Prima facie case
37 The applicant's case for interlocutory relief turns upon whether or not there is a "go-slow" in effect at the WST, the organisation of which can be attributed to the respondent. More precisely, it turns upon whether there is a prima facie case that each of those circumstances exists. If there is, the applicant contends (again on a prima facie case basis) that it must follow in light of the Commission's order under s 420 of the FW Act that it has been organised in contravention of s 421.
38 That order is no longer binding on the respondent in the way that it was when the matter was last before the court; but, so the applicant's contention proceeded, the effect of s 550 of the FW Act is that the respondent's continued organisation of the "go-slow" would have involved it in a contravention of s 421 in any event. Alternatively, it was said that the union's procuring or encouragement of the "go-slow" was relevantly tortious.
39 The respondent's position was that there was no "go-slow" and that even if there was, it was not in place as a result of any conduct fairly attributable to the respondent. Again, more precisely, it said that there was no prima facie case that each of those circumstances existed, and that if, contrary to that view, such a case did exist, it was very weak.
40 The evidence regarding the "go-slow" and its organisation was not the same as it was on 1 August. The applicant continued to rely upon assertions based on statistical records that it said showed that there had been a marked and sudden diminution in productivity at the WST. Crane and straddle movements, it maintained, remained well below where they should have been. It maintained that there were no operational or environmental factors that might explain why that was so. The evidence that it led was capable of sustaining findings consistent with all of those submissions.
41 The respondent denied three things. First, it denied that the productivity markers to which the applicant pointed were below where they should have been. Second, and assuming, contrary to that submission, that they were, it denied that that was because of any campaign in the nature of a "go-slow" being waged by employees at the WST. And third, if such a campaign were being waged, the respondent contended that it was not because of anything that the respondent or representatives of it were doing or had done.
42 On the first of those denials, the respondent attacked the conclusions that the applicant sought to draw from the productivity statistics to which its evidence adverted. The respondent complained that the applicant's productivity analyses painted an unreliable and potentially unfair summary of the productivity position at the WST since mid-July 2019. By way of example, the respondent pointed out that all of the metrics that were relied upon were averaged in one way or another, and that averages might not provide as clear a picture of productivity as less-processed data could. The respondent also produced a volume of correspondence produced internally by the applicant, much of which recorded positive assessments made by various of the applicant's personnel about the work performed at the WST since mid-July 2019. It was said that those assessments were inconsistent with the notion that productivity at the WST was well below where it ought to have been. In response, the applicant contended that that evidence showed nothing other than that the individuals who made the comments in question were satisfied with certain aspects of the work performed under their supervision; they did not demonstrate any consciousness by those people of broader productivity concerns.
43 On the second and third denials, the respondent relied upon evidence from Mr Patchett, Mr McGowan and Mr Bassett, all of whom stated that there had been no execution by employees of - and no exhortation by them nor, in the case of the employees, to them by anyone from the respondent that they should effect - any campaign, howsoever described, involving the deliberate performance of work in a way that was, or ways that were, designed to retard productive output at the WST. In response, the applicant accepted that that evidence was damaging to its prima facie case; but dismissed it as hailing only from a very small number of employees within a group approximately 600-strong.
44 In each case, counsel for the respondent contended, or at least by their written submissions appeared to contend, that the evidence upon which they relied was dispositive of the question that the resolution of the applicant's claim for interlocutory relief required me to determine. That contention, if it was put, was wrong; and, at the hearing on 12 August, counsel for the respondent correctly retreated from (or otherwise accepted an invitation not to advance) it. Nonetheless I accepted the better point, advanced at least in the alternative, that that evidence - that is, the evidence drawn from the applicant's own records that tended to show that productivity at the WST was not materially below where it should have been, and the evidence of the respondent's deponents that tended to show that there had been no coordinated "go-slow" at the WST - weakens what prima facie case the applicant might otherwise have had regarding the respondent's organisation of a "go-slow" at the WST.
45 On the evidence now before the court, I accepted that there was scope to doubt that there was any productivity deficiency at the WST; and that, if there was, that it was the product of a coordinated campaign in the nature of a "go-slow". Additionally, I accepted that there was scope for doubting that any such campaign, if it existed, existed as the product of coordination by the respondent.
46 Nonetheless, on the state of the evidence available (conflicting though it does), I was satisfied that there remained a prima facie case - albeit not a strong one - that productivity at the WST had been and was being adversely affected by the adoption by employees at the site of a practice or practices conveniently and collectively described as a "go-slow"; and that they, or at least some portion of them, had adopted those practices at the behest of the respondent.
47 In the Initial Injunction Decision, I formed the equivalent view. I identified "…seven circumstances that conspire[d] toward [it]." The relevant passages from that decision are reproduced below (references omitted):
40 First, the parties have been bargaining for five months for terms to be included in a new enterprise agreement. The [respondent] has participated in those negotiations in its capacity as bargaining representative for its members at the WST.
41 Second, in support of the positions that it has advanced in those negotiations, the [respondent] (as the representative of its members at the WST) has initiated and organised various forms of protected industrial action.
42 Third, that campaign of lawful industrial action appears not to have worked (at least not yet), in the sense that it appears not to have been sufficient to convince [the applicant] to accede to the claims in support of which it was organised and engaged in.
43 Fourth, the "go slow" (as I will continue to describe it) has been, or appears to have been, implemented immediately after employees at the WST engaged in what can fairly be described as a significant instance of protected industrial action (namely, the [four-day stoppage referred to above]).
44 Fifth, the "go slow" has been engaged in by a cross section of the [relevant employees at the WST] that has been sufficient to result in immediate and dramatic reductions in productivity at the WST. It appears to have all the hallmarks of sophisticated, central coordination; and to have been executed by a person or persons who apparently command the loyalty of a significant proportion of [those employees].
45 Sixth, comments that the evidence attributes to employees at the WST…suggest that such central coordination is present and that the "go slow" is not the implausible product of coincidence or individual spontaneity. I have rejected the [respondent]'s evidential objections to that evidence but that rejection is not material to the conclusion that I have drawn. Even without evidence from "employees" as to the existence of some central planning behind the "go slow", the scale and sustained nature of what has occurred would, in any event, impel in favour of the same conclusion.
46 Seventh, the evidence establishes the important role that the [respondent] plays in representing its members at the WST. It is said to work closely with the employee representative committee (a body established under the EA to facilitate liaison between employees and management at the WST). Most of the [relevant employees at the WST] are [the respondent's] members. The evidence as much as compels the inference that the [respondent] has coordinated the [relevant employees'] bargaining campaign (which has been on foot since March 2019) and that the "go slow" has been implemented in support of, or perhaps to complement, that campaign. In light of the apparent significance of the role that the [respondent] discharges at the WST, it is implausible - at least a prima facie level - that there might be some other person or body sufficiently sophisticated and motivated to coordinate the kind of complementary, subterranean campaign to which the "go slow" amounts.
47 Those circumstances are amply capable of sustaining an inference that it was and is the [respondent] that has organised and continues to organise the "go slow" at the WST. That recognised, there is at least a prima facie case that it has done (and is doing) so.
48 In light of the conclusions that I reached on the respondent's evidential objections (above, [23]-[30]), the sixth of those seven considerations loomed less large in the present application. Subject to that observation, however, the existence of the prima facie case here rests on equivalent considerations.
49 By its written submission, the respondent was critical of the applicant's reliance upon (and, by extension, the court's having previously had regard to) the seven matters identified in the Initial Injunction Decision; or, otherwise and at the least, sought to explain why none of them should factor into the court's assessment as to whether there existed in the present application a prima facie case of the sort for which the applicant contended.
50 As to the first four of those matters, the respondent posited that it was "impermissible to reason":
(1) from a premise that a person is a bargaining representative to a conclusion that that person acts unlawfully and contravenes Orders of the Commission;
(2) from a premise that a person has not struck a deal to a conclusion that a person would act unlawfully to cause a deal to be struck;
(3) from a premise that a person complies with law by taking protected industrial action to a conclusion that the person would act unlawfully by taking unprotected industrial action; or
(4) from a premise that a person has just finished taking industrial action in compliance with law to a conclusion that the person would immediately then take industrial action in contravention of law.
51 It was said that a "…process of inferential reasoning proceeding in that way would not involve drawing 'the more probable inference'". In each case individually, that might well be so; but it was not the submission advanced - nor the process by which the court reasoned in the Initial Injunction Decision - as to why the respondent might, at a prima facie case level, be understood to have organised a "go-slow" at the WST. It is artificial to look, as the respondent sought to, at each circumstance individually, divorced from its context. Rather, what was put (and accepted) was that the identified circumstances accumulated (or "conspire[d]"), with each other and with others, to and beyond the point that an inference as to the respondent's involvement in organising a "go-slow" at the WST might fairly be sustained.
52 Whether or not that is so will be a matter to be determined at trial. On the evidence as it now exists, it cannot be said that the applicant would have, at trial, no prospect of successfully inviting the court to infer - such that it might be said that there is not presently a prima facie case - that the respondent has been behind the adoption of a "go-slow" at the WST. The respondent's position as a bargaining representative that has prosecuted an as-yet unsuccessful bargaining campaign on behalf of employees at the WST is a circumstance that is capable of informing whether such an inference might fairly be available at trial.
53 The respondent next turned its attention to the court's finding, in the Initial Injunction Decision, that the "go-slow" appeared "…to have all the hallmarks of sophisticated, central coordination…" and to have been "…executed by a person or persons who apparently command the loyalty of a significant proportion of the [relevant employees]." The respondent contended that the applicant could not, in this application, successfully advance an equivalent contention. In its written submissions, it argued as follows (references omitted, original emphasis):
20. Regardless of whether these findings were available at an interim stage, they are not now available. [The applicant] has not explained or adduced evidence of why any coordination must have been "sophisticated," or "central." There is no evidence as to what are the hallmarks of sophisticated, central co-ordination, what distinguishes those hallmarks from unsophisticated co-ordination, or what distinguishes them from disparate co-ordination. The only evidence that purported to go to this point - [51] of the affidavit of Sean Bruce Jeffries dated 31 July 2019 - was rejected, rightly, as inadmissible.
21. Findings of this kind would not involve a process of valid inference drawing; they would involve speculation and guesswork and would assume much of the very thing to be proved.
22. Drawing from a different area of the law, so to submit or find in the context of this interlocutory application would involve a "personal assumption," not a fact that might be found on evidence. This matter should be discarded.
54 The point that the applicant made - and made obviously, in terms not fairly open to criticism through the process of intimate dissection upon which the respondent invited the court to embark - was that the cause of the apparently sudden and dramatic reduction in productivity at the WST appeared to be widespread and successful; that is, that the reduction seemed to be a product of coordination (rather than spontaneous but pervasive happenstance), orchestrated by a person or people sophisticated enough to command the loyalty of a sufficiently wide cross-section of the 600-odd employees who work at the WST. The respondent's contentions on this issue were specious, and obviously so.
55 Next, the respondent focused upon the Hearsay Passages to which reference is made above, as well as other evidence that was the subject of objection. For the most part, I have said all that needs to be said about those passages; however, there were two passages that the respondent said were probative of whether or not there was a prima facie case that it had organised a "go-slow" at the WST. The first was a comment attributed to a WST employee, which was to the effect that he had not instructed anybody at the WST to go slow. The second was evidence led by the applicant about what was said to be similar industrial action from 2011 that it attributed to the respondent; but which, the respondent maintained, tended to precisely the opposite effect.
56 If, in either instance, that evidence was probative of anything relevant to the present application, it was only barely so. A statement by an employee that he has not told anybody to go slow is not evidence that nobody else has. Evidence that shows that a person did not organise particular industrial action eight years ago is not evidence that the person is not now organising it. I did not accept that that evidence, in either case, was significant.
57 The respondent then focused upon the last of the seven circumstances listed above: namely, that there was evidence to suggest a close connection between the respondent and the employees at the WST. The respondent advanced the following criticisms of the reasoning upon which the applicant relied (references omitted):
50. After stating [the connection referred to above], the Court said as follows:
"The evidence as much as compels the inference that the CFMMEU has coordinated the Relevant Employees' bargaining campaign (which has been on foot since March 2019) and that the 'go slow' has been implemented in support of, or perhaps to complement, that campaign."
51. The [respondent] submits that the matters stated in the first few sentences of IJ[46] cannot "compel" that inference, which DP World again seeks to be drawn. There is no logical connection between the [respondent] working closely with an employee representative committee and a finding that the [respondent] is organising industrial action in contravention of law and of a Commission order. That is especially so now that Mr Bassett's affidavit states that the employee representative committee did not meet between 12 June 2019 and 7 August 2019. And, there is no logical connection between employees being [the respondent's] members and a finding that the [the respondent] is organising industrial action in contravention of law and a Commission order. It is not the "more probable" inference.
58 The respondent appears to have materially misunderstood the applicant's submission. There is no submission - nor was there any finding in the Initial Injunction Decision - that the respondent's relationship with employees at the WST was a matter that compelled a finding that it was organising unlawful industrial action. The applicant's submission was two-fold: first, that it was clear that the respondent has coordinated the bargaining campaign that has been waged against the applicant on behalf of the WST employees; and, second, that the "go-slow" (if the court were minded, at an interlocutory level, to accept that there was one) was implemented in support of, or to complement, that campaign. For interlocutory purposes, there is no obvious or nominated basis upon which to doubt either proposition. Their significance is that they accumulate, in combination with the other identified circumstances - and, in particular, with the evidence about the representative role that the respondent has historically played at the WST and what appears to be the coordinated nature of the "go-slow" (if there is one) - to suggest that the principal force behind any adoption of a "go-slow" at the WST would appear to have a profile very similar in many respects to that of the respondent.
59 Whether that should translate to the drawing of inferences adverse to the respondent at trial will remain to be seen. What could not fairly be said now is that the applicant enjoys no prospect of establishing, at trial and as a matter of inference, that the respondent is behind the "go-slow". That is another way of saying that there exists, now, a prima facie case that it is.
60 The respondent's criticisms then continued as follows (references omitted):
53. However, [the applicant] adduces no evidence of sophistication, of co-ordination, or of [the] "subterranean" character [of a 'go-slow'].
54. Further, these findings could not now be made because they assume the very thing that is to be proved. If [the applicant] wishes to establish its case against the [respondent] by process of elimination (nobody else could have organised a go-slow), it cannot establish that by tendering inadmissible (and not-admitted) opinion evidence; it must adduce evidence capable of sustaining an inference (not speculation or guesswork) that there is no other body capable of organising a few hundred workers. It must also adduce evidence capable of sustaining an inference that there is organisation going on. It did neither of these things.
55. Finally, the transcript attached to Anderson 1 negatives the notion that the fact of a go-slow (if it were a fact, which is denied) "compels the inference" that the [respondent] was involved. In that case, the finding of the Commission - in the presence of evidence of the kind given by Mr Patchett in this proceeding - was that there was a go-slow, but it was not prepared to find that the [respondent] was organising it (see page 98 PN648). It positively went further to find that the [respondent] was not complicit (page 99 PN652). It must be, then, that go slows can occur without central co-ordination, or at least without central co-ordination by the [respondent].
61 Again, it is immediately apparent that the respondent has misunderstood what inferences were said to have been relevantly "compelled" (above, [58]). Further and more significantly, the respondent's contention is a continuation of the specious reasoning referred to earlier. It is, of course, conceivable that a "go-slow" might occur without centralised coordination or without coordination by the respondent. It is, of course, possible that there is (or was) no go-slow; or even that there is (or was) no productivity decline. The court was neither asked nor able to make any findings on any of those questions.
62 I do not accept the propositions that were advanced at [53] and [54] of the respondent's written submission. It was not necessary for the applicant to lead evidence capable of sustaining an inference that there is no other body capable of organising a workforce 600-strong. There may well be other such bodies (the applicant, presumably, being amongst them). The significance of the evidence that was led was that the respondent, to put it in simple terms, had both the motive and the means to effect what appears to have been effected. It is simply not fairly open to conclude - indeed, it requires a conscious and artificial separation from what strikes, on the evidence, as eminently plausible (though, of course, not proven) - that the applicant has no prospects of establishing, as a matter of inference at trial, that which it is necessary that it should establish. The respondent's contention on this subject was contrived and unrealistic.
63 The respondent was also critical of the court's treatment of the Patchett Affidavit in the Initial Injunction Decision. That evidence was the subject of the following observations:
48 In saying as much, I have taken (and took) account of the evidence that the [respondent] has led in the form of the Patchett Affidavit. Mr Patchett deposes to the effect that the [respondent] has not organised, is not organising and will not organise industrial action in the form of a "go slow" at the WST. I accept (and accepted), as counsel for the [respondent] urged, that that evidence does at least some damage to [the applicant]'s submission that there is a relevant prima facie case for the relief that it seeks. For the following reasons, however, I do not consider that that damage is sufficient to warrant against a grant of injunctive relief.
49 First, Mr Patchett does not identify what he considers is covered by the concept of a "go slow". There is evidence that some of the [relevant employees at the WST] consider that what has occurred at the WST is more accurately described as a "work to rule". That potential confusion might reconcile Mr Patchett's evidence with the other evidence that points to the [respondent]'s involvement.
50 Second, Mr Patchett's evidence merely forms part of the evidential matrix that informs whether or not, at an interlocutory level, there is a prima facie case that the [respondent] has organised or is organising industrial action in the form of a "go slow". It clearly informs the strength of [the applicant]'s prima facie case - and, on any view, it must weaken it - but it isn't sufficient to foreclose upon it altogether.
64 The respondent complained that "…it was unfair to Mr Patchett (and [to it])…" to reason that there might be some ambiguity to what Mr Patchett considered was covered by the concept of a "go-slow". Again, whether there was or was not any such ambiguity was not a question upon which the court was asked, able or required to rule; it was merely identified as a potential explanation for why it was that his evidence conflicted with other aspects of the evidence that inclined in favour of the view that the respondent was (or that it was seriously arguable that it was) behind the adoption of a "go-slow" at the WST. There was no unfairness. It is not immediately apparent what counsel for the respondent hoped to achieve by this gratuitous attempt to admonish the court's reasoning; but, regardless, the point that they advanced is without foundation.
65 It is also now largely moot. The respondent fairly pointed out that, by the second Patchett Affidavit, the potential ambiguity as to what was meant by a "go-slow" was extinguished. I accept that it was. Mr Patchett's evidence was that the respondent was not behind any "go-slow" at the WST, howsoever described. That evidence was plainly inadmissible insofar as it attributed conduct to the respondent as a whole; but insofar as Mr Patchett was referring to what he, himself, had or had not done, I accept (as I did in the Initial Injunction Decision) that his evidence weakened the applicant's prima facie case. What I do not accept is that it was sufficient to displace that prima facie case, which the evidence as a whole otherwise sustained. The respondent's contention that Mr Patchett's evidence "…does not 'merely form[] part of the evidential matrix'…" was self-evidently wrong.
66 For all of the reasons set out above, I concluded that the applicant enjoyed a prima facie case for the relief that it sought, albeit not a particularly strong one.