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[2001] VSCA 73
Court of Appeal (Vic)
2001-05-28
TADGELL, CALLAWAY and BATT, JJ.A.
Original judgment source is linked above.
[ 2001] VSCA 73
CRIMINAL LAW - Sentence - Crown appeal - Sentence at first instance reduced upon offender's sworn undertaking to co-operate with law enforcement agencies by testifying against accomplice - Later partial repudiation of undertaking rendering original sentence inadequate - Substitution of appropriate sentence on appeal by Crown - Whether sentence for contempt for refusal to testify at trial of accomplice to be taken into account - Totality.
Crimes Act 1914 (Cth),
Solicitor for the Director of Public Prosecutions (Cth)
"Were it not for the future co-operation promised by the prisoner, I would have imposed a sentence of four-and-a-half years' imprisonment with a non-parole period of three-and-a-half years. However, by reason of the provisions of section 21E of the Act, I state that I have reduced both the sentence and the non-parole period."
As appears, his Honour tended to equate the period stipulated in the recognizance release order (specified and defined in s. 16(1) of the Commonwealth Crimes Act as the "pre-release period") with a non-parole period. The minor mis-use of terms was of no significance but I mention it now having regard to an argument put on behalf of the respondent, to which I shall later refer, that sought to draw upon the distinction between, on the one hand, an order fixing a non-parole period and, on the other, a recognizance release order. The judge noted in his sentencing remarks that at the time of sentence the respondent had been in custody since his arrest on 5 January 1999; that on 22 April 1999 he had been convicted in the Magistrates' Court of unrelated offences and sentenced to be imprisoned for three months; and that he had thus served 108 days' imprisonment ¯ from 5 January until 22 April ¯ with respect to the Commonwealth offence. His Honour accordingly directed in effect that the sentence he imposed should commence on 21 July 1999 (i.e. three months after the imposition of the sentence in the Magistrates' Court) and declared that 108 days of the sentence for the Commonwealth offence had already been served.
" 21E. (1) Where a federal sentence, or a federal non-parole period, is reduced by the court imposing the sentence or fixing the non-parole period because the offender has undertaken to co-operate with law enforcement agencies in proceedings, including confiscation proceedings, relating to any offence, the court must: (a) if the sentence imposed is reduced - specify that the sentence is being reduced for that reason and state the sentence that would have been imposed but for that reduction; and (b) if the non-parole period is reduced - specify that the non-parole period is being reduced for that reason and state what the period would have been but for that reduction. (2) Where: (a) a federal sentence is imposed or a federal non-parole period is fixed; and (b) the sentence or non-parole period is reduced because the offender has undertaken to co-operate with law enforcement agencies as described in subsection (1); and (c) after sentence, the offender, without reasonable excuse, does not co-operate in accordance with the undertaking; the Director of Public Prosecutions may, at any time while the offender is under sentence, if the Director of Public Prosecutions is of the opinion that it is in the interests of the administration of justice to do so, appeal against the inadequacy of the sentence or of the non-parole period. (3) Where an appeal is begun under this section against the inadequacy of a sentence, or of a non-parole period, that was reduced because of a person's undertaking to co-operate with law enforcement agencies, the court hearing the appeal: (a) if it is satisfied that the person has failed entirely to co-operate in accordance with the undertaking - must substitute for the reduced sentence or reduced non-parole period the sentence, or non-parole period, that would have been imposed on, or fixed in respect of, the person but for that reduction; and (b) if it is satisfied that the person has failed in part to co-operate in accordance with the undertaking - may substitute for the reduced sentence or reduced non-parole period such a sentence, or such a non-parole period, not exceeding in length the sentence that could be imposed, or the non-parole period that could be fixed, under paragraph (a), as it thinks appropriate. (4) In subsection (1): "confiscation proceedings" includes a reference to proceedings for forfeiture orders, pecuniary penalty orders and restraining orders under the Proceeds of Crime Act 1987 and to restraining orders and pecuniary penalty orders under Part XIII of the Customs Act 1901."
"You are presently undergoing a sentence for an offence against the law of the Commonwealth. Accordingly, pursuant to s.16(4) of the Sentencing Act of Victoria, I direct that the sentence that I have imposed commences immediately after the end of the non-parole period of 24 months which was fixed by Judge Keon-Cohen when sentencing you on 10 June 1999."
The direction requires some interpretation. In strictness its wording was inaccurate because, even though, in the context I have indicated in paragraph [2], Judge Keon-Cohen did (also inaccurately) refer to a "non-parole period", he did not fix a non-parole period: indeed, his Honour had in the circumstances no power to do so. Again Judge Smith's inaccuracy is not itself of significance, for s.16(4) draws no relevant distinction between a non-parole period and a pre-release period, and it is clear enough that his Honour intended to refer to the order that Judge Keon-Cohen actually made. Judge Smith's direction is, however, not otherwise unambiguous: his Honour was made aware, before sentencing the respondent, that a Crown appeal was to be brought against the sentence that had been imposed by Judge Keon-Cohen, and must also have been aware that there was a prospect that that sentence might be set aside and a fresh recognizance release order made or, if appropriate, a non-parole period fixed. The appellant concedes that the language used by Judge Smith leaves it not altogether clear whether his Honour should be taken to have intended to direct that the sentence for contempt was to begin, on the one hand, immediately after the respondent had served 24 months' imprisonment of the sentence imposed by Judge Keon-Cohen or, on the other, to begin so as to be served cumulatively upon the sentence for the Commonwealth offence that he was undergoing, whatever that was or might become as the result of an appeal.
heart of the considerations that justified the leniency shown him by the learned judge.
[1] As Sully, J. appears to have assumed (with the concurrence of Beazley, J.A and Dunford, J.) in R. v. YZ [1999] N.S.W.C.C.A. 263, at para.[20].
[2] (1992) 74 A.Crim.R. 172, at 176, a decision of the Western Australian Court of Criminal Appeal.
[3] [1999] NSWCCA 48; (1999) 162 A.L.R. 265, at para.[5].
[4] 33(2A) Where an Act assented to after the commencement of this subsection provides that a person, court or body may do a particular act or thing, and the word may is used, the act or thing may be done at the discretion of the person, court or body.
The provision is prima facie applicable here, having been inserted by Act No. 141 of 1987 and therefore preceding the assent to Act No. 4 of 1990 by which s.21E was inserted.
[5] [1996] HCA 45; (1996) 184 C.L.R. 333, at 345-7.
[6] R. v. Fletcher; Ex p. Kisch [1935] HCA 1; (1935) 52 C.L.R. 248 [8 A.L.J. 390], Evatt, J. at 256-257; R. v. B. [1972] W.A.R. 129 [20 F.L.R. 368] (F.C.); Skouvakis v. Skouvakis [1976] HCA 39; [1976] 2 N.S.W.L.R. 29 [11 A.L.R. 204; 1 Fam. L.R. 11,516] (C.A.); Douglas v. Douglas [1976] Qd.R. 75 [10 A.L.R. 285]; D.P.P. v Australian Broadcasting Corporation (1987) 7 N.S.W.L.R. 588 [86 F.L.R. 153] (C.A.); United Telecasters Sydney Ltd. v. Hardy (1991) 23 N.S.W.L.R. 323 (C.A.), Samuels, A.P. (Clarke and Meagher, JJ.A. concurring) at 339. The offence constituted by the contempt has been said to stand outside the federal proceeding, which is "merely the occasion for the offence": R. v. B. [1972] W.A.R. 129 [20 F.L.R. 368] (F.C.), Hale, J. at 132.
[7] [1999] VSCA 14; (1999) 103 A. Crim. R. 261, at 282.
[8] "16(4) A court that imposes a term of imprisonment for an offence against the law of Victoria on a person already undergoing a sentence or sentences of imprisonment for an offence against the law of the Commonwealth must direct when the new term commences which must be no later than immediately after -
(a) the completion of that sentence or those sentences if a non-parole period or pre-release period (as defined in Part 1B of the Crimes Act 1914 of the Commonwealth) was not fixed in respect of it or them; or
[9] Albeit in a non-criminal proceeding brought pursuant to Order 75 of Chapter I of the Rules of Civil Procedure in Civil Proceedings of the County Court.
[10] Langston v. Langston [1834] EngR 190; (1834) 2 Cl. & F. 194, at 243; [1834] EngR 190; 6 E.R. 1128, at 1147, per Lord Brougham, L.C.; adopted by Isaacs, J. in Fell v. Fell [1922] HCA 55; (1922) 31 C.L.R. 268, at 275.
[11] [1996] VICSC 30; [1996] 2 V.R. 520, at 522.
[12] [1997] 1 V.R. 246, at 255.
[13] [1998] 1 V.R. 155, at 161.
[15] [1998] VSCA 69; [1999] 1 V.R. 352; and see R. v. Ngui and Tiong [2000] VSCA 78 at para.[15];
R. v. Ibrahimoff [2001] VSCA 46.
DPP (Cth)
Haunga [2001] VSCA 73