children did not acknowledge or respond to discipline from the applicants who appeared to not have the skills required for managing the children's poor behaviours;
4. the second and third child sneak into the carers' bed at night and are not returned to their own beds where they should be sleeping;
5. the children were vulnerable in the placement and the carers' insight into the children's behaviour did not seem to improve throughout the IFBS program.
The Case Work Manager's oral evidence was clear and convincing. Her affidavit comprehensively dealt with almost every issue of concern, with information corroborated by contemporaneous case notes and evidentiary documents including:
1. the critical incident involving the second child and, in particular, the desperate emotional state of the carers;
2. the carer's emotional capacity, her alleged inability to control and regulate her own emotions and her inability to put her own feelings aside in the best interests of the children;
3. the carer's alleged inability to manage the children's challenging behaviours;
4. the training that was provided to the carers;
5. the carers' alleged inability to maintain a cleanliness and hygiene in the home;
6. the safety of the children, with respect to medications, sleeping arrangements, broken glass, household rubbish, lack of supervision, unsupervised internet access;
7. an alleged lack of supervision;
8. an alleged failure to engage with supports offered;
9. alleged medical neglect;
10. alleged sexual abuse/misconduct associated with the YouTube videos.
The CEO's oral testimony was clear and unequivocal. On the issue of the composition of the family, Ms C told the Tribunal that the baby sibling was only on a short-term placement with the carers, which is normally a period of two years, subject to availability of carers. Ms C acknowledged that, with the benefit of hindsight, the placement of the baby sibling with the carers was not a good decision.
With respect to the placement of the older sibling with the carers for two years, Ms C said that in circumstances where children are disenfranchised from their family, it is in their interests to be placed with their siblings. With respect to the carers having the care of a child above the age of 12, the Tribunal was left with the impression from the CEO that the approach was flexible, in an attempt to maintain a connection with siblings, provided the carers were happy with the arrangement.
The Tribunal questioned the CEO on the Parenting Capacity Report. She said that she believed the author of the parenting capacity report undertook the review without the full context of information that was relevant to her assessment. In the CEO's view, the report was heavily weighted in favour of the carers and did not accurately assess the amount of support given by Burrun Dalai to the carers. The CEO said that she had a conversation with the reviewer only after receiving her report. In her view, had the reviewer been made aware of the relevant issues, the outcome would have been different.
When asked whether the sexual assault incident involving the carer's nephew had been finalised, the CEO deferred to the investigation of this matter by the Joint Child Protection Response (JCPR) program.
The CEO said that the Minister's Code of Conduct and the BD Code of Conduct were discussed with the carer, that she had receiving training on her obligations under the Codes, and had signed the document as required.
The CEO's evidence in relation to the level of support provided to the carers was that the children were assessed for their autism and the reports that were issued by ASPECT influenced the NDIS plans and strategies and recommendations about how to manage each child. She said that the recommendations were followed by Burrun Dalai, however she could not answer whether they were followed by the carers.
On the subject of the second child's complex needs and whether the placement was trauma informed, the CEO said that she believed the carers loved the child but they did not understand trauma.
[21]
The applicant's case
In addition to the material filed by the applicants, both the first and second applicants gave oral evidence and were cross-examined.
We found the carer to be an articulate, intelligent woman of considerable empathy. She demonstrated her commitment to the children in her advocacy for their needs. Her written submissions were candid and demonstrated a good deal of passion. The carer's husband gave honest and forthright answers when questioned. Likewise, he impressed the Tribunal as a person of empathy and his affection for the children was evident.
The applicants contended that the removal decision was made very quickly, belying the representations made to them at a meeting on 30 January 2020 to discuss the return of the second child to their care following the critical incident. They submitted that the sudden nature of the removal decision ignored the length of time that the children had been with them and appeared to have been developed without knowledge of the applicants, three or four years earlier, before the critical incident.
The applicants acknowledged that the breakdown in trust between the parties was "huge" but they believed the trust could be rebuilt provided Burrun Dalai's decisions concerning their role as carers could be more transparent.
The evidence of the applicants was that, over time, the applicants had a number of children to care for in addition to the three girls. At one stage, they cared for six, then five, then four and a baby. Additionally, for a period of 6 to 8 months, they had the care of another older sibling who was also on the autism spectrum and was aged 13/14 when she left their care. Their evidence was that, sometimes, they were given respite children for weeks at a time.
In response to a question from the Tribunal about why they received so many children, the second applicant said that they had started refusing, however she also said that the children loved having others to play with. The Tribunal asked whether it added to the applicants' stress, and they replied that it was never for very long. Her evidence was that the respondent would call her on Fridays seeking provision of respite care for children over the weekend, and that it eventually became too much for the applicants to manage. The applicants argued that they had coped for a long time without adequate support, and that during 2018 they had not been visited by external caseworkers.
With respect to the second child, the second applicant explained that she was "a beautiful child but with behavioural difficulties" which became worse as she grew older. From the age of 3 to 4 years of age, she regularly demonstrated very violent behaviour, pushing everything including furniture out of her way. On those occasions, they put the other children out of the way and put the second child in her bedroom to calm down. She rejected discipline. She had a special focus on nakedness such that the applicants locked the bathroom door when showering. As she grew older, she also had a fixation with using an iPad and having access to the internet.
Notwithstanding these difficulties, the second applicant said "but we made a commitment to these children". The applicants contended that they followed the behavioural plans but that they were not given enough training around restrictive hold practices despite requesting it. Until relatively late in their care of the children, they understood that they were not permitted to put a child in a 'hold' position. They submitted that they had asked for the second child to be re-categorised, believing this would have resulted in a greater level of therapeutic care made available to address her diagnoses.
With respect to the allegation that they failed to implement strategies to manage the second child's challenging behaviours, the applicants argued that the behaviours were not the result of poor management on their behalf. The second applicant refuted any suggestion that she had refused or failed to implement therapies, and that she put her own needs before those of the children.
Their written submissions contended that the occasion of contact with the girls' biological mother at NAIDOC celebrations had an adverse effect on the behaviours of all three girls, following the mother's announcement that she was having another baby. The applicants argued that this incident caused all three girls to have "heightened" behaviour in the immediate aftermath of that event, with the second child having her first episode of violent and aggressive behaviour requiring an ambulance to be called and the child's mental health was assessed in hospital.
With respect to the respondent's arguments about the carer's emotional capacity, she submitted that she had never had an assessment of her emotional capacity by Burrun Dalai and rejected criticism about her emotional capability. She disputed that her emotional responses were anything other than the normal actions of a parent trying to deal with the destructive, violent behaviour of a child who was endangering herself and those around her. The carers' submissions concede that, as a result of the critical incident which occurred on the tail end of almost 3 weeks of constant meltdowns by the second child, they were "fed up, exhausted and overwhelmed". In their defence, they argued that they had asked "for years" for reassurance that they were doing the best they could, but that this was not forthcoming from the respondent. They contended that it was not until the critical incident occurred that the respondent took action and that when Burrun Dalai did take action, it made decisions that were not fair or transparent, and did not recognise the considerable work of the carers to care for these children under difficult circumstances for a number of years.
The applicants cited from the Minister's Code of Conduct in support of their argument that they sought reassurance from Burrun Dalai that they were doing the best they could for the children and did not receive that reassurance, and in support of their assertion that they did not receive enough respite:
Authorised carers can expect to be:
…
Supported in your role as a carer and respected as someone with your own needs including being able to access respite where appropriate.
The applicants contended that they were not given "a lot" of respite. The second child did not like going to respite care and favoured the routine of school and her own home. However, the applicants' evidence was that they had respite every 3 or 4 months for 2-3 nights. In mid-2019, they realised they needed more respite care. At a meeting with the respondent on 30 January 2019, the carers were led to believe that a regular respite program was to be devised for them.
