IN THE FEDERAL COURT OF AUSTRALIA )
)
WESTERN AUSTRALIA DISTRICT REGISTRY ) WAG 57 of 1997
)
GENERAL DIVISION )
BETWEEN: THE STATE OF WESTERN AUSTRALIA
Appellant (First Respondent)
AND: BEN WARD AND OTHERS
Respondents (Applicants)
CORAM: HILL, BRANSON, SUNDBERG JJ
PLACE: SYDNEY (Heard in Melbourne)
DATE: 8 JULY 1997
REASONS FOR JUDGMENT
BRANSON J:
ISSUE
This appeal raises an important issue as to the power of this Court when exercising jurisdiction under the Native Title Act 1993 (Cth) ("the Native Title Act").
Section 82 of the Native Title Act is concerned with the way in which the Court operates in conducting proceedings under that Act. It provides as follows:
"(1) The Federal Court must pursue the objective of providing a mechanism of determination that is fair, just, economical, informal and prompt.
(2) The Court, in conducting proceedings, must take account of the cultural and customary concerns of Aboriginal peoples and Torres Strait Islanders.
(3) The Court, in conducting proceedings, is not bound by technicalities, legal forms or rules of evidence."
As the trial judge observed:
"It is universally known that the lives of Aboriginal peoples conducted according to customary rules involve 'gender restrictions' on possession, receipt and disposition of cultural lore and artefacts, a requirement directed to the preservation of relationships that constitute the framework of Aboriginal societies".
This appeal raises for consideration the issue of whether in conducting a proceeding under the Native Title Act a judge of the Court may, having given consideration to cultural and customary concerns of an Aboriginal party to a proceeding, and having concluded that a fair and just determination of the issues in the proceeding requires that there be restrictions based on sex placed upon the persons who may hear, read or otherwise know the detail of certain evidence to be called in the proceeding, impose such restrictions by orders which reach to parties, and to legal practitioners and experts retained in the proceedings.
FACTUAL BACKGROUND
After the opening statements of the first and second applicants were made by counsel, the trial judge asked the parties to make submissions on appropriate directions to be made for the further hearing of the matter. In particular his Honour directed the parties to confer for the purpose of agreeing, if possible, an appropriate protocol to apply to the receipt of evidence in respect of which accepted cultural or customary concerns made it necessary for such evidence to be given in a manner consistent with those concerns. The protocol envisaged by his Honour was intended also to include any proposed restrictions on access to the record of that evidence.
The parties were not able to agree upon a protocol for the calling of what has been described in this case as "gender restricted" evidence. His Honour heard detailed submissions from the parties. Not all parties accepted that evidence appropriately described as "gender restricted" evidence would necessarily require to be called in the case. However, the possibility that such evidence might require to be called was recognised on all sides.
Having heard and considered the submissions of the parties his Honour determined that some directions should be made before the commencement of the taking of evidence to give guidance to the parties in the preparation of their respective cases. The Court was at that stage sitting in Perth but at least some of the evidence of the applicants was to be heard in Kununurra and in remote rural settings in the general area of Kununurra. His Honour stressed that the directions to be made by him would be subject to liberty to apply to vary the directions at any time.
On 11 April 1997 Lee J made an order which incorporated the directions proposed by him in the following paragraphs:
"6. Occasions will arise when the taking of evidence should occur in restricted circumstances. The occasions will arise by reason of traditional laws and customs which prevent women and men respectively speaking about certain matters, for example, matters going to law, ceremony and ritual, in the presence of persons of the opposite gender and the communication of the details of such matters to persons of the opposite gender.
7. In those cases where the taking of evidence should be restricted for these reasons, it is to be understood that restrictions will apply to both the circumstance in which the evidence is taken and recorded, and the subsequent sharing, communication or dissemination of the evidence or record of the evidence produced.
8. In the event that a party seeks restrictions in respect of evidence to be given in the proceedings, notification of the restrictions sought and the basis for the restrictions is to be given to the Court and other parties no later than 28 days before the date the evidence is to be heard.
9. Any party who objects to the restrictions sought is to file and serve a notice of objection within 14 days of the receipt of the notification of the restrictions sought.
10. Each party is entitled to be represented at a hearing of 'gender restricted' evidence by no more than two lawyers of the same sex as the witnesses.
11. Each party is entitled to have present at a hearing of 'gender restricted' evidence one anthropologist of the same sex as the witnesses for the purpose of assisting the party's lawyers.
12. Only if cause has been shown and leave obtained from the Court to do so may -
(a) the party's lawyers and anthropologists who attend the hearing of 'gender restricted' evidence divulge information about the evidence to that party's other lawyers or anthropologists engaged in the proceedings regardless of gender, or
(b) transcript of 'gender restricted' evidence be available to the party's other lawyers or anthropologists regardless of gender.
13. The transcript of evidence or other record made of or in relation to any evidence restricted on the basis of gender and information in respect thereof may not be disseminated to any persons other than to counsel, instructing solicitors and anthropologists as instructed by a party, such persons being of the gender required by the aforesaid restriction unless leave has been obtained from the court in the same terms as described in item 7."
On 14 May 1997 the appellant was granted leave to appeal against the orders in pars 10, 11, 12 and 13 of the order of Lee J of 11 April 1997.
STATUTORY BACKGROUND
Section 82 of the Native Title Act is set out above.
It is appropriate to refer also to ss 17, 23 and 50 of the Federal Court of Australia Act 1976 (Cth) ("the Federal Court Act"). So far as is here relevant, those sections provide as follows:
"17. (1) Except where, as authorized by this section or another law of the Commonwealth, the jurisdiction of the Court is exercised by a Judge sitting in Chambers, the jurisdiction of the Court shall be exercised in open court.
...
(4) The Court may order the exclusion of the public or of persons specified by the Court from a sitting of the Court where the Court is satisfied that the presence of the public or of those persons, as the case may be, would be contrary to the interests of justice.
...
23. The Court has the power, in relation to matters in which it has jurisdiction, to make orders of such kinds, including interlocutory orders ... as the Court thinks appropriate.
...
50. The Court may, at any time during or after the hearing of a proceeding in the Court, make such order forbidding or restricting the publication of particular evidence, or the name of a party or witness, as appears to the Court to be necessary in order to prevent prejudice to the administration of justice or the security of the Commonwealth."
Section 78 of the Judiciary Act 1903 (Cth) ("the Judiciary Act") provides:
"In every Court exercising federal jurisdiction the parties may appear personally or by such barristers or solicitors as by this Act or the laws and rules regulating the practice of those Courts respectively are permitted to appear therein."
Section 85 of the Native Title Act provides:
"A party may appear in person or may be represented by a barrister, a solicitor or another person."
It is important to note the definition of native title under the Native Title Act. For present purposes such definition is contained in s 223(1) of the Native Title Act which is in the following terms:
"The expression 'native title' or 'native title rights and interests' means the communal, group or individual rights and interests of Aboriginal peoples or Torres Strait Islanders in relation to land or waters, where:
(a) the rights and interests are possessed under the traditional laws acknowledged, and the traditional customs observed, by the Aboriginal peoples or Torres Strait Islanders; and
(b) the Aboriginal peoples or Torres Strait Islanders, by those laws and customs, have a connection with the land or waters; and
(c) the rights and interests are recognised by the common law of Australia."
CONTENTIONS
The contentions put in opposition to the directions made by the trial judge which are the subject of this appeal ("the directions") may be summarised as follows:
(1) The obligation of the Court in exercising the judicial power of the Commonwealth to afford procedural fairness to the parties means that it may never make an order or direction which would have the effect that-
(a) a party is not adequately informed of all relevant evidence adverse to its interests;
(b) that party is not in a practical sense at liberty to discredit any such evidence on the ground, amongst others, of inconsistency with other evidence;
(c) that party is not in a practical sense entitled to obtain evidence in rebuttal of such evidence.
(2) Section 78 of the Judiciary Act and s 85 of the Native Title Act -
(a) give to a party to a proceeding under the Native Title Act a choice of counsel without regard to the sex of the counsel so chosen;
(b) entitle a party to be "represented" which denotes complete representation in all aspects of the litigation;
(c) contemplate representation by the one person in respect of all issues in the litigation.
(3) Interference by the Court in the parties' choice of legal representatives is inconsistent with the exercise of the judicial power of the Commonwealth under Chapter III of the Constitution and if any statutory provision of the Native Title Act or the Federal Court of Australia Act does on its face have the effect of authorising the directions such provision needs to be read down in accordance with the constitutional requirement.
(4) The directions are so plainly unreasonable and unjust that the Court's discretion must have miscarried.
The contentions put in support of the directions may be summarised as follows:
(1) The Court by reason of its holding the necessary power to control its own proceedings and to prevent abuse of its process, has the power to make the directions; further by reason of the express provisions of the Federal Court Act set out above, the Court is empowered to make the directions.
(2) Nothing in the Native Title Act or the Judiciary Act qualifies the usual powers of the Court to control its own proceedings.
(3) In exercising such power the Court must act judicially in the interests of justice or to prevent prejudice to the administration of justice.
(4) There is no overriding constitutional right deriving from Chapter III of the Constitution, or elsewhere, for a party to be represented by a counsel of its choice or regardless of the sex of the particular counsel, in circumstances where the Court considers that a "gender restricted evidence order" should be made.
(5) The decision of the trial judge as to how the proceeding should be conducted being a matter of discretion should not be lightly interfered with on appeal.
CONCLUSIONS
Chapter III of the Constitution
The Federal Court is a statutory court and derives its functions and powers from Commonwealth legislation. It is to be accepted that it would be beyond the power of the Commonwealth Parliament to require, or indeed to allow, the Court to exercise the judicial power of the Commonwealth in a manner which is inconsistent with the essential requirements of a court or with the nature of judicial power (Polyukhovich v The Commonwealth (1991) 172 CLR 501 per Deane J at 607 and Gaudron J at 703-704; Chu Kheng Lim v Minister for Immigration (1992) 176 CLR 1 per Brennan, Deane and Dawson at 27).
However, what are to be identified as the essential requirements of a court, and what is to be understood as the essential nature of judicial power, will change as the society which the courts serve changes. This has in recent years been expressly recognised by the High Court in the context of criminal trials. In Dietrich v The Queen (1992) 177 CLR 292 at 328-329 Deane J observed:
"... a change in community perceptions or standards may lead, on reconsideration, to the modification or abandonment of rules or practices which were, in other times, seen as necessary to ensure that the trial of an accused was a fair one.
That is not to suggest that the determination of what is or is not necessary to satisfy the requirements of a fair trial is unprincipled. While the requirement of fairness provides the ultimate rationale and touchstone for the law's adjudgment of the minimum safeguards which must be observed in the administration of the substantive criminal law, the practical content of the requirement in a particular category of case will primarily fall to be determined by the staple process of legal reasoning, namely, induction and deduction from earlier decisions and settled rules and practices. Inevitably, however, there will arise the rare case in which those processes of legal reasoning are inadequate in a developing area of the law or in which a court, ordinarily a final appellate court, concludes that circumstances are such that it is entitled and obliged to reassess some rule or practice in the context of current social conditions, standards and demands and to change or reverse the direction of the development of the law. It is in such a case that direct reference will necessarily be made to the underlying notion of fairness and that subjective values and perceptions may intrude into the judicial process. Nonetheless, the identification or the reconsideration of the existence and content of the particular rule or practice in such a case is an unavoidable concomitant of the judicial function if the law is not to lose contact with the social needs which justify its existence and which it exists to serve."
See also Cheatle v The Queen (1993) 177 CLR 541 at 560-561.
It was established in Mabo v The State of Queensland (No. 2) (1992) 175 CLR 1 that the common law of Australia recognises a form of native title to land. The Native Title Act provides statutory recognition of such native title (s 10) and provides for a process by which native title rights can be established (s 13). Such process may involve the Court in the hearing and determination of an application for a determination of native title in relation to particular land (s 74). The present case is one in which such an application has been lodged with the Court for decision. The consideration by the Court of the issues crucial to the establishment of native title will involve it in the taking of evidence as to -
(a) the traditional laws acknowledged by certain indigenous Australians;
(b) the traditional customs observed by certain indigenous Australians; and
(c) the particular Aboriginal peoples or Torres Strait Islanders who by those laws and customs have a connection with the land or waters the subject of the application before the Court.
That is, the régime established by the Native Title Act provides for the recognition of a form of title to land which title is to be proved by reference to laws and customs of a particular segment of Australian society, namely that segment comprised of Aboriginal peoples and Torres Street Islanders. This fact adds emphasis to the social need for the judicial power of the Commonwealth to be able to be exercised in a way which has regard to such laws and customs.
Section 82 of the Native Title Act may be thought expressly to recognise that the taking of some evidence relevant to a native title application without any deviation from the traditional processes of the Court may result in offence to the cultural and customary concerns of certain indigenous Australians or, alternatively, in relevant evidence which would otherwise be available being withheld from the Court for cultural or customary reasons.
The notion of what rules of practice may be seen as fundamental to a fair hearing is, as Deane J observed in Dietrich v The Queen, not fixed for all times. Not does it require the peculiar circumstances of any litigation or class of litigation to be ignored.
The law has in the past shown great flexibility in accommodating the needs of particular types of cases whilst maintaining the interests of justice (see, for example, Scott v Scott [1913] AC 417; Australian Broadcasting Commission v Parish (1980) 43 FLR 129; Attorney General v Leveller Magazine Ltd [1979] 2 WLR 247; John Fairfax & Sons Ltd v Police Tribunal of NSW (1986) 5 NSWLR 465; R v Vernell (1953) VLR 590).
I do not accept that the obligation of the Court in exercising the judicial power of the Commonwealth to afford procedural fairness to the parties means that it lacks altogether the power to place restrictions which reach the parties, their counsel and expert witnesses, upon the persons who may hear, read or otherwise know the details of particular aspects of the evidence to be called in a proceeding. It was not sought to be argued before us that any such restrictions based on the sex of any person would offend the Sex Discrimination Act 1984 (Cth).
Discretionary Considerations
A finding that the Court has the power to impose restrictions on the persons who may hear, read or otherwise know the details of certain evidence called in a proceeding says nothing about when, if at all, in the circumstances of any particular case such power should be exercised.
For the Court to have regard, as a particular case may require, to the laws and customs of a particular group of indigenous Australians is not necessarily for the Court to regard itself as bound by such laws and customs.
Generally speaking the Court is obliged to exercise its jurisdiction in open court. Section 17 of the Federal Court Act "gives statutory force to the principle that justice must be administered publicly in open court and gives recognition to the weight of public interest which attaches to that principle" (per Bowen CJ in Australian Broadcasting Commission v Parish (1980) 29 ALR 228 at 232-233). The powers of the Court to exclude the public or specified persons from a sitting of the Court, and to forbid or restrict the publication of particular evidence, is a power only to be exercised where the interests of justice so require (Federal Court Act ss 17 and 50).
Nonetheless, ss 17 and 50 of the Federal Court Act are a statutory recognition of the situation that rights and practices ordinarily regarded as necessary aspects of procedural fairness may in exceptional cases be required to give way to other and more compelling considerations to ensure that the interests of justice prevail. The demands of the interests of justice in any particular case are to be identified by a process of weighing in the balance the competing interests arising from the nature of the exercise of judicial power generally and from the individual circumstances of that case.
That without a deviation from usual court practice a party would reasonably be deterred from seeking redress or the effective trial of a cause might be interfered with have been seen as valid grounds for a deviation from such usual practice (Scott v Scott).
This Court was not referred to any authority directly on the issue of the power of a court to place restrictions on the involvement of counsel in a case in which he or she is retained. Whilst recognising that the circumstances which could justify such a restriction would be exceptional, I do not accept that the law has turned its face absolutely against the possibility of any such restriction. I take the same view with respect to the power of the Court to restrict a party's access to particular evidence called in a proceeding. The true position seems to be as expressed by Tucker LJ in Russell v Duke of Norfolk (1949) 65 TLR 225 at 2231, quoted by Lord Evershed, with whom Lord Reid agreed, in Official Solicitor to the Supreme Court v K [1965] AC 201:
"The requirements of natural justice must depend on the circumstances of the case, the nature of the inquiry, the rules under which the tribunal is acting, the subject-matter under consideration, and so forth."
It is, of course, only the applicants in this case who seek directions concerning the calling by them of "gender restricted" evidence. There is no suggestion that the applicants and their counsel and experts will not have full access to all evidence to be called by the respondents. Of course, there is no suggestion that the respondents will suffer any embarrassment in the presentation of their respective cases in the absence of special directions. As Deane and Toohey JJ made clear in Leeth v The Commonwealth (1992) 174 CLR 455 the doctrine of equality under the law and before the courts is not infringed by laws which differentiate between people on grounds which are reasonably capable of being seen as providing a rational and relevant basis for differential treatment. Indeed, in Gerhardy v Brown (1985) 159 CLR 70 at 129 "[f]ormal equality must yield on occasions to achieve ... 'effective, genuine equality'". The Court is entitled, in my view, to approach the exercise of its power under ss 17 and 50 of the Federal Court Act on the same basis.
In my view, it is not possible to determine in the abstract that in no case could the Court be satisfied, for the purposes of the exercise of its discretion under s 17 of the Federal Court Act, that the interests of justice require that particular persons, who might include a party and that party's retained counsel or expert, should be excluded from a sitting of the Court. Nor in my view can it be determined in the abstract that in no case could the Court be satisfied, for the purposes of the exercise of its discretion under s 50 of the Federal Court Act, that in order to prevent prejudice to the administration of justice it would be appropriate to make an order restricting the publication of certain evidence to persons including a party and counsel or experts retained by a party.
However, in every case in which orders of this exceptional kind are sought, the Court will require to be satisfied that the statutory grounds which justify their making are established. The Court could only be so satisfied if, upon weighing all relevant competing interests impacting upon a proper assessment of what the justice of the case requires, the balance favours the making of such orders. The competing interests in any case are likely to include -
(a) the interest in the open administration of justice;
(b) the interest of the parties knowing of all evidence actually or potentially adverse to their respective interests;
(c) the interest of the parties being able to test all evidence actually or potentially adverse to their respective interests;
(d) the interest of the parties respectively being able to be represented as to all aspects of the case by the one representative or team of representatives;
(e) the interest of the parties being able freely to chose their own legal or other representatives;
(f) the interest of ensuring that the parties are equally able to give, and lead from others, the evidence relevant to their respective cases;
(g) the interest of the Court showing respect for legitimate cultural and other differences between persons involved in the legal process; and
(h) the interest of advancing, rather than detracting from, the purposes of relevant legislation.
To enable the above balancing exercise properly to be undertaken, it will, in my view, rarely, if ever, be sufficient for the Court to act simply on the assertion of counsel or a party that certain evidence which it proposes to lead is, for example, "gender restricted". Before making an order of the kind which I have described above as exceptional, the Court will wish to be satisfied, usually following the receipt of evidence, of the existence of the asserted legal or cultural rule or norm, of the extent to which (if at all) such rule or norm admits of flexibility in its application, of the importance of the relevant evidence to the case of the party seeking to call it, of the degree of likelihood that if the requested restrictions are not imposed on the publication of such evidence the evidence will not be given, and of the proportion of the total evidence proposed to be called by the applying party in respect of which orders restricting its publication are likely to be sought. In particular cases additional considerations might arise.
Nothing in the terms of the directions made in this case suggests to me that Lee J was not fully alert to the need to be satisfied on each particular occasion on which he is requested to make an order that the taking of evidence should occur in restricted circumstances that the interests of justice demand such an order. It was, no doubt, for this reason that the directions require the giving of notice where such a direction is to be sought and allow the filing and serving of notices of objection. It may be assumed that before determining any contested application for evidence to be taken in restricted circumstances, his Honour will hear the parties and any relevant evidence that they respectively wish to call on that application. It is also to be assumed that his Honour will formulate any order that he might be satisfied should be made to impose the minimum restrictions consistent with the interests of justice. It is to be noted that, whilst understandably seeking to provide assistance to the parties in their preparation for the hearing of the evidence by formulating model directions, his Honour has given to the parties liberty to apply at any time to seek modification of such directions.
Section 78 of the Judiciary Act and s 85 of the Native Title Act
Neither of the above sections, in my view, speaks to the circumstances of this case. The right of the parties to be represented by barristers and solicitors is not challenged. Nor has the Court sought to require the parties, or any of them, to retain particular legal representatives.
If s 78 of the Judiciary Act, properly construed, were to be seen as intended to ensure that a party to litigation in a court exercising federal jurisdiction could have counsel of its choice present in court during the entire hearing of a proceeding, and could have counsel of its choice aware of the details of all evidence in the proceeding, the section would, in my view, have been impliedly repealed in part by the later enactment of ss 17 and 50 of the Federal Court Act and s 82 of the Native Title Act.
Manifest Unreasonableness
The intended impact of the directions made by Lee J is discussed above. I do not accept that, viewed in the way that I consider that they should be, they are plainly unreasonable and unjust. Rather they reflect, in my view, a balanced attempt at achieving adequate notice to the parties of the need to prepare for the possibility of "gender restrictions" being imposed whilst maintaining flexibility as to whether, in the case of any particular application for such restrictions, such restrictions will be imposed, and if so, the forms of such restrictions.
Directions as Formulated
Hill J has identified possible ambiguity in the directions as formulated by the trial judge. I see no objection to the amendments which he proposes for the purpose of removing any such ambiguity. Subject to such amendments I agree with Hill J that the appeal should be dismissed.
I certify that that this and the preceding ten (10) pages are a true copy of the Reasons for judgment of the Honourable Justice Branson.
Associate:
Date:
Counsel and Solicitors for the Appellant: C Pullen QC with K Petit, instructed by the Crown Solicitor for the State of Western Australia