Did the Secretary's failure result in jurisdictional error?
29 In its most generic sense, jurisdictional error refers to a failure to comply with one or more statutory preconditions or conditions to an extent which results in a decision lacking the characteristics necessary for the decision to be given effect by the statute pursuant to which it was purportedly made: Hossain v Minister for Immigration and Border Protection (2018) 264 CLR 123 at 133 [24] (per Kiefel CJ, Gageler and Keane JJ); [2018] HCA 34.
30 The issue for determination in the present case concerns the Secretary's non‑compliance with s 473CB(1)(d) which may be considered to be a "precondition" to the exercise of the Authority's jurisdiction to conduct a review.
31 Whether non‐compliance with an antecedent statutory requirement results in an invalid exercise of decision‑making power requires consideration of two questions:
(1) First, was the antecedent requirement a precondition which the statute requires to be observed in order for the decision‑maker to embark on the decision‑making process: see Hossain 264 CLR at 132 [23], [27] per Kiefel CJ, Gageler and Keane JJ. The issue here is whether, as a matter of statutory construction, the duty of the Secretary to give the Authority the details provided for in s 473CB(1)(d) was a "precondition" to the Authority's jurisdiction to conduct a review; and
(2) Second, if the statutory requirement was a precondition to the exercise of power, did the non‑compliance result in a decision lacking statutory force? Ordinarily, the failure of the condition precedent will result in jurisdictional error only if the non‑compliance could realistically have made a difference to the decision that the Authority in fact went on to make. This is a factual inquiry involving a counterfactual analysis: CNY17 268 CLR at 95-6 [46]-[47] per Kiefel CJ and Gageler J.
32 The central issue is whether the Secretary's statutory duty to provide the Authority with details of the Appellant's address as referred to in s 473CB(1)(d) was, as a matter of statutory construction, a precondition to the valid exercise of the Authority's decision‑making power.
33 Whether the statutory duty is a precondition to the valid exercise of decision‑making power depends upon whether there can be discerned a legislative intent to invalidate a decision affected by a breach of the statutory duty. The legislative intent is discerned by examining the purpose of the duty in the context of the particular statutory scheme and the effect of a failure to comply with that duty in the context of the statutory scheme: Wei v Minister for Immigration and Border Protection (2015) 257 CLR 22 at 33 [26]; [2015] HCA 51 per Gageler and Keane JJ; EVS17 v Minister for Immigration and Border Protection (2019) 268 FCR 299 at 307 [32]-[34]; [2019] FCAFC 20.
34 The first question (at para 31 above) thus requires a consideration of the structure of pt 7AA of the Act. There are instances in pt 7AA of the Act where the legislature has expressly provided that non‑compliance with a statutory requirement does not affect the validity of a decision. Examples are ss 473EA(5) and 473FC(3). Section 473CB is not such an instance. The consequences of non‑compliance with s 473CB must be discerned from its place in the statutory scheme.
35 Having regard to its role in the statutory scheme, compliance with s 473CB(1)(d) is a statutory precondition to the Authority exercising its jurisdiction. As Kiefel CJ and Gageler J said in CNY17 268 CLR at 85 [14] (dissenting in the result but not on this point) (emphasis added):
[The structure of pt 7AA of the Act] makes compliance by the Secretary with the duty to give the specified review material to the Authority, including the review material specified in s 473CB(1)(c), a precondition to the Authority exercising jurisdiction to review the fast track reviewable decision that has been referred to it by the Minister.
Their Honours' statement encompassed the entirety of the "review material" provided for in s 473CB(1) which includes the details provided for in s 473CB(1)(d). There is no reason to read the statement down as covering only the material provided for in paras (b) and (c) or paras (a), (b) and (c).
36 The mandatory language of s 473CB(1) is consistent with this conclusion. The Secretary must give the Authority the review material: EVS17 268 FCR at 308 [32]. The legislative contemplation is that the Authority is to receive from the Secretary the totality of the statutorily specified review material.
37 In the context of the statutory scheme, a failure by the Secretary to comply with s 473CB(1)(d) may prevent the Authority from conducting the "review" contemplated by pt 7AA. Part of the scheme provided for in pt 7AA is the Authority's discretion to obtain and consider new information. Depending on the circumstances, the Authority's failure to exercise its discretion to obtain new information may amount to legal unreasonableness: ABT17 v Minister for Immigration and Border Protection (2020) 269 CLR 439; [2020] HCA 34, cited in Minister for Home Affairs v DUA16 (2020) 385 ALR 212 at 220 [27]; [2020] HCA 46. The details provided for in s 473CB(1)(d) are critical to the Authority's ability to exercise its discretion to obtain new information from a referred applicant or to invite a referred applicant for an interview. The Authority cannot be disabled from exercising its discretion by non‐compliance with the Secretary's statutory duty.
38 The Minister conceded that the provision of the review material referred to in s 473CB(1)(b) and (c) was a necessary precondition to the Authority's exercise of jurisdiction. The Authority's review is to be conducted by considering the review material and only that material, absent an exercise of its discretion to get and consider new information (see para [24], above). Absent the provision of the material provided by the referred applicant to the delegate making the decision and any other relevant information, the Authority would be unable to conduct a review. The same might be said of s 473CB(1)(a), for without the provision of a statement setting out the reasons for the delegate's decision, the Authority would be unable to meaningfully understand the decision it was to review. A failure to comply with sub‑ss 473CB(1)(a), (b) and (c) would affect the ability of the Authority to carry out its function under s 473CC in the manner prescribed by s 473DB.
39 The Minister contended that the details referred to in s 473CB(1)(d) were of a different character. It was submitted that a failure to provide these details does not prevent the Authority from conducting the review contemplated by pt 7AA and therefore the provision of those details is not a precondition to the exercise of the Authority's decision‐making power.
40 The Minister submitted that the requirement to provide the details in s 473CB(1)(d) was not a precondition, breach of which was capable of giving rise to jurisdictional error, because a breach of s 473CB(1)(d) would not affect any particular power, function or duty of the Authority (in the sense used by the High Court in DUA16 385 ALR at 218 [18]) for two reasons:
(1) First, the High Court has made clear that there is no general obligation on the Authority to advise referred applicants of their opportunities to present new information: DUA16 385 ALR at 220 [27].
(2) Second, the Appellant had appointed an authorised recipient. This had two consequences. The Authority was required to give any document to the authorised recipient and not to the Appellant and, by giving a document to the authorised recipient, the Authority is taken to have given the document to the Appellant. Accordingly, there was no obligation on the Authority to provide information directly to the Appellant. Given the absence of a duty on the Authority to correspond with the Appellant, compliance with the requirements of s 473CB(1)(d) was not a precondition to the exercise of the Authority's power to conduct its review.
41 The Minister's submission is not accepted. For the reasons set out above, it is contrary to CNY17 268 CLR at 85 [14] per Kiefel CJ and Gageler J and fails to have regard to the objective purpose of s 473CB(1)(d) in the context of pt 7AA of the Act. Although under s 473HG(1) of pt 7AA, a referred applicant may choose to appoint an authorised recipient to receive documents from the Authority "if a fast track reviewable decision in respect of a referred applicant is referred for review", the existence of that choice does not obviate the need for the Authority to have the referred applicant's address as referred to in s 473CB(1)(d), for the following reasons:
(1) First, there is no obligation for a referred applicant to choose to appoint an authorised recipient.
(2) Second, there is no time by which the appointment of an authorised recipient must be made following the referral of the decision to the Authority. By contrast, the Secretary has an obligation to provide the review material (including the s 473CB(1)(d) details) at the same time as, or as soon as reasonably practicable after, the decision is referred to the Authority: s 473CB(2).
(3) Third, even if a referred applicant chooses to appoint an authorised recipient to receive documents, the referred applicant is free to revoke that appointment: s 473HG(3).
(4) Fourth, although there is no requirement for the Authority to send a copy of a document to a referred applicant in addition to sending it to the authorised recipient, the Authority is not precluded from doing so: s 473HG(2). The Authority is entitled to send a courtesy copy of a document to a referred applicant and it chose to do so in the present case. The Authority should not be effectively disabled from sending a copy if it considers it appropriate to do so, as occurred in the present case.
42 For these reasons, in the context of the operation of the statutory scheme in Pt 7AA of the Act, the provision of the details provided for in s 473(1)(d) was a necessary precondition to the exercise of the Authority's jurisdiction. A failure to provide those details was a breach capable of giving rise to jurisdictional error.
43 However, that is not the end of the matter. It is necessary to distinguish the statutory conditions of the conferral of decision‑making authority from the statutory consequences of breach of those conditions. Generally, a statute requiring a condition to be observed is not to be interpreted as denying legal force and effect to every decision made in breach of the condition. Ordinarily, a statute is to be interpreted as incorporating a threshold of materiality in the event of non‑compliance. A precondition to the exercise of a decision‑maker's jurisdiction is not interpreted so as to result in the invalidity of the decision made where there is a breach of the precondition, unless the non‑compliance that in fact occurred was material. Materiality is established if the non‑compliance deprived the Appellant of the realistic possibility of a different outcome: Wei 257 CLR at 32 [23], 33-4 [26]-[28] (per Gageler and Keane JJ); Hossain 264 CLR at 133-4 [27]-[30] (per Kiefel CJ, Gageler and Keane JJ); Minister for Immigration and Border Protection v SZMTA (2019) 264 CLR 421 at 444-5 [44]-[45] (per Bell, Gageler and Keane JJ), 452-3 [72] (per Nettle and Gordon JJ); [2019] HCA 3; MZAPC v Minister for Immigration and Border Protection (2021) 390 ALR 590 at 597-600 [30]-[39] (per Kiefel CJ, Gageler, Keane and Gleeson JJ); [2021] HCA 17; Nathanson v Minister for Home Affairs [2022] HCA 26 at [1], [30]-[31] (per Kiefel CJ, Keane and Gleeson JJ), [45] (per Gageler J).
44 There was no suggestion that this ordinary rule of interpretation did not apply to s 473CB. The Full Court in BRH18 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2021] FCAFC 74 said at [62]:
the legal consequence on judicial review (if any) of the Secretary's non‑compliance with the s 473CB(1) duty will rest upon the effect of the absence of the material concerned on the Authority's conduct of the review. That is what the Full Court said in [Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v AWT19 (2021) 285 FCR 381 at 404 [78]-[79]; [2021] FCAFC 58] … Not every instance of non‑compliance will have an effect, or a possible effect, on the Authority's performance of its statutory task.
Thus, it is only if the breach of the precondition was material to the Authority's decision that the Secretary's failure to provide the details to the Authority would result in the Authority committing jurisdictional error.
45 In the course of the hearing of this appeal, the Minister conceded that the breach of the Secretary's obligation was material. The Minister's concession was correctly made. The Authority had in fact attempted to contact the Appellant by an email to a personal email address. If the Authority had known that the Appellant's current residential address was a correctional centre, having sought to send material directly to the Appellant by email, there is a realistic possibility that the Authority would have sought to contact the Appellant by means other than by a Hotmail email address. The unchallenged evidence of the Appellant and his Victorian Legal Aid representative (who represented him during the judicial review proceedings) before the primary judge was that if the Appellant had received the letter from the Authority, the Appellant would have provided new information and made further submissions.
46 In the circumstances of this case, the result of the Secretary's non‑compliance was the denial of the Appellant's opportunity to provide new information to the Authority and make further submissions because the Appellant never received the notice from the Authority. As matters transpired, the Authority reconsidered the matter and based its decision on new country information which post‑dated the Minister's decision. In these circumstances, the Authority may have been satisfied of the matters referred to in s 473DD for the consideration of new information. For these reasons, if the Secretary's obligations had been complied with, there is a realistic possibility that the Authority's decision would have been different.