With respect to the IFBS program, the applicants acknowledged that it was beneficial, that they were signed off as being compliant and that after 4 months they had "had enough". They refuted the suggestion that they disengaged from receiving supports and contended that they did not refuse to work with Burrun Dalai to improve their living skills in their home.
On the subject of cleanliness and hygiene in the home, the applicants rejected the allegations that the house smelt of urine or that the children's lunchboxes contained rotten food. They contended that the house was not unclean or unhygienic, and that it was occasionally untidy because of the children's behaviours which were at times destructive.
In defence of the allegation that the girls' lunchboxes contained rotten food, the applicants contended that the girls forget to take their lunchboxes out of their bags and swap or change schoolbags the following morning, causing confusion over lunchboxes.
The applicants contended that the reportable conduct allegations found to be substantiated were without any real merit and extremely vexatious. On the subject of the YouTube videos, the applicants conceded that they should never have been uploaded. In their written submissions, the applicants sincerely apologised for this and acknowledged that they had no excuse except that they thought they were funny and cute. They considered that the substantiated finding of sexual misconduct was inappropriate.
On the subject of scary movies, the applicants were adamant that they did not allow the girls to watch anything over a 'G' or 'PG' rating and that the scariest movie they had permitted the girls to watch was 'Goosebumps' which is rated 'PG'. They contended that the girls had watched inappropriate movies such as 'The Nun' and 'Annabelle' while in respite care, and that the carer had reported this to the respondent.
The applicants rejected the respondent's assertions that they had conducted themselves inappropriately in a contact visit with the children. They also rejected any assertion that they had breached confidentiality in their communications with other people about the welfare of the girls after they were not returned to their care. These are matters that we consider do not warrant further consideration in these reasons. The allegations concern events after the girls were not returned to the applicants' care and are therefore not included in the list of ten issues to be decided.
[22]
Consideration
In conducting our administrative review, we have had regard to the considerable amount of evidence and clinical opinions before us and the applicable law. In determining the correct and preferable decisions with respect to the removal of the three children and cancellation of the carer's authorisation, we have considered the identified 10 issues. In doing so, we have had regard to the family dynamics from 2012 to 2020 and the deterioration in the relationship between the parties (discussed below). As foreshadowed earlier in these reasons, in this section we look more closely at the 12-month period leading to the removal decision, which gives more context for our consideration of issues 1, 2, 3 and 5.
[23]
Family dynamics from 2012 to 2020, Burrun Dalai's decision-making process and the deterioration in the relationship between the parties
[24]
Family dynamics from 2012 to 2020
As already noted, the first five years from mid-2012 to early 2017 appear to have been relatively stable and the applicants' relished their roles as carers.
In March 2017, following a safety risk assessment, the carers were required to sign Undertakings which had been developed as part of the assessment for the children to be returned to their care at that point in time.
The Tribunal was not briefed on what led to the circumstances in which the Undertakings were required except that the evidence of the respondent's Case Work Manager was that concerns about the safety of the children were discussed at a meeting between the parties on 3 March 2017. One of the Undertakings required the applicants to agree and participate in Burrun Dalai's IFBS program inclusive of home visits twice per day to assist with developing routines for the children, managing challenging behaviours, assistance with household management and safety. This is discussed more fully under the issue of whether the carers received adequate training and support, as well as the issue as to whether the carers disengaged from supports that were offered.
With the introduction of another older sibling into the household on 24 December 2017, the dynamics changed and that sibling clashed with the second child. The immersion of the baby sibling into the family unit in early 2019 could best be described as a joyful burden. It was obvious to the Tribunal that the baby was cherished by the whole family.
However, the degeneration in the behaviour of the second child throughout the 2019 year caused stress and tension in the family unit. By the time the baby was removed (around 1 November 2019), the family had become very unstable, with frequent domestic disturbances and aggressive behaviours in the household. The carer was particularly crushed by the removal of the baby. She grieved the loss of this loved baby which reminded her of the stillborn baby she had lost 16 years previously. The carer said they had coped with very difficult behaviours for 8 years and that while the baby had made their lives busier, their lives have been enriched with her in the home. She said that it was not correct to think that having the baby in their care was responsible for the behaviours of the other children. The removal of the baby was destabilising for the whole family who had become attached to this sibling.
Two months later, with further disintegration of the relationships in the family unit caused primarily by further regression in the behaviour of the second child, the applicants relinquished the care of an older sibling who had been with the family in respite care for two years. This, too, was a destabilising event, impacting upon the children remaining in the placement. The second child's challenging behaviours degenerated even further and the applicants were unable to cope, culminating in the critical incident on 23 January 2020 after which all three children were put into respite care in two stages, and not returned to the applicants.
The Tribunal recognises that the applicants have experienced a deep sense of loss and grief, after caring for the three children during their formative years. To their credit, the applicants recognised in their submissions that the period following the girls' removal was equally traumatic for them.
It appears to us that the respondent knowingly permitted the household to accommodate and care for children beyond the condition imposed on the carer's authorisation. The condition that the applicant was approved to have 3 children under the age of 12 for short or long term placements covered the first, second and third child. The authorisation also permitted "and in need/crisis respite placements". However, in circumstances where the 3 children in the core family unit each had demanding diagnoses requiring special attention, the older sibling's placement for 2 years, the placement of another older sibling with high needs for 6-7 months and the placement of the baby for 10 months with the applicants, was a generous application of the condition "and in need/crisis respite placements".
The respondent's management of the placements suggests that it was prepared to add to the normal load of the applicants, beyond the approved conditions, until the family unit could no longer cope with the load. In light of the safety risk assessment in early 2017 which required the carers to participate in the IFBS program, the CEO's evidence on the approach taken to keep siblings together did not, in these particular circumstances, have due regard to the potential instability and resulting damage of overloading the family which was already showing signs of not coping.
Dr D's report (undated, but apparently written in or around October 2019) was addressed to Mr S (Social worker and counsellor) who was well acquainted with the family's circumstances and the needs of the children, particularly the second child. The report set out in very clear terms that the second child's needs had significantly increased during 2019 and required urgent, intensive support with "substantial, sustained therapy". This report expressed disappointment that Dr D's recommendation 12 months earlier to urgently start funding through NDIS for the child had not occurred. This, of itself, demonstrates that the respondent failed to act despite being on notice of Dr D's recommendations, and permitted the household to be stretched beyond the parenting capacity of the carers.
At the same time, we acknowledge that the carers made no complaint about having additional children in their care until the family was at breaking point. The emotional distress felt by the carers was evident in the increasing frequency of their after-hours calls to Burrun Dalai caseworkers for support and assistance. The distress experienced by the carers very likely impacted upon the children who were themselves unable to cope with the aggression of the second child's behaviour.
We note that, at the time of the hearings in this matter, the second child had been placed with two sets of carers, and was receiving intensive therapy. This dual care arrangement suggests that caring for this child is difficult for one carer alone. In an email dated 24 January 2020, the day after the critical incident involving the second child, Burrun Dalai's caseworker acknowledged the difficulty in managing the child in the statement "she might start to behave we can only see." This, of itself, demonstrates that the heavy and complex needs of this child were well known by the respondent. Burrun Dalai case workers were clearly on notice of the issues during 2019 and, in our view, took minimal steps to intervene until the critical incident occurred.
[25]
Burrun Dalai's decision-making process and the deterioration in the relationship with the carers
It is apparent to the Tribunal that the respondent may not have been sufficiently transparent in its decision-making process leading to the removal decision. At a meeting on 30 January 2020 with the applicants to discuss the return of the second child to them, Burrun Dalai staff made various statements including:
"We all need to work together with these children";
In response to a statement by [the second applicant] "so you taking the children away from me" an officer of Burrun Dalai said: "No, you're probably going to be one of those carers to help bring these children together under one roof and all work together";
"We are not about ending the placement, we want to work together"; and
"use (sic) are carer's (sic) and use (sic) give love and care".
In light of these statements, and since the applicants had been asked to confirm in writing that they did not want to end the placement of the second child, it is understandable that they thought Burrun Dalai would work with them on a parenting strategy once the second child was returned. Indeed, Ms D is minuted to have said:
"Parenting strategy will provide [the second applicant] with parenting plan and it's to identify the weakness and strength around children." (p 986 of R1)
Burrun Dalai's thinking at that point in time is difficult to assess in light of a statement made by Ms D, after the second applicant had broken down, crying, and saying "we haven't had support for 7 yrs". Ms D responded with:
"Disagree with [the second applicant] because she's been offered a lot of support and declined each support that was offered." (p 986 of R1)
We find this experience of not receiving increased support when it was needed to address the marked deterioration in the second child's behaviour, coupled with a lack of transparency around the respondent's decision-making, strained the relationship between the parties to a point where it is unlikely to respond to mediation for the purpose of rebuilding trust and confidence.
[26]
Events in the year immediately preceding the critical incident and removal decision
The alleged sexual assault incident is not a matter on which the respondent has provided a great deal of information other than the various disclosures made from a number of different sources. The incident is mentioned in the Parenting Capacity Report as a matter requiring finalisation with an outcome provided to the parties concerned.
There is nothing in relation to this alleged incident that directly involved the applicants except that the child's behaviour appeared to quickly deteriorate shortly after, with various accounts of her becoming physically violent at school and home, and this required the applicants to cope with and manage the developing stages of difficulty with this child. We therefore regard the incident as significant.
On 20 February 2019, the carer was recorded as having asked the respondent to organise respite for the second child otherwise "the placement will break down as she needs a break" (p 1143 of R1). As it turned out, respite care was not provided on that particular occasion, because the second child reacted badly to the respite proposal. She vehemently refused to go to respite care where the older boy, who is alleged to have physically and sexually abused her, resided.
A paediatric report from Dr K. on 21 May 2019 noted that the second child's behaviour had deteriorated, with her making death threats, holding knives, being obsessed with nappies, and going 'berserk' at times (p 1134 of R1).
Dr D's report (child psychiatrist) on 5 June 2019 noted that the second child was engaging in violent verbal and physical aggression, damaging property and endangering herself (pp 1162-1166 of R1). The child was said to be responsible for 20 holes in her bedroom wall. She was throwing things at the carers and her siblings, threatening other children, stealing at shops, sucking her thumb and repeatedly kicking the first applicant's swollen sprained ankle. The child said she wanted to stab another student in the eye with a needle she had taken from Dr K's rooms. It appeared that, while she had made progress from October 2018 to January 2019, she then regressed and a possible explanation for this is the trauma accompanying suspected sexual abuse she may have suffered at the hands of an older teenage boy in February 2019 when in respite care.
On or around 5 July 2019 the child again disclosed sexual harm while on respite, and was reported to be experiencing suicidal ideations at school and expressed wanting to be hit by a truck (para 9 of R2). Another report was received by Burrun Dalai on 22 July 2019 that the child had previously reported suspected sexual abuse by a male teenager. On 30 July 2019 at 6.00pm, the carer called for support, complaining that the second child was throwing and destroying things, and the house had been turned upside down after an argument about her use of the internet. The carer said that the child was behaving violently, and had attempted to access inappropriate sites such as YouTube, typing in "sex" to search for content. At 6.30pm the carer again called for support, reporting that the second child was still trying to hurt other children and throwing things. A caseworker attended the home to help settle the child.
On 21 August 2019, further reports were made that the child had previously reported a history of suspected sexual abuse while in respite care, and was drawing explicit pictures depicting a male with blood on his penis and the child drew herself vomiting in a corner. The respondent made desperate attempts to find respite care for the three children but was not able to confirm any carers available. The following day, on 22 August 2019, Burrun Dalai received a report stating that the child had been speaking about her relationship with an older teenage boy who sneaks into her bedroom, lays with her and tickles her.
On 25 August 2019 a significant event culminated in the second child being taken by ambulance to hospital (p 1090 in R1). The carer was crying and said she was sick of being hit "by the kids". A caseworker visiting the home observed the house looked like a tornado had been through it, after the child had smashed a computer monitor, threw pot plants at the first applicant, grabbed knives and tried to jump off the veranda, saying she wanted to kill herself. The child was taken to hospital for a mental health check, where she calmed down and was then allowed to go home with the caseworker.
On 2 September 2019, while in respite, the children showed videos on YouTube to the respite carer and workers discovered sexualised videos of the children on the first applicant's YouTube profile (para 16 of R2). As previously noted, this discovery became the subject of an investigation and relied upon by the respondent as a matter prompting the removal and cancellation decisions.
On 17 September 2019 the respondent received a report that the second child had absconded from school and had narrowly missed being hit by a car, and that the household was stressed by the child's anger and behaviour.
In October 2019, the second child was interviewed regarding an allegation that the carer's husband had hit her in the face with a book. In the same time period, the first child lit a fire inside the house, nearly burning the house down.
On 16 October 2019 the Department of Family and Community Services (now known as DCJ) undertook an assessment into allegations of inappropriate discipline and possible sexual exploitation in the applicants' household (pp 118 to 134 of R1). The assessment also noted allegations about a lack of supervision, children watching inappropriate movies, the second child threatening the family with knives and sleeping outside with cats, and videos of the children not being removed from YouTube.
On 30 October 2019, the second child underwent a psychiatric review with Dr D. In the consultation, it was reported that the carer disclosed information which raised concerns about her ability to look after the children in the placement. The carer was observed to be distraught and crying, saying she was going to have a mental breakdown or another heart attack or stroke, that she was out of her wits and didn't know what to do with the second child's violent behaviour. She said that the child had a demon inside her, that her voice changes and her eyes roll back in her violent tantrums, that she was fixated on the first applicant's iPad and phone and wasn't sleeping.
This state of affairs was discussed among a number of Burrun Dalai's officers along with a psychiatrist, a social worker, a psychologist and education support officer and noted in a case note dated 30 October 2019. Various concerns were noted about the child threatening household members with a knife and stating that she slept outside with the cats and stayed up all night. The case note records the carer's statement that she is going to have a mental breakdown or another heart attack or stroke, that she is "out of her wits" and was not coping with the child's violent behaviour. The carer was crying and distraught in the meeting. Concerns were noted about the level of supervision in the household that permitted the child to watch scary, violent movies [p 1668 of R4 and para 53 of R3].
On the same day, the carer made an after-hours call to request assistance because the older sibling had put her fan through the bedroom window, with glass shattering everywhere. The carer was crying and said she had had enough of the girls hitting her, throwing things at her, and smashing up the house.
These events in late October 2019 precipitated an internal Burrun Dalai meeting involving a number of officers, case work manager and child psychologist. As a result, the respondent made a decision that there were too many children in the house for the carer to manage, as demonstrated by the number of after-hours calls being made about the behaviour of the second child and the older sibling. The respondent decided to move the baby sibling to another carer so the applicants could focus on the other children. It was also decided to put the carer on a support plan to ensure all concerns were addressed to support all of the children as well as the carers.
On 14 November 2019, the caseworker completed a risk assessment and concluded that the violent and unpredictable behaviour of the second child raised safety concerns for the other children, with items being thrown around the house and things thrown at the carers. The assessment noted a lack of supervision, that the children watched inappropriate movies and constantly accessed the internet, the health concerns of the carer having a heart attack, the carer's statement that she was living in a 'domestic violence' relationship with the children, and the chaos and disorder in the household.
On 11 December 2020, the second child had to be picked up early from school, having threatened to stab a teacher and everyone in the playground with thumb tacks. Also on that date, a case note disclosed that the carer phoned about the second child's behaviour after not being allowed to play video games due to having threatening to stab the teacher. The child was reported to be having a massive tantrum, throwing things and abusing others. The caseworker on the call could hear the child screaming in the background and suggested that an ambulance be called. This was resisted by the carer because of the previous experience and was concerned "about the reflection it would have on her as a carer not able to meet [the child's] needs." The caseworker attended the home to help de-escalate, and observed the child's violent behaviour, trying to destroy things and life a table up from underneath with her feet. On that occasion, the carer was adamant that the child could not stay there that night and was not sure if the placement could continue.
Ambulance and police were called. At the suggestion of respite care, the child stormed off to her room and returned with a sharp knife. The child was sedated and taken to hospital. Discussions ensued between caseworkers about the need to possibly transport the child to respite placement if the carer did not want the child returned to the placement. Ultimately, the child calmed down and returned home with the carer.
On 21 December 2019, the carer made another after hours call. She was distraught that the second child had hit her on the foot, thrown out a drawer and made another hole in the wall. The carer asked for respite care to be arranged and said that the child's bag was packed. The caseworker promised to put a mentor in place that week and see if they could do a camp in the school holidays.
On 26 December 2019, Boxing Day, the carer called and emailed a caseworker, saying that the second child and the older sibling had engaged in a violent fight. Things had escalated, with things being thrown around, a window broken, and the older sibling had hit the carer several times. The carer was upset and said she could not take it anymore. She demanded that the older sibling be picked up, and wanted to end the placement. The caseworker suggested that an ambulance be called, however the carer said that she was not willing to do that, believing it would not help the situation. The older sibling was removed from the placement. On 3 January 2020, the carer confirmed that she wanted to relinquish care of the older sibling, saying that the strategies recommended in behaviour management plans didn't work.
The frequency and level of distress in the household culminated in the critical incident on 23 January 2020, precipitating the need for urgent respite care followed by the respondent's refusal to reinstate the second child, mirrored then with respect to the first and third children, as already noted.
[27]
Issue 1: Carers' ability to correct and manage challenging behaviours
The carers' struggle to correct and manage the children's challenging behaviours and implement recommended strategies to meet their complex needs is a recurring theme throughout the evidence.
The precipitating circumstances for the applicants being required to enter into the Undertakings in March 2017 and participate in the IFBS program were not fully explained in the evidence. However, we see these matters as significant, indicating that the household was beginning to become unstable in terms of managing the children's challenging behaviours, and being generally unmanageable for the applicants with respect to routine, hygiene and safety of the girls (physical and emotional), requiring crisis intervention for the safety of the children.
We accept the evidence in the numerous case notes of the recorded concerns by various clinicians, psychologists, a social worker and case workers about the safety of the children in the care of the applicants and their capacity to implement recommended strategies. We have concluded that the carer was not able to absorb the content of Healing Pathways Plans and other behaviour management strategies, often opting out by saying "they don't work".
We accept Ms D's evidence of the results of a risk assessment of the household in November 2019. The assessment noted that the carer was not able to protect the children, and that they lacked supervision.
Dr D's observation in June 2019 (pp 1162-1166 of R1) of the relationship between the carer and the second child was acutely perceptive in capturing the tension that accompanied their strong bond:
"The strain on [the second child's] relationship with her foster mother is painful and striking, also in the context that there is clearly a significant connection and care between them despite this."
The respondent provided advice to carers about how to de-escalate when "things get tough" (pp 370-372 of R1). The de-escalation techniques described the early signs of agitation which call for early intervention. Importantly, the techniques state clearly:
"These signs must not be ignored and please never turn your back on an angry child in the hope that they just calm down."
The de-escalation techniques suggested that giving a child space can be helpful. Whilst we do not minimise the levels of frustration that the second child's outbursts created, the volume of material in R1 concerning incidents during 2019 demonstrate that the carers were unable to satisfactorily deploy the de-escalation techniques.
The carers' claim that they were not provided with adequate or effective behaviour management plans and strategies for the children was broadly rejected by the respondent and is not accepted by this Tribunal. We regard the carer's resistance to implementing some of the recommended strategies as a possible breach of the Minister's Code of Conduct (requiring carers to "actively participate in the development, implementation and review of case plans for the child").
There is no evidence to demonstrate that the carers improved in their skills to correct and manage the children's behaviours with the passage of time. Indeed, the opposite occurred.
Based on the available evidence, they do not have the requisite skills to care for children with a trauma background. There is a legitimate concern that the carers' inability to provide positive guidance towards socially acceptable behaviour would continue if the children were returned to their care. There is also a concern that the carers' emotional dysfunction would continue if the children were returned to their care or if they remained as carers.
Accordingly, we find that the respondent was justified in its reasoning on this issue.
[28]
Issue 2: Carers' ability to regulate and control their own emotions
The evidence demonstrates that the carer was frequently crying in desperation, and expressing her own emotional needs in response to a critical incident or escalating violent behaviour rather than remaining calm and self-assured in order to problem-solve the situation. She appeared to take the behaviour personally, feeling insulted and tortured as if she was the victim of domestic violence.
The risk assessment of the household in November 2018 noted that the carer felt she was in a "domestic violent relationship" with the second child. While it is understandable that it was a testing time, there was a tendency for the carer to put her own emotional needs ahead of the child. We regard this as an extremely detrimental situation for the child who needed to feel protected and safe in the knowledge that her welfare was a priority for her carers as required under the Care Act, the Care Regulations and the Codes of Conduct.
When giving her oral evidence, the carer said that they did not call after hours for a long time because they were concerned that it would negatively reflect upon them as carers. This statement suggests that the carers appeared to be more concerned about their own reputations ahead of the need to seek advice and assistance when it was needed.
It is clear that the carer was emotionally distraught from time to time in her attempts to manage angry and violent outbursts, mostly from the second child. It is a matter of concern for this Tribunal that the carers were unable to shield the children from their own distress. The contagion effect of such behaviours is well recognised. The compounding effect of such behaviours is also a factor to be considered. In DCP v Challenge Children's Services [2017] NSWCATAD 365 at [72] the Tribunal looked at the compounding effect of psychological harm upon children from a trauma background:
"due to the fact that the children have experienced trauma in their past which required them to be placed under the parental responsibility of the Minister, any further exposure to ill-treatment and psychological harm compounds the original harm to the children."
Whilst no psychological report on the carers' emotional state was tendered in evidence, it is apparent to us that they lacked awareness of the impact of their own emotional stress on the children. We hasten to add that we accept the applicants' submission that they would never deliberately cause psychological harm to the children. We include in our reasons the following paragraph extracted from the applicants' submission that demonstrates their level of commitment to the girls and the applicants' need for reassurance that they were doing the best they could do in the circumstances:
"We would never deliberately traumatise these girls. To say that our behaviour that evening was "paramount to child abuse" is a little extreme. We were both very frustrated that no help had been forthcoming and that there seemed nothing would be done for the third call in a row. Was I hysterical on the phone? Probably! I know I was bleeding and crying out of frustration because [the second child] had been in full meltdown for the better part of three hours by this time. I do not know if anyone does call the Burrun Dalai after hours number unless they are upset. However, at no stage during any phone call have we ever said we wanted to end the placement. You do not commit 7 ½ years to a child to just given them back when it gets hard. [The second child] is hard to manage but it would have taken a complete catastrophe for us to do so. All we wanted and indeed expected was more support around her placement."
Burrun Dalai's email of 25 February 2020 to the carer (Attachment 4 of Exhibit A2) is a reliable contemporaneous note of the critical incident on 23 January 2021 recorded as a result of the carers' after hours request and the respondent's decision to not return the second child to the placement at that point in time. That case note recorded the emotional state of both carers during the call, with the carer crying and saying "she can't do this anymore and what are [Burrun Dalai] going to do about it", and her husband yelling out loud to the caseworker on the phone that "enough is enough come and get her". Ms D's affidavit cited the carer as saying words to the effect "someone from Burrun Dalai needs to pick [the second child] up today, I can't continue her placement with this behaviour."
What is significant, is that the critical incident was just one in a litany of incidents where the carers' emotional state was fractured, demonstrating they were not coping. The carer appeared to not accept her role as an adult decision-maker and role model, saying at one point "I'm just a volunteer - we get an allowance". The carer occasionally shifted blamed onto the respondent and even the children (blaming the second child, for instance, for the removal of the baby sibling), and minimised her own deficits with regard to the cleanliness of the home, blaming the untidiness on the children and their behaviours. In response to a question whether she would have done anything differently, the carer said that she would be calm and not react as quickly as she is prone to do.
As the household became even more unstable and unsafe, the carers lacked the skills to solve problems and increasingly called after hours. The increasing number of after-hours calls made for urgent support and the number of times that the carer had said that she "cannot do this anymore", demonstrated that the carers struggled to manage the second child's high needs and behaviours and their own emotional responses.
Accordingly, we find that the respondent was justified in its reasoning on this issue.
[29]
Issue 3: Cleanliness, safety and hygiene in the home
The cleanliness, safety and hygiene in the home is connected to an assertion that there was a lack of supervision of the children. According to numerous reports by various case workers, the household was chaotic and disorganised. The reports of dirty dishes, broken windows, damaged carpet rotten food in lunchboxes, urine smells in the home, unmade beds, toys strewn everywhere are to be preferred over the carer's evidence that the house may have been untidy but was never unhygienic (except for damage to the carpet in the children's bedroom). Under cross-examination, the carer criticised the respondent for not attending to repairs in a timely manner.
As early as March 2017 when the carers were required to provide the Undertakings, these issues were apparent. The IFBS program was designed to upskill the carers in how to create a structured environment for the children, with a routine for managing their needs before and after school. The carers appeared to constantly struggle with these rudimentary requirements which, if met, would have assisted in providing a safe, clean and comfortable physical environment in which to create structure for the children (and be compliant with the Minister's Code of Conduct and the BD Code of Conduct).
During a home visit by a caseworker at 4.30pm on 6 November 2019, the house was observed to be "always cluttered and messy with clothes everywhere, girls' bedrooms very untidy, beds and sheets look unclean, rooms not vacuumed, and the carpet not maintained. The caseworker's notes reported that the carer had all day to tidy the home and at least have it organised for the kids when they returned home after school.
We acknowledge that the first consultant observed the house to be generally clean, though untidy, with several boxes associated with moving house.
We recognise that the destructive behaviours of the children, in particular the second child, clearly made it difficult if not impossible to keep a pristine environment on many occasions. However, on balance, we find that respondent was justified in finding that the carers generally failed to maintain a clean, safe and hygienic home from day to day.
[30]
Issue 4: Carers' disengagement from offers of support
In accordance with the Undertakings that the carers were required to sign in March 2017 following a safety risk assessment, their participation in the IFBS program was mandatory:
"Agree and participate in Burrun Dalai Intensive Family Base Services inclusive of home visits twice per day to assist with developing routines for the children, managing challenging behaviours, assistance with household management and safety."
Burrun Dalai's IFBS program is described on its website (see www.burrundalai.org.au/ifbs) as an intensive, time-limited, home-based intervention program for Aboriginal families in crisis. The primary intended outcome of IFBS is to stabilise the crisis and then gradually reduce dependency on support so that the family can become more self-sufficient. The IFBS intervention is limited to 12-16 weeks and provides up to 20 hours intensive family work per week, depending on any child protection concerns. The IFBS Stepdown program is offered to family who would benefit from additional, less intensive support (for up to 24 weeks) after the IFBS crisis intervention. The Stepdown program is not mandatory.
The carer thought the Stepdown Program was for a further 12 weeks, and declined to engage with it when she understood it was to be for a further 24 weeks (p 1526 of Exhibit R1). The second applicant's evidence was that the household was too busy to accommodate further people.
After completing the initial 12-week program, an officer of the respondent reported positively on the applicant's progress (extracted below) but recommended that they also participate in the Stepdown Program to further consolidate their skills, however they elected to not engage in the further training offered:
[The applicants] have been compliant and have maintained the goals set by OOHC for the past twelve weeks. SDW recommends finalising the Stepdown Program."
In our view, the applicants' election to not accept the Stepdown Program demonstrates a reluctance to engage, and persist, with strategies designed to assist carers in providing a well-structured routine for consistency and stability in the household.
We note that the carer failed to take the first child to six of her 12 scheduled behaviour therapy appointments, preferring to take the child to Mr M (clinical psychologist) for therapy. The carer expressed the following view about both the first child and an older sibling who was also required to attend scheduled behaviour therapy:
"Both girls as you know are ASD2 and while trauma might have an effect on their behaviour, I don't feel that focusing solely on that aspect of their lives is going to help them control their behaviours." (Attachment 5 to A2)
While we acknowledge this proposal does evidence a pro-active approach by the carer, we regard the correspondence as reflective of her failure to understand trauma and appreciate its effect on a child's psyche, emotional responses and behaviours that will optimally respond positively to clinical intervention. It is at odds with the carer's advocacy that the family attend Red Bank House which provides tertiary assessment and treatment for children and their families experiencing severe and treatment resistant mental health disorders.
The carers' disengagement from offers of support, including their election to refuse to participate in the IFBS Stepdown program in circumstances where case notes indicate that caseworkers considered the girls were still at risk in the home, is suggestive of a complacency on the part of the applicants about what is expected of them as carers.
We find the applicants' refusal to engage further is indicative of a reluctance to consistently implement strategies to address behaviour and reduce symptoms, a view expressed by the clinical psychologist and social worker at Burrun Dalai's internal meeting on 30 October 2019.
On balance, we find that the respondent was justified in concluding that the carers failed to engage sufficiently with the supports offered to them in order to meet the children's needs.
[31]
Issue 5: Reportable conduct issues
We accept the evidence of Burrun Dalai's Reportable Conduct Manager that reports and disclosures, even those made when the children are in respite care or in environments outside the home (such as school), reflect what is happening in the home and the overall level of risk for the children.
In saying this, we do not include the sexual assault allegation which occurred in another home and could not be said to be a direct reflection of the applicants' provision of care. In the absence of any psychological or psychiatric opinion on the effect of such an incident upon the second child, it is not possible to conclude whether the home environment contributed in any way to the second child's interest in searching on the internet for sexual material which may have enlivened her to sexualised behaviour such that she became the target of sexual abuse by an older teenage boy. We do, however, accept the carer's concerns as expressed to the first consultant that this is a matter that had a marked detrimental effect upon the child. The child's own disclosures about this, her drawings of the teenage boy and her extreme reluctance to be in respite care where the boy may be staying, all evidence the child's distress. Both the first and second consultants considered the sexual assault allegations to be very serious, requiring investigation and resolution. The respondent did not offer any evidence of attending to the second child's psychological response and needs arising from the matters alleged, deferring instead to the investigation by other agencies within the JCPR program.
We have considered below some of the matters which we regard as serious lapses in the standard of care, safety and protection provided by the carers to the children that were examined in the reportable conduct investigation.
[32]
YouTube videos
Videos of the children taken by the carer's husband involved one child being naked, and contained sexualised content because the focus was on the children's genital area. Over time, it appears that 13 videos were posted online between 2013 and 2019, and 7 of the videos were most concerning, showing the children in compromising clothing and positions (pp 65-69 of R1).
In giving his oral evidence, the carer's husband explained that he wanted to keep footage of the children for them to see when they were older. When asked why he uploaded the material rather than save it on a USB device or computer hard drive, he gave honest and frank admissions that he could have done so, and that he just "didn't think" but that he now understands and would never do it again.
As an authorised carer, having completed her carer training, the second applicant ought to have been aware that the action of having the videos uploaded onto the internet (via YouTube) was a breach of her statutory obligations under the Care Act regarding the protection of the identity of children in care. Section 105 of the Care Act provides that the publication of names and identifying information of children in out-of-home care must not be published or broadcast in any form that may be accessible by a person in New South Wales. The relevant sections in the Care Act are set out below:
105 Publication of names and identifying information
(1)…
(1AA) The name of a child or young person who is or has been under the parental responsibility of the Minister or in out-of-home care must not be published or broadcast in any form that may be accessible in a person in New South Wales, in any that identifies the child or young person as being or having been under the parental responsibility of the Minister or in out-of-home care (however ).
Note. Identifying the child or young person or being or having been a foster child or a ward of the State, or as being of having been in foster care or under the parental responsibility of the Minister, or in the care of an authorised carer, are all examples of identifying the child or young person as being or having been in out-of-home care.
(1A) The prohibition in subsection (1) or (1AA) applies to the publication or broadcast of the name of the child or young person concerned until -
(a) the child or young person attains the age of 25 years, or
(b) the child or young person dies,
whichever occurs first.
Uploading videos of the children where their identity can be ascertained by any person in New South Wales who searched on YouTube when the videos were accessible is a breach of s 105 of the Care Act. If any other person has cached the footage, the potential remains for that footage to be further published, and thereby facilitate the continuing identification of the children. The applicants explained that the intention was to cheer up the carer while she was in hospital following heart surgery. Whilst it was clear to the Tribunal that the applicants did not have any sinister intent, we regard this breach as a very serious matter.
[33]
Horror movies
The Tribunal finds no reason to dispute the findings of the reportable conduct investigation even though the applicants contended that the children watched scary movies when in respite care which they reported to the respondent. We find that the evidence of the children was clear, that whilst they had watched a movie called "Annabelle" at a respite carer's home, they also watched scary movies such as "Goosebumps" and this was apparently while in the applicants' household. All three children were interviewed in relation to this allegation and said they watched scary moves at home and that the carer's husband knew.
The carer's evidence was that the family watched "B" grade movies and gave "Chucky" as an example. That particular movie is classified 'Mature Accompanied (MA15+)' and is not generally suitable for exhibition to persons under the age of 15. It contains horror, violence and language that has sinister overtones and is not suitable for children of the age of those in the applicants' care. Despite saying they would ensure the children would not watch them again, the carer demonstrated a somewhat cavalier attitude to this issue, stating that the children had found the movies to be funny. We find this statement concerning, to say the least. It suggests the carers did not regard the issue as a matter of concern and were not alert to the potential for such movies to traumatise the children and adversely impact upon their behaviours. We find that the carers exercised very poor judgment in this aspect of providing care for children with a trauma background.
[34]
Lack of supervision - neglect
There were many instances cited where the carers failed to appropriately supervise, or supervise at all, the children. This was evidenced by such things as the carpet being coloured in, a fire started by the children in their bedroom, efforts to locate the children in a number of circumstances, and the second child's access to knives.
We will primarily direct our comments to the incident where the children were left unattended in a motor vehicle and the second child hurt her wrist. Whilst we acknowledge that the period of time when the children were left unsupervised in the vehicle was very short while the carer paid the car wash fees, we regard this incident as very serious. Section 231 of the Care Act creates an offence for a person to leave a child in a motor vehicle without proper supervision for such period or in such circumstances that the child becomes or is likely to become emotionally distressed, or the child's health becomes or is likely to become permanently or temporarily impaired. The carer could not remember whether she had properly secured the vehicle from moving but failed to appreciate the danger of leaving children unsupervised in a motor vehicle, even for a short period of time. Whilst the incident was reported by the carer, it evidenced an absence of judgment to place the children in a position of danger, threatening their physical and emotional safety.
We find no reason to disturb the reportable conduct findings which substantiated four out of six allegations, and find that the respondent was justified in relying upon these substantiated allegations in the removal decision.
[35]
Issue 6: Whether the carers received adequate training
The lack of support and need for specialised training was an issue raised by the applicants. In particular, the carer told the external reviewer that she had asked for additional training on Reactive Attachment Disorder. The carer said that she had been promised training on restrictive hold practices (specifically, physical restraint) but that the training had not been provided.
We regard the request for restrictive hold practices training with some concern since it is an extreme strategy. The carers thought this might be the remedy for the second child's violent behaviours, however she was a young child with ASD and a trauma background. In any event, we refer to s 158 in the Care Act regarding the physical restraint of a child who, unless restrained, might seriously injure himself or herself or another person. Section 158(2) of the Care Act permits a carer to restrain a child but only on a temporary basis and only to prevent injury. Importantly, under s 158(3) of the Care Act, the restraint must be consistent with any behaviour management requirements that apply to the child. This therefore requires the carers to be fully cognisant of the behaviour management plans for the children when attempting to correct and manage their behaviours.
Under cross-examination the carer was shown a psychological assessment report prepared by ASPECT in October 2017 regarding the second child (R9) which contained a great number of recommendations on managing the child's behaviour and development. The carer conceded that she had not followed up on the recommendation to attend a 3-day positive behaviour support workshop run by ASPECT, designed specifically for carers of a child with autism spectrum disorder who display challenging behaviours. The carer said that all her training was done with Burrun Dalai. The carer also said that she would have read the ASPECT report, however, it was apparent to the Tribunal that she had not actively engaged with the content of the report or taken advantage of the 'Recipe for Success' practical workshop training offered to her.
This Tribunal has no reason to question the records of training given to the carers (including training that addressed trauma informed care and training in relation to the Healing Pathways Plans otherwise known as behaviour management plans) as referred to in Ms D's affidavit. The carer also received training from the Australian Childhood Trauma Group Therapists in an ongoing program from July 2015 until December 2018. She received training with a psychologist in identifying the misdiagnosis of ADD, ODD, RAD and ASK in the context of trauma responses.
The second consultant's report (pages 1511 and 1522 of R1) corroborated Ms D's evidence on the amount and diversity of trauma informed training received by both carers. This evidence was not refuted by the applicants.
As discussed above, the IFBS program provided intensive in situ training in a number of critical areas relevant to the care environment required to be provided to the children.
We do not accept the applicant's contention that they did not receive adequate training.
[36]
Issue 7: Whether the carers received adequate support and access to respite care
The issue concerning whether the carers received adequate respite care for their own wellbeing is not altogether straightforward. This is because, on the one hand, the carers had to manage the tension before and after the second child spent time in respite care away from the household because it disrupted her routine. Yet, on the other hand, they welcomed the opportunity for the three girls to have some of their siblings spend time with them at home. This was a somewhat complex dynamic to manage.
Another older sibling (separate from the older sibling whose placement came to an end on Boxing Day 2019 after 2 years) spent 54 nights of respite care with the applicants from 21 July 2016 to 30 October 2018. It is apparent to the Tribunal that the applicants were generous in their recognition of the need for the siblings to play together and feel that they belonged together, yet this was another demand on the carers who themselves needed periods to rest and recover. The applicants' evidence was that, sometimes, two or three additional children were placed with them on respite. Their weekends as a core family were rare. Occasionally, respite children stayed for weeks at a time. The respondent must accept responsibility for its role in this, and it is reasonable for the Tribunal to conclude that Burrun Dalai considered the carers were providing a safe and protective environment for children, at least for a period of around seven years.
The second child received 12 periods of respite care during 2018-2019. We would generally consider this to be a reasonable amount of respite support however in circumstances where the respite could be said to be a catalyst for further behavioural dysfunction, the evaluation is not easily made. After what can only be described as a very taxing year for the family, a caseworker met with the carer on 9 December 2019 to discuss having a support worker in the home to assist the second child with her routine. The carer did not want anyone in the home as she said it was "hectic enough". Nonetheless, she agreed the second child could attend afternoon programs with a support worker to focus on life skills and interacting in the community safely.
In light of the CEO's evidence, and noting that the first consultant stated that her report was based on one face to face interview (i.e. with the carer), it is apparent to the Tribunal that the comment in the report that the carers had only received minimal support "due to staffing changes and tasks not being completed", can be attributed to the carer. The disclaimer in the report said that the conclusions reached were not absolute and should be considered in conjunction with all available information. We also note that the report is silent on the matters which were the subject of the reportable conduct allegations against the carers. In circumstances where the author of the report was not available for questioning, we are not in a position to ascertain whether the conclusions reached and recommendations made were reasonable in the circumstances.
We find that, in the circumstances, the report did not have the benefit of all relevant information and was based almost entirely upon the reviewer's interview with the carer. Accordingly, we give minimal weight to the recommendation regarding respite care.
We refer to our analysis of the family dynamics and the relationship between the parties. We find that, in the circumstances, Burrun Dalai was on notice that the family was struggling to cope throughout 2019 and that the second child's behaviour had deteriorated markedly since February 2019. However, no evidence was put before this Tribunal to address whether the second child received additional support at this time. Although Burrun Dalai stepped in to remove the baby so as to allow the carers to focus on the three children in their care, it was a complex dynamic to manage because the carers and the children had become attached to the baby and the second applicant said that the children loved having their siblings to play with.
We therefore find it difficult to conclusively decide this issue. On balance, we find that Burrun Dalai provided adequate supports to the carers however, when the household began to show signs of serious dysfunction (both with respect to the behaviours of the carer and the second child), the adoption of a more supportive and proactive approach was warranted.
[37]
Issue 8: Compliance with the Minister's Code of Conduct
Under Care Regulation 30(5)(e), a designated agency must not determine that an applicant is capable and suitable to be authorised as an authorised carer unless the applicant has provided a signed statement that the applicant has read, understood and will comply with the Minister's Code of Conduct. The carers were well aware of the Minister's Code of Conduct, had received training on it and had signed a copy of the Conduct annually.
Compliance with the Minister's Code of Conduct is a condition of a carer's authorisation.
On the basis of the evidence before us, we find that the carers have breached the Minister's Code of Conduct in failing to comply with the following standards of conduct:
1. Provide a physical environment that is safe, clean and comfortable and meets the needs of the child or young person in your care;
2. Provide a care environment where the child or young person is not exposed to physical, sexual psychological or verbal abuse, ill treatment or neglect.
3. Ensure the child or young person's health, wellbeing and dental needs are met and any planned intervention is carried out.
In failing to comply with the obligations noted above, we find that the carer failed to comply with a condition of her authorisation and the respondent was therefore justified in cancelling her authorisation on that ground.
We find that the carers also breached the BD Code of Conduct, by failing to ensure that the home was kept safe, clean and in good repair. In our view, in failing to regulate their own emotional responses and failing to control and manage the children's behaviours, they failed to give positive guidance towards socially acceptable behaviour as required in the BD Code of Conduct. While these matters are serious, the Care Regulations do not make compliance with the agency's Code of Conduct a condition of carer authorisation. However, these failures support our finding that the carer is no longer a suitable person to be an authorised carer (discussed further below).
[38]
Issue 9: Whether the carers are suitable persons to be authorised carers
In considering this key issue, the Tribunal acknowledges that the carers may have been lulled into a false sense of confidence that they were providing the standard of care required of them. We say this because during 2019, despite the deterioration in the second child's behaviour causing a level of distress for the whole family, the applicants received a good review on 13 May 2019 (pp 40-53 of R1).
The May 2019 review commented that the applicants were still motivated to be carers, that they loved the role and were respectful towards others, showing empathy when needed. The reviewer said that the applicants had a good relationship and communication with each other, and were always positive about the children's biological parents. They were considered to be carers who promoted positive identity in the children and were advocates for them. They were observed to be affectionate with the children, talking with them a lot and telling them that they loved them. The report continued on to say that the carers understood the importance of routines, having time out and managing behaviours. The applicants were described as being always willing to do extra training around abuse and that they wanted to do more training in the area of managing challenging behaviours and restrictive hold practices. The review noted that the carers' home met the minimum standard.
Against that mid-2019 review, however, for the reasons given above we find, on balance, that the carer is no longer a suitable person to be an authorised carer.
[39]
Issue 10: Views of the children and assessment of their welfare and well-being
[40]
Guardian ad Litem's assessment
Consistent with the principle in s 9(2)(a) of the Care Act and s 8(a) of the CG Act, the appointed Guardian ad Litem was asked to advise the Tribunal, as far as possible having regard to the developmental capacity of each child, on their views about where they would like to be placed to ensure their safety, welfare and well-being.
The Guardian ad Litem assisted the Tribunal by visiting the three children and providing an account of their state of wellbeing to the Tribunal on the first day of hearing. In her observation and dialogue with each of the children separately via 'zoom' conferencing, she observed that they all presented well, were excited to see each other, looked happy and were playful. With respect to each child, she said that:
1. The first child was very happy in her new placement and was happy to stay there. When asked where she would prefer to live, she said that she was happy at the applicants' house, and did not express a preference;
2. The second child was confused about why she was placed with another carer and thought it was her fault because of her behaviour. When asked how she was going where she was staying, the child said she liked it but didn't know why the applicants were not with her anymore, and she thought it must be because of her behaviour being 'up and down'. She asked why the applicants had been taken away from her. When asked whether she would like to go back to the applicants, the child said she missed going home and missed her pet rat, and missed being with her sisters. When asked if she would like the opportunity to be with her two sisters, she said that she would.
3. The third child was harder to talk with, given her age and shyness. She simply gave 'yes' and 'no' responses. When asked where she would like to stay, she said that she was happy with her new placement because there were lots of pet animals. When asked whether she would like to say with her new placement or with the applicants, she said 'yes' to both and did not indicate a preference. However, she appeared to have a stronger inclination towards her new placement.
The Guardian ad Litem observed that all three children were absorbed in other activities (such as playing with blocks) and did not engage in the conversations for very long.
Overall, the third child spoke enthusiastically about her new placement. It appears that both the first and third children had adapted to their new environment. Curiously, because of her questions about why she was no longer with the applicants and her concerns that her behaviour had caused the change, it appeared to the Tribunal that the second child appeared to be the most impacted by the change in placement and was missing the applicants. However, when asked whether she would prefer to be with her sisters or with the applicants, her response was that she wanted to be with her sisters.
[41]
Medical opinions and school reports
According to the independent assessment of Dr K, paediatrician:
1. The first child is settled with her new carer and there have been no concerns from her school about her behaviour, her medications remain unchanged, and she appeared to be bright and cheerful (as at 29 September 2020);
2. The third child is also well settled with her new carer and appeared to be managing quite well without taking ADHD medication, although she continues to take medication to get to sleep (as at 29 September 2020);
3. The second child (as at 11 November 2020) is placed in a home where she has 24 hours continual care with two sets of carers, she continues to take medication for her ADHD and to assist with sleep, and appeared bright and cheerful on examination. Dr K noted that he had learned of the child's inappropriate sexual behaviour from a clinical psychologist in May 2020. Dr M's report on 5 November 2020 also noted that she had settled well into her new placement.
A report from the third child's school principal noted that this child is an extremely happy and engaged student, reading at an above age level and her numeracy skills are age appropriate. She is popular with her peers and was described as a wonderful role model for her peers. The principal described her as having a wonderfully compassionate and friendly nature although she struggles emotionally at times after revisiting her past carers, adding that she is always eager to reconnect with them.
A report from the second child's school principal on 21 December 2020 advised that she had adapted to her new lifestyle and appeared to be more settled and engaged. She was described as growing in her learning, understanding and maturity and appeared to be a happy little girl. Her moments when things are "just too much", were less frequent that they had been in the past.
All three children are now placed with authorised carers. The first and third children are together, in a long term placement. The second child is also in a long term placement, not far from her sisters.
The Case Work Manger's evidence was that, in their new placements, the children are not receiving new services (and we understood that this meant the children were still under the care of their usual clinicians and therapists) however the recommended behaviour management strategies were being implemented by their new carers.
[42]
Conclusion
The paramount concern in these proceedings is the safety, welfare and well-being of the children, as required by s 9(1) of the Care Act.
[43]
Removal decision
We accept that a relatively strong bond had naturally formed between the applicants and the children, particularly the second child, because of the length of time they had been together.
However, the children have now been separated from the carers for almost two years. The length of time of a separation and the damage that can result was considered in NS & NT v Director-General, Department of Community Services [2009] NSWADT 149 at [17]:
"A lengthy separation has the potential in my view to materially damage the relationship between a carer and a child. Where the relationship is damaged as a consequence of the separation or, the child has developed an attachment with a new carer this may become a critical factor in the determination of the subtstantive application."
In our assessment, the length of time that these children have been with new carers is such that they have had an opportunity to form a stable connection and all three children appear to be settled and doing well. We are mindful that, after suffering a difficult emotional period surrounding their removal, there is a risk of psychological harm to them if they were to be returned to an environment with which they may associate a lack of stability and fear of being removed again. We use the term "psychological harm" as coming within the meaning of "harm" as applied in Re Louise and Belinda at [49], to include an adverse effect on the safety, welfare and well-being of a child.
We have considered this risk in light of the frequency and increasing ferocity of domestic disturbances the family suffered associated with the children's high needs and disruptive behaviours. Additionally, the carers became increasingly overwhelmed by those disturbances such that they were unable to control their own emotions and dialogue within the hearing of the children. The risk of psychological harm to the children if they were to be returned to the carers and that environment is a primary consideration.
We have concluded this on the basis that whilst the applicants loved the children and did their best to care for them, they lacked the skills to implement the recommended strategies for managing the children's challenging behaviours. They also lacked the insight and emotional maturity to manage their own behavioural responses in times of stress, exacerbating already heightened anxiety in the household and potentially causing further trauma in the children.
Applying the paramount consideration set out in s 9(1) of the Care Act, and with reference to the test of "unacceptable risk to the child" in DWA, we find on the balance of probabilities that returning the children to the applicants would involve an unacceptable risk to their safety, welfare and well-being.
We therefore consider, notwithstanding the bond that each child had previously formed with the applicants, and allowing for any adjustment difficulties the children may have encountered associated with settling into a new home, that it would not be in the best interests of the children to disturb the placements with their new carers.
Applying the principle set out in s 9(2)(c) of the Care Act, and with reference to the decisions in Re Tracey and Re Louise and Belinda, we find that the least intrusive intervention in the lives of the children that is consistent with the paramount concern to protect each child from harm and promote each child's development, is to not disturb their new placements and not reinstate the placement with the applicants.
The correct and preferable decision in all the circumstances is to remove the children from the care of the applicants and not return them.
[44]
Cancellation decision
We find that, despite the obvious affection that the applicants developed for the three children and their expressed commitment to caring for them, the applicants' parenting skills are not complementary to a finding that they are suitable carers.
Overall, we find that the applicants lack insight into the impact of their own emotional responses to situations of domestic stress upon the children, necessary for ensuring that the safety, welfare and wellbeing of children in their care is held paramount. Their statements of desperation when failing to manage the children's high needs demonstrate an inadequacy in parenting skills and managing a child with complex diagnoses and trauma history. Their reactive behaviours do not ensure the protection of children, and place them at risk.
Despite the best intentions of the applicants, we are not satisfied that the second applicant is a suitable person to remain as an authorised carer.
We do not accept the applicants' submissions that the relationship between them and the respondent is repairable. We find that it is irretrievably broken because of the breakdown in trust between the parties, substantially as a result of the lack of transparency in the respondent's decision-making as well as the carers' perceptions that the respondent failed to provide greater support during 2019 when the family was clearly experiencing increasing stress. In our view, it is unlikely that the trust and confidence between the parties can be rebuilt.
[45]
Orders
1. The decision of the respondent dated 22 April 2020 to remove three children from the care of the applicants is affirmed.
2. The decision of the respondent dated 19 October 2020 to cancel the carer authorisation of the second applicant is affirmed.
[46]
I hereby certify that this is a true and accurate record of the reasons for decision of the Civil and Administrative Tribunal of New South Wales.
Registrar
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Decision last updated: 17 November 2021
Parties
Applicant/Plaintiff:
EKH
Respondent/Defendant:
Burrun Dalai Aboriginal Corporation Inc.
Legislation Cited (11)
Children and Young Persons (Care and Protection) Regulation 2012(NSW)
Children's Guardian Act 2019(NSW)
Community Services (Complaints Reviews and Monitoring) Act 1993(NSW)
This is an application for administrative review of a decision dated 22 April 2020 of the respondent, a designated agency under the Children and Young Persons (Care and Protection) Act 1998 (Care Act), to remove three children from the care of the applicants (the removal decision).
While the application was made outside the time period of 28 days specified in s 53(9) of the Administrative Decisions Review Act 2013 (NSW) (ADR Act) and rules 24(3)(b) and (4)(a) of the Civil and Administrative Tribunal Rules 2014 (NSW) made under the Civil and Administrative Tribunal Act 2013 (NSW) (NCAT Act), the Tribunal extended the time for the making of the applicant's administrative review application to the date of lodgement, 17 August 2020 by order made on 27 October 2020: EKH v Burrun Dalai Aboriginal Corporation Inc. [2020] NSWCATAD 266.
In submissions filed on 14 December 2020, the applicants also sought administrative review of two further decisions of the respondent:
1. first, the respondent's decision dated 19 October 2020 to cancel the second applicant's carer authorisation (the cancellation decision) which is an administratively reviewable decision; and
2. second, the respondent's decision dated 19 October 2020 to cancel the applicants' ongoing contact with the subject children.
In submissions filed on 14 January 2021, the respondent acknowledged, and took no objection to, the applicant's request for the Tribunal's review of the cancellation decision. In paragraph 27 of its submissions, the respondent requested the Tribunal to affirm its two decisions, and the Tribunal thus understood that the respondent agreed to an increase in the scope of the application for administrative review (discussed more fully below).
Section 245(1) of the Care Act does not identify a decision about contact with a child as an administratively reviewable decision and accordingly the Tribunal has no jurisdiction to review that decision.
The applicants did not agree with the respondent's removal and cancellation decisions. They asked the Tribunal to return the three children to their care and to reinstate the second applicant's carer authorisation.
We have decided to affirm both the respondent's removal decision and cancellation decision. Our reasons follow.
Under s 63(1) of the ADR Act, the Tribunal's task is to determine whether the respondent's decisions to remove the children from the care of the applicants and its decision to cancel the second applicant's carer authorisation were the "correct and preferable decisions", having regard to the material before it and any applicable written or unwritten law. In determining these matters, the Tribunal may exercise all of the functions that are conferred or imposed by the relevant legislation on the administrator who made the decision: s 63(2) of the ADR Act. The time at which the determination is to be made as to the correct and preferable decision is the date and time that the Tribunal makes its decision: YG and GG v Minister for Community Services [2002] NSWCA 247 at [25].
In considering an application for review, the Tribunal is not constrained to have regard only to the material that was before the respondent but may have regard to any relevant material before the Tribunal at the time of its review: Drake v Minister for Immigration and Ethnic Affairs (1979) 46 FLR 409. In this regard, in undertaking this review, the Tribunal had before it the submissions and evidence from both parties as well as the evidence of the Guardian ad Litem on behalf of the children.
In determining the application, the Tribunal may, with respect to each of the removal decision and the cancellation decision, affirm the respondent's decision, vary the decision, set aside the decision and make another decision in substitution for the decision set aside, or set aside the decision and remit the matter for reconsideration by the respondent in accordance with any directions or recommendations of the Tribunal: s 63(3) of the ADR Act.
The Tribunal is not bound by the rules of evidence and may inquire into and inform itself on any matter in such manner as it thinks fit, subject to the rules of natural justice: s 38 of the NCAT Act.
The standard of proof is on the balance of probabilities. The High Court of Australia decision in Briginshaw v Briginshaw [1938] HCA 34 is relevant in determining whether the burden of proof, on the balance or probabilities, has been achieved.