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[1999] VSCA 14
Court of Appeal (Vic)
1999-02-22
WINNEKE, P., CALLAWAY and BUCHANAN, JJ.A.
Original judgment source is linked above.
"The applicant [that is, the Attorney-General] seeks the following relief or remedy. 1. An order that the respondent [that is Rich] be adjudged guilty of contempt of the County Court.
Particulars of Contempt
(a) During the conduct of the Respondent's criminal trial at the County Court before His Honour Judge Byrne on 26 June 1995, the Respondent committed a contempt of court in that he addressed the learned trial judge in a threatening, abusive and offensive manner.
(b) The conduct alleged in sub-paragraph (a) constitutes a contempt of the County Court in that it was calculated to interfere with the administration of justice.
(c) Further, during the said trial on 9 August 1995, the Respondent committed a contempt of court in that he threatened the prosecutor, Ms. Carolyn Douglas.
(d) The conduct alleged in sub-paragraph (c) constitutes a contempt of the County Court in that it was calculated to intimidate Ms. Douglas and others, to undermine the authority of the court and to reduce the capacity of the court to administer justice in a proper manner.
2. An order that the Respondent be punished by imprisonment or fine or both.
Judge: "... But I propose to go ahead and empanel a jury. ... Place the prisoner in the dock." Rich: "Do you understand I don't want to be here, sir? I don't want to be rude to you; I'd like to leave, please?" ... Judge: "You must be present for the arraignment and empanelling of the jury." Rich: "I must take no part in these proceedings, sir; I don't want to be rude to you, I don't want to be here." Judge: "You may be present or absent after that, as you wish." Rich: "No, well I'm not taking part of (sic) the process, sir; I'd like to leave, please." Judge: "Alright, you can leave after the jury is empanelled." Rich: "I don't want to fight with anybody; I don't want to do anything; I'm not taking part in any of this, okay?" Judge: "Yes, all right." Rich: "It's a sham, you ought to be ashamed of yourself, sir, I am not taking any part of this process, because what you are trying to do sir, you are either trying to send me over the cliff and I'm about two seconds away from it, or explode, and I won't do either, do you understand me?" Judge: "Yes, all right." Rich: "I'm not in the state of mind, I want to see a doctor and I want to get some treatment. I cannot take part of this process." Judge: "All right." Rich: "Okay?" Judge: "Yes." Rich: "Don't just nod to me, because you just shafted me from day one. Do you understand I'm sick? It took me all my resolve last Friday. This cunning wench here would be happy with a bloody G.P. Either way she gets a victory. Do you understand that; I'm sick? I don't want to be rude to you, but I don't want to take part in this whole crap." Judge: "All you are saying is being video-taped, so there will be a record of it." Rich: "Well that's it; just fob me off again, that is what you are really saying. Whether its video-taped I don't give a rat's arse either, sir. I don't want to take part in these illegal proceedings. That's what you are doing." Judge: "All right, you have made that clear." Rich: "Well, can I go?" Judge: "No, you must stay for the empanelment. Bring in the jury." Rich: "What are you doing?" Judge: "You will be arraigned before the jury panel and a jury will be ..." Rich: "No, I won't, I'm sorry, I won't be arraigned before the jury, okay? I'm telling you I won't be arraigned before the jury, I'm telling you now, I want to leave now." Judge: "You are not permitted to leave now." Rich: "I am permitted to leave, I'm telling you now, I want to leave now, you are not going to fucking do this, rat, I'm telling you, all right? And I will fucking ... you ain't fucking going to do it, all right? You understand that? You are driving me over the fucking hill, you idiot. You understand that? You want to ... like this, wake up to yourself, you silly old dog. There will be no fucking jury, I want to leave. I don't want to fight nobody, but if you force me, that's what will happen. Now get out of here, before I lose it completely, get me out of here. ...There'll be no fucking arraignment, rat; I'm telling you. Now, please let me go before I lose it completely, I plead with you, please let me go. I'll get on my hands and knees, please let me leave here, before I lose it completely; I plead with you, let me out of here. I don't want to fight anybody; I don't want to get into more trouble, I can't handle the pressure, do you understand that? Can't you see that? Are you blind as well as deaf? ... Please let me go sir, I beg of you, let me go, I'm not in a fit state of mind today. It might be better tomorrow; today I'm not. I don't want to fight any of these guys, I have no beef with them, but I tell you now, you are forcing me into it. ..." Judge: "Yes, very well then. You recognize that you can't by any means at all, postpone these proceedings, they will come on ..." Rich: "I want a fair go, sir. I want a fair go. Three months out of here in a decent hospital might fix it. I don't know. All I know I'm looking for answers that this trial going in the state where I am now is not going to work, and you just want to put me through the appeal process so your crony mates across the road, you just shaft me again. It won't happen. You done it the last time, you won't do it again. Eight years in custody without a conviction; how much more credit do I need? Now let me go please; there'll be no jury here today. Now please let me go and I want to go. I've got no arguments with these gentlemen. They've been kind to me and I don't want to fight them. You'll force me into it if you bring the jury in, I'm telling you. So you take that responsibility because I'll be marching straight out." Judge: You'll not be the first one, or the last, I should think ..." Rich: "Don't threaten me, I'm telling you, rat ..." Judge: "I'm not threatening you ..." Rich: "I'm telling you, rat, don't fucking threaten me, dog, I'm telling you, you'll lose." Judge: "If you do 12 months for contempt of court ..." Rich: "I've done four years already. You've got eight more. How many more do you want? Who gives a shit about contempt? How many more do you want? And that's your answer, isn't it? Don't give the accused any fairness, just give him contempt. Go ahead and do it. I challenge you. Contempt. And then you'll be out of here because you will be biased. Go on. Do it. I challenge you. Do it. You will be gone. Don't you threaten me. Go on. You made the utterance. Let's go. I'll go and do 12 months out there easily and it'll be 12 months further to exacerbate the delay and make me even worse than what I am. So you go and do it. Don't just threaten me, cunt. Go on, I'll tell you now. You won't get it today, cunt, I'm telling you. You can play your intellectual games here. It won't work. Now I want to leave here. I'd like to leave civilly. I don't want to fight anybody. If it gets to that point it will, and you will drag me out of here. And I will probably face assault, but it'll be your responsibility because you had the opportunity to stop it. I am not fit to stand trial today or face these proceedings and if you want to push me on, whether it happens this week, or next week or next month, it will happen, right. You understand that? I want a break. I want a break from incarceration, from being shafted, from being dragged across from pillar to post. I want to go to a normal hospital. And ...me medication over a week if some fucking idiot in there fucks up. Whole bloody week. I beg and plead for it. I don't get it. Remove the prisoner. Lock him up again. That's what I get every fucking day, you cunt. May I go now, because this is not going to get anywhere? You'll be just burning this fucking jury, and I'm telling you now I'm not in a fit state of mind. If you can't see that, you'd better fuckin' retire. Now may I go? I'm only going to ask it once more. Please." Judge: "Yes, you can go on this occasion." Rich: "Thank you, very much, sir. I've had enough. I've had enough of these sham proceedings." Judge [to Rich's counsel]: "Mr. O'Doherty, you want to say something?" Mr. O'Doherty: "Might I suggest that the court adjourn for the day. I will be seeking to make an application for bail tomorrow ..." (b) Words uttered to prosecutor on 9 August 1995 Mr. Gregory Pern, the tipstaff to his Honour Judge Byrne at the time of the appellant's trial in 1995 on the armed robbery charges, deposed that he was present in Court 9 of the County Court on 9 August 1995 when the appellant was brought into court, after lunch, prior to the resumption of the trial. When the appellant was passing the Bar table, he paused and said to the prosecutor: "You're fucking gone, bitch, you're fucking gone".
Pern deposed that the appellant continued to abuse and threaten the prosecutor as he was led to the dock. He then activated the video-recording equipment. The transcript records the appellant saying to the prosecutor:
"One chance, one fucking chance. Watch your back. Every time you turn that car on of yours where you're living at the moment, I'm telling you, okay. I don't care how long it takes, 25 years bitch, I'll have a go at you. One go, that's all I want and you think by locking me up for 25 years, I don't have legs and arms out there. I've a bank account overseas and even without the money, we'll be able to get you any time, slut, I'm telling you. All I ever wanted is a fair go. You've pulled every dirty, filthy trick under (sic) the book." Unidentified speaker: "That'll do." Rich: "You shut your mouth Mr. Andrews. This is not your fight, okay? I have no fight with you. Can I have a glass of water, please? You know you're only worth 30 grand, don't you, that's all you're worth. You think your little gown and wigs will protect you. In the end it won't ... like me. I don't give a fuck, that won't protect you from ... it doesn't matter, the damage is done, I'm not going to worry about it. Don't worry about it. The damage is done and I don't give a rat's arse. I'll go away for 20 years, but she'd better make it life. I go to bed thinking about her every night. A thousand body guards won't help her. If he's any guts he'll prefer charges now if he's got any guts at all." [It should be noted that, in his affidavit sworn on 18 April 1996, Mr. O'Connor swore that the words "don't you", where they appear in line 3 of this quotation, when checked against the recording, should read "bitch".] Not surprisingly, these comments disconcerted the prosecutor. She drew the trial judge's attention to them shortly after he entered the court. The judge then adjourned the proceedings for the day and the appellant was returned to the cells. At about 2.15 p.m. on 9 August 1995 he was in the company of a security officer, one Michael Lambe. Lambe swore an affidavit in which he deposed that he had had a conversation with the appellant during which the appellant said to him that: "He had just finished abusing the Crown prosecutor in his trial a few moments before." Lambe also deposed that the appellant said that the next time he was asked to return to court: "He fully intended to abuse the current trial judge for his incompetencies in the hope that such actions will necessitate the judge having to disqualify himself from the trial, thereby providing him with the opportunity of a new and fairer trial."
Christa Bradley, the acting Court Co-ordinator at the County Court, also swore an affidavit in which she deposed that, at about 2.10 p.m. on 9 August 1995, she was in the cell area of the Court when the appellant was brought down. She deposed that she heard a person, unknown to her, say to the appellant:
She further deposed that, in response, the appellant laughed and said:
"Well, if she charges me, she can't prosecute me."
"On Monday I'm going to threaten the judge, then he can't prosecute me, neither. Then the case might be heard by someone else and I might get a fair trial. I'll do whatever it takes to get a fair trial."
"The trial judge required my presence, then followed the incident which is presently before this Court. I sincerely regret the occurrance (sic) of this incident."
The appellant then referred in his affidavit, at some length, to the events which occurred on 4, 8 and 9 August 1995. He annexed to his affidavit various passages from the transcript of proceedings taken during those days. In regard to the remarks which he had made to the prosecutor on 9 August, the appellant deposed in paragraph 19.3 of his affidavit:
"Discussion on legal matters continued until the luncheon adjournment. Immediately after lunch on 9th of August 1995, and before the Trial Judge and the jury had returned to Court, I made a statement to the Prosecutor. Prior to making this statement I heard what I believed were derogatory and insolting (sic) comments made about me by the Prosecutor to her Junior."
The appellant exhibited to his affidavit (Ex. "HAR15"") the transcript of the remarks to which I have earlier referred. The appellant further referred to events which occurred at the trial on 14, 15, 17 and 18 August; and 4 September 1995. He again annexed passages of the transcript taken on these days.
"In cases such as this where an accused addressed the judge on the bench deliberately in terms which are abusive and offensive or deliberately directs threats to injure or kill counsel, I doubt very much whether this Court should be concerned with an inquiry as to what was the actual purpose of the contemnor."
His Honour then referred to certain authorities and concluded:
"In a case like the present, however, where the acts themselves tend to interfere with the course of justice, it is sufficient that the court be satisfied that they were performed consciously and voluntarily."
His Honour however took the view that it was unnecessary for him to form a concluded opinion on this matter, having regard to the evidence before him. The evidence of Healey and Drysdale was, as he said, "selective", given in support of a variety of applications, and was not the subject of any elaboration before him. It was, as his Honour pointed out, material of a kind which threw little light on the appellant's state of mind at the time when he engaged in the conduct which he admittedly did on 26 June 1995 and 9 August 1995. Nonetheless his Honour gave, as he said, "anxious" consideration to this material in the light of counsel's submissions and did so in conjunction with the video recordings of each incident which were before him. Having done so, he concluded as follows:
"I am satisfied beyond reasonable doubt that, when he addressed the court in the terms he did on 26 June 1995, Mr. Rich did so consciously and voluntarily and with the intention of reproaching the judge for his decision to proceed with the trial when he, Rich, would have preferred otherwise. He did so with the intention of insulting the judge and of preventing or postponing his arraignment and the empanelling of the jury. He was under stress and it may be that his perception of his situation and his ability to restrain himself were affected by this, by a sense that he was not in control of his situation, and perhaps, by feelings of persecution that Mr. Healey described in his report. But I am satisfied that he intended to do what he did on this occasion and that his purpose was to gain control of the situation notwithstanding that this involved the disruption of the legal process. His conduct amounted to contempt of court."
