Ground 1: Did the Circuit Court judge err in failing to hold that the Authority acted unreasonably and denied the appellant procedural fairness in not exercising its power, or not considering whether to exercise its power, under s 473DC(3) to invite the appellant to give new information orally or in writing?
48 The appellant, by the particulars of this first ground, contends as follows:
1) The Authority made numerous adverse credibility findings based on evidence given by the applicant at earlier interviews or made in his invalid protection visa application.
2) The earlier interviews and the invalid protection visa application were on the Department's file which was before the Minister's delegate when the delegate made a decision but were not considered by the delegate.
3) The Authority thereby made its decision on the basis of issues not previously put or identified to the applicant, such that the applicant did not have an opportunity to comment on the issues.
4) The Authority did not exercise its power under s 473DC(3) and invite the applicant, or consider whether to exercise its power to invite the applicant, orally or in writing to give new information relating to the issues in paragraph (c).
5) the appellant's complaint is about the process by which the Authority arrived at its decision. Specifically, the Authority based its decision:
a) on information in documents (the 2012 Entry Interview and the 2013 [protection visa]) which were not provided by the applicant to the Department as part of his safe haven enterprise visa application lodged in 2015;
b) on information and issues which had not been previously put or notified to the applicant in the course of the decision-making processes in respect of the safe haven enterprise visa application; and
c) on information which had been provided by the applicant to the Department two or three years before he lodged his safe haven visa application.
6) The Authority acted unreasonably and denied the applicant procedural fairness.
49 In respect of the procedural unfairness aspect of this ground, the Minister says s 473DA(1) of the Act provides that Div 3 of Pt 7AA states, exhaustively, the natural justice requirement in relation to review by the Authority. The Minister contends that this has been construed in this Court as excluding general law notions of procedural fairness, citing authorities including DGZ16 v Minister for Immigration and Border Protection [2018] FCAFC 12 and Minister for Immigration and Border Protection v DZU16 [2018] FCAFC 32.
50 The Minister argues that, as a result, in the present case the Authority's s 473DC(3) discretionary power to invite new information was not conditioned by the common law principle of procedural fairness. The Minister says the judge was therefore correct to reject the appellant's argument that he was denied procedural fairness by the Authority failing to disclose the inconsistencies in his evidence which it intended to rely upon to impugn his credibility.
51 As to the legal unreasonableness contention, the Minister acknowledges that:
Since the delivery of judgment by the primary judge, the High Court has held in Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16 that a failure by the Authority to exercise its discretionary power in s 473DC(3) to get new information may be challenged on legal reasonableness grounds. In addition, two Full Courts of this Court have held in Minister for Immigration and Border Protection v CRY16 [2017] FCAFC 210 … and … DZU16 that a failure by the Authority to consider exercising its discretionary power in s 473DC(3) is a decision that is subject to a requirement of reasonableness.
52 I should also note at this point that the High Court refused special leave to appeal the decision in Minister for Immigration and Border Protection v CRY16 [2017] FCAFC 210 on 19 April 2018. See Minister for Immigration and Border Protection v CRY16 & Anor [2018] HCASL 102.
53 However, the Minister submits that, on the facts of this case, any decision of the Authority not to consider exercising, or not exercising, its power under s 473D(3) in relation to the question of internal inconsistencies it had identified in the appellant's evidence before the delegate, was "well within the area of decisional freedom" conferred by the section, citing Minister for Immigration and Citizenship v Li and Another (2013) 249 CLR 332 at [30] (French CJ); [2013] HCA 18 as the source of that expression.
54 The Minister contends that the judge correctly held that, whether the Authority's decision in not exercising its s 473DC(3) power was legally unreasonable was to be determined by focussing on the outcome of that decision in its factual context. The Minister argues the relevant factual context included that the evidence relied upon was given by the appellant himself, it was before the delegate, and the inconsistencies identified related to issues that were not entirely new. In relation to the question of the issues not being entirely new, the Minister contends this case is distinguishable from those in CRY16 and DZU16.
55 So far as these submissions are concerned, there is no doubt that no duty of procedural fairness arose in the circumstances of this case because of the terms of s 473DA(1) which provides that Div 3 of Pt 7AA exhaustively states the natural justice requirements in relation to review that need to be met by the Authority. Decisions such as DZU16 confirm that proposition. This aspect of ground 1 necessarily fails.
56 The question, however, is whether, in the particular circumstances of this case, the Authority unreasonably failed to consider exercising its undoubted power to get more information from the appellant by inviting him, pursuant to s 473DC(3), to deal with the question of apparent inconsistencies between his 2013 protection application grounds and the grounds advanced on the SHEV application.
57 While it was plainly correct for the judge in the Circuit Court to observe that from the letter of 8 September 2015 from the Department inviting him to apply for a TPV or a SHEV the clear inference was that the Department retained the original of his protection application, I do not share his Honour's view that in addition to the letter, the provisions of the Act made it "obvious" the protection application was going to be considered by the Authority when it considered his SHEV application.
58 When one has regard to the full terms of a long letter inviting the appellant to make a TPV or SHEV application, a different picture emerges. In the very first paragraph of the letter, the appellant was advised that the 2013 application "was invalid and cannot be processed any further. We have returned a copy of your original application form to you with this letter".
59 A competing inference might be drawn from the letter, namely, that the invalid 2013 application might be ignored, including its retention by the Department.
60 The position was, at best, ambiguous as to the status of the 2013 application and the use that might be made of it.
61 It is then relevant to note that the delegate, in making the refusal decision on the 2015 SHEV application, made absolutely no reference to the 2013 protection application, even after conducting an interview with the appellant. There was then nothing obvious, by the way of a signal to the appellant, from the terms of the delegate's decision that the appellant should make submissions or seek to give new information to the Authority about apparent inconsistencies in the two applications for the purpose of the Authority's consideration of the delegate's decision.
62 Indeed, in circumstances where there had been a gap of more than two years between the making of the 2013 protection application and the receipt of the 8 September 2015 letter from the Department inviting the SHEV application; the making of the SHEV application some two months later in November 2015, which in its terms did not make any reference to the protection application; the decision of the delegate making no reference to the 2013 protection application or the grounds advanced in support of it; and the ambiguities as to the status of the 2013 application arising from the 8 September 2015 Departmental letter advising of the invalidity of the 2013 application, and returning the copy of it with advice that it would not "be processed any further"; all should have caused the Authority at least to consider whether it should invite the appellant to comment on the apparent inconsistencies it had identified as arising out of the two applications in its own decision-making process .
63 There is, however, no material before the Court to suggest that the Authority gave any consideration whatsoever to the need to make such an invitation.
64 In my view, in these circumstances, the Authority in failing to consider the exercise of its undoubted power to invite the appellant to comment on the apparent inconsistencies in the two applications, acted unreasonably in a sense. The circumstances of this case are not materially distinguishable from those of CRY16 where the appellant was not invited to comment on a relocation option, which the Minister has submitted is distinguishable from the present case.
65 While the Minister seeks to add to the factual circumstances in which the Authority did not consider issuing the appellant with an invitation to comment on the inconsistencies, by reference to the fact sheet attached to its acknowledgement of referral letter dated 28 July 2016, and refers to the reference to a "protection visa application" in that fact sheet, it is quite clear that, properly construed, the fact sheet, by referring to a protection visa, is merely advising a referred applicant how the particular application that has been referred to the Authority (in this case, a SHEV) will be handled within the Authority. It is not a document which tells the referred applicant that any earlier applications will be considered in the course of the Authority's review.
66 Counsel for the Minister also drew the Court's attention to a number of other provisions in Pt 7AA of the Act, all of which are now well known from the authorities cited above, that emphasise the nature of the fast track procedure under the Act. For example, counsel referred to ss 473DA(2), 473DB(1) and 473DC(2). However, it is clear that such provisions do not mean that, in appropriate circumstances, the Authority may not be found unreasonably to have failed to exercise a power to invite the provision of new information by a person such as the appellant.
67 In that regard, in Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16 the plurality (Gageler, Keane and Nettle JJ) said, at [21], that there was no dispute between the parties (including the Minister) that the various powers conferred on the Authority by Div 3 of Pt 7AA are conferred:
... on the implied condition that they are to be exercised within the bounds of reasonableness, in the sense explained in Minister for Immigration and Citizenship v Li, with a consequence that an unreasonable failure to exercise such a power can render invalid a purported performance by the Authority of the duty imposed on it by s 473CC to conduct a review and either to affirm or to remit the decision under review.
68 Justices Gordon and Edelman each wrote separate judgments but also agreed with the answers to the question formulated by the plurality. See at [78], Gordon J; and at [100], Edelman J.
69 Justice Gordon additionally, at [86], confirmed that an unreasonable failure by the Authority to exercise one of its powers may invalidate the purported performance by the Authority of the duty imposed on it by s 473CC to conduct a review and affirm or remit the decision under review.
70 Justice Edelman, at [97], also observed that failure to exercise the power to invite an applicant to respond to relevant information might be legally unreasonable, in a Li sense. His Honour expressly noted that such a construction was "not inconsistent with s 473DA(2)".
71 In those circumstances, I consider that the judge in the Circuit Court erred in not finding that, while the Authority could regard the 2013 application in its decision-making, the Authority acted unreasonably in failing to consider whether it should invite the appellant to comment on the question of the internal inconsistencies it had identified between the two applications before finally disposing of the SHEV application; and so would uphold the appeal on this ground.