Ali
16 In Ali, the relevant part of the Assistant Minister's reