I will not have a legal representative at the court hearing."
60 On 3 June 2003, the appellants lodged what is termed a "written notice of pleading". In relation to the form of notice, s.75 of the Justices Act 1902 provided, so far as is relevant, as follows:-
"75 Written pleas
(1) A defendant who is issued a summons or an attendance notice may lodge with the clerk of a Local Court a notice in writing that the defendant will plead guilty or not guilty to the offence or offences the subject of the information concerned.
(2) The notice is to be in the prescribed form and, in the case of a guilty plea, may be accompanied by additional written material containing matters in mitigation of the offence.
…"
61 The Justices (General) Regulation 2000 prescribed the form to which s.75(2) refers and as set out in paragraph [59]. It will be seen that Form 2 in the Regulation prescribes the form which is divided into three parts, Part 1 entitled "Details about your court case", Part 2 entitled "Pleading not guilty" and Part 3 entitled "Pleading guilty".
62 In determining whether the notices lodged by the appellants constituted a waiver by each of them, it is necessary to refer to the concepts inherent in the doctrine of waiver as they apply in relation to these appeals.
63 In general terms, a right is waived only when the time comes for its exercise. If a party at such point knowingly abstains from exercising it, then a waiver may arise. The question then is whether the content and timing of the two written notices of pleading could be said to constitute or give rise to a waiver by the appellants as to the necessity for compliance with the requirements as to service.
64 On one view, there was no necessity for the appellants to declare their hand on the validity of service until the proceedings were actually listed for hearing before the Local Court. Until then it may be said, with some justification, that there could not have been an abandonment of the irregularity of service point. Waiver involves the concept of the abandonment of a right at an expectant time in the sense that, if a point is to be taken, there is not only an opportune time to do it but there is an appropriate time to do so. Hence, in Commonwealth of Australia v. Verwayen (1990) 170 CLR 394, Dawson, J. spoke of waiver as arising where a party has "failed to insist upon his right at an appropriate time" (p.457).
65 The question may be recast in the following terms: should the appellants, by their conduct in completing and lodging their notices which conveyed their intention to plead not guilty to the charges against them, be thereby found to have been precluded from subsequently raising the validity of service point? Had they, by such conduct, lost or renounced their respective right to do so?
66 In Sargent v. ASL Developments Pty. Limited (1974) 131 CLR 634 at 655, Mason, J. stated that any discussion of the principles governing the circumstances in which a party's words or conduct may preclude him or her from exercising a legal right which he or she possesses is beset with difficulties. In the context of the present case, the issue is, in my opinion, to be resolved by deciding whether the two notices of pleading constituted a renouncement by the appellants of their right to take advantage of the procedural irregularity in the service of the summonses. For that to have occurred as a matter of law their conduct had to be deliberate. Otherwise, an inference of waiver could not be inferred from their conduct: Verwayen (supra) per Toohey, J. at 473.
67 The prescribed form of written notices of pleading are intended to serve a particular purpose, namely, that of providing notice of intention of entering either a plea of guilty or a plea of not guilty. The prescribed form also operates as an acknowledgement or an agreement that the person signing the form is the defendant named in the summons or attendance notice served on that person. In doing so, the notice thereby acknowledges the physical fact of service of the summons or attendance notice.
68 The introductory paragraph to the written prescribed notice of pleading provides advice that legal advice be obtained before the person to whom it relates completes the form, such legal advice, the form records "is important because you need to know if you can use the form and, if so, what effect it has".
69 In oral submissions, Mr. Vasic relied upon the fact that there was no physical appearance/attendance by the appellants before the Local Court. He contended that the first opportunity they had to object to service was at the hearing before the District Court when an objection was made as recorded earlier in this judgment.
70 As the history of the matter reveals, the hearing on 26 September 2003 at Picton Local Court proceeded ex parte. That came about in circumstances explained by the appellants' counsel when addressing Sorby, DCJ. on 2 May 2005 (transcript p.16), namely, the fact that the notice of listing has been sent to the wrong address. Counsel for the Prosecutor did not dispute that fact. I note (at transcript p.23) him stating:-
"… They respond to it by return notice of pleading. That caused the court to adjourn proceedings for a defended hearing, that is, relying on the notice of pleading and it was at that defended hearing that the two appellants failed to appear, and I hear my friend say that there was a problem with notice as to that date and I accept what he says …"
71 On this basis, two irregularities in fact occurred at the Local Court level. The first is the irregular service of the summons. The second (which is not a ground of appeal, but is a related fact) is the failure of the appellants to appear at Picton Court not through their own fault or neglect, but by reason of the notice of listing apparently being sent to the wrong address.
72 There was no provision made in the prescribed form of notice of pleading for notice to be given of any question concerning the validity of proceedings (whether of the information, summons or service of the summons). Equally, there is no prescribed form for entering a conditional appearance as a step to contesting the validity of proceedings.
73 In a Local Court, once proceedings are listed for hearing, typically counsel who seeks to challenge the validity of process, will, at the outset of the hearing, do so by making protest or objection to the validity of the information, summons or service: see, for example, Dixon v. Wells (1890) 25 QBD 249 and Nitz v. Evans (supra). The opportunity for the appellants appearing by counsel at the Local Court at Picton and protesting to the validity of service in the present cases never occurred because the notice of listing was apparently sent to the wrong address. Convictions were accordingly entered against them in their absence.
74 I do not consider that the appellants waived their rights to dispute validity of service by lodging the prescribed notices. Those notices, in other words, did not, in my opinion, constitute an unconditional submission to jurisdiction by the appellants. The indication in the notices that the proceedings would be defended by entering not guilty pleas was not, in my view, inconsistent with their right at the commencement of the hearing to dispute validity of service. Certainly their notices of pleading could not, in my opinion, be considered as abandoning their right to do so. The notices were, as earlier indicated, principally intended as a means of providing advance warning as to whether the summonses would be contested or not. The notices could not, either by their express terms or by implication, constitute conduct of the appellants, from which any such waiver could be inferred. It follows that I am unable to accept as valid the Prosecutor's submission that the notices of pleadings constituted unconditional appearances by the appellants.