His Honour also concluded that he was satisfied beyond reasonable doubt that when the appellant uttered the threats to the prosecutor on 9 August 1995, he intended to do so and to cause her fear. In so concluding, his Honour had regard to the evidence which had been given by Dr. Drysdale and Mr. Healey as to the appellant's mental state, which he considered in the context of the appellant's apparent demeanour as demonstrated on the video recording and also in the context of the undisputed remarks made by the appellant in the cells shortly after he had made the statements to the prosecutor. Upon the whole of that evidence his Honour concluded:
"I have no doubt that Mr. Rich intended, by his words, to interfere with the proper functioning by counsel of her duties in court. This constitutes a contempt of court."
"In all the circumstances I conclude that the appropriate penalty for the contempt is a period of 18 months imprisonment. Insofar as it is necessary or desirable that I do so, I indicate that I consider that the conduct on 26 June 1995 warrants a penalty of 6 months imprisonment and that on 9 August 1995 warrants a period of imprisonment of 12 months. I would not be minded to direct that these periods be served concurrently in whole or in part because the conduct of 26 June was different in character, directed to a different person and separated by a considerable period of time ... ."
His Honour then made the orders to which I have previously referred.
(a) that the judge erred in finding, having regard to unchallenged medical evidence, that the appellant's utterances were deliberate, conscious and voluntary and made with the intent to interfere with the administration of justice;
(b) that the particulars of the originating motion and his Honour's ultimate orders were defective in a manner amounting to serious irregularity, which gave rise to embarrassment and prejudice. As developed in argument the appellant reduced this ground to a contention that the originating motion made allegations of two contempts "rolled up" into one.
At the beginning of the appeal, the appellant sought leave to add three further grounds in the following form:
1. that the trial judge was biased against the appellant. (When questioned about this ground, the appellant said that this amounted to an allegation of bias against the trial judge in the contempt proceedings);
2. that a miscarriage of justice occurred because the proceedings did not classify the contempt as "civil" or "criminal";
3. that a miscarriage of justice occurred because appellant's counsel in the contempt proceedings were incompetent and acted contrary to instructions.
Although counsel for the respondent raised no objection to the proposed amendments, the Court gave leave to address argument in support of the grounds, but reserved its decision as to whether such leave should be given. As nothing of any substance was advanced by the appellant in support of any of these proposed grounds, and because in my view there is no merit in any of them, I would refuse the leave sought to amend the notice of appeal by adding them.
Was the Judge in error in concluding that the appellant's conduct was voluntary?
"It was well within the realms of probability that he [that is the appellant] was so overwhelmed by anxiety and stress that he dissociated at the time of making remarks to the Judge and the Crown prosecutor. In my view, it is highly likely that such verbal utterances would have been made under a level of stress such as to cause loss of emotional control, which most likely related to more fragmented, erratic thought and verbal expressions, not assisting him in any way. His remarks lacked sensible awareness of his situation as an accused on trial, and could only adversely affect the outcome. The cause of his disturbed distressed mental function, most likely precipitating phases of dissociation, was embedded in a build-up of stress over time ... . The build-up of stress was due in large part to external factors, as already outlined. ... As indicated in a report dated 25 March 1995, and in evidence on 31 March [1995], Mr. Rich had demonstrated in the past a type of stoicism, and in view of the writer's knowledge of him could withstand considerable stress. To expect the average person to withstand the stressors he experienced for as long as he did would be unrealistic - most likely the average person would have capitulated similarly to stress with such a psychological blow."
The "psychological blow" to which Mr. Healey refers in the final sentence of his "report" was, as I understand it, the lengthy remand period, the struggle with Legal Aid, the seizure of documents in his cell and inadequate preparation facilities. Mr. Healey's letter was written in response to a letter which the appellant's solicitor had written to him, upon the appellant's instructions, on 5 October 1998, in which the psychologist was asked to express an opinion whether (inter alia):
"... After considering the facts and surrounding circumstances of this case together with the personal and family history of Mr. Rich, do you believe that he was dissociating at the time of making those derogatory remarks to the judge ... and the Crown prosecutor. Alternatively ... is there a possibility or probability ... that he was dissociating at the time of these offences? In your ... opinion, what was the cause of this dissociative state ...? Was it pathologically related? Or was it due to an external factor? Psychological blow? ... Would an ordinary person have been likely to withstood (sic) the psychological blow in similar circumstances ...?"
The appellant informed the Court that this letter was written upon his instructions after he had reviewed certain literature including an article entitled "Dissociation & Psychological Blow Automatism in Australia" (Int. J. Ment. Health, Vol.22, No.4 (1993-4) at 39 ff.). The appellant deposed, in his affidavit that Healey's "report" amounted to "fresh evidence" which "would have produced an opposite result had [it] been available to the primary ... Judge".
"In my view, on the material ... before me, the accused man is a long way from being in a mental condition that would warrant a postponement of the proceedings, either on a temporary or permanent basis."
It was this ruling which provoked the outburst of 26 June 1995. Yet the trial continued with the appellant's active participation. Dr. Drysdale gave further evidence to the court on 15 August 1995, after the threats made to the prosecutor on 9 August. The doctor, who was well aware of the appellant's impugned conduct, did not suggest that the outbursts were made whilst the appellant was in a dissociative state. He described the outbursts as a "venting process". The doctor did say (A.B.311-2) that he did not think the appellant "actually realises the implications of what he is doing there and then" but said:
"it all happens very fast and all he is feeling is the emotional turmoil and there's a vocalization. But, overall, he does recognize the implications of what's happening to him."
All this, taken at its highest from the appellant's point of view, does not suggest that the appellant's conduct was acted out in a state of dissociation where the mind was not going with the act and the act was the product of the sub-conscious forever obliterated from recall. Rather it suggests, as the learned primary judge found, that it was the product of a loss of emotional control, albeit by a man whose capacity for control was reduced by stress. Nor, in my opinion, does Mr. Healey's latest opinion have the necessary cogency which the appellant would attribute to it. Taken in the context of the whole of the evidence before his Honour it is, I think, of little weight. It is an opinion expressed more than three years after the event by a person who is not a psychiatrist and which appears to be somewhat at odds with the opinions which he expressed at the criminal trial; opinions which he confirmed by affidavit in the contempt proceedings. So far as the evidence reveals, Mr. Healey had not examined the appellant since 21 June 1995 and had not had access to the relevant material surrounding the events constituting the alleged contempts; in particular the audio/visual recordings and the statements made by Lambe and Bradley. In any event, the opinion is expressed in such a speculative and non-contextual form that it remains, at least to me, unclear as to what opinion is being expressed. Thus, when the author says that "it is highly likely that such verbal utterances would have been made under a level of stress such as to cause loss of emotional control", it suggests to the reader that he is saying little more than that the appellant lost his temper, but was nonetheless aware of what he was doing.
Has the appellant suffered prejudice by reason of "serious irregularity" in the originating motion and/or the judge's order?
(a) the learned judge had treated the punishment for the two contempts in a "global" fashion and failed to incorporate in his final orders a punishment for each contempt;
(b) his Honour had ordered the sentence of 18 months which he imposed to be served following the expiration of the sentences which the appellant is currently undergoing; which is contrary to the provisions of s.15 of the Sentencing Act 1991 regulating the order in which sentences of imprisonment are to be served in this State;
(c) his Honour, although imposing a term of imprisonment of 18 months, did not consider whether a non-parole period should be imposed (R. v. Sener [1998] 3 V.R. 749).
"But general provisions relating to sentencing should not, unless expressly stated, be treated as applicable to sentencing for punishable contempts of court ... ."
Because it would, in this case, be inappropriate to fix a non-parole period, it is unnecessary to decide whether ss. 11 or 14 of the Sentencing Act apply in fixing punishments for contempt of court.
"Contempt of this kind is treated seriously because it often happens that a decision goes against one or other party in a trial. The unsuccessful party must accept the decision if the integrity of the trial process is to be maintained. This is not, as has been observed, out of some regard for the dignity of the court or the person of the judge, but to prevent undue interference with the administration of justice. Such interference offends the public good by weakening the authority of the court and its task of doing justice between members of the public or, in the criminal process, between the State and the accused. See generally BHP v. Dagi [1996] VicRp 62; [1996] 2 V.R. 117 at 154-7, per Tadgell, J.A.; at 193-4, per Hayne, J.A."
Rich
Attorney-General for the State of Victoria [1999] VSCA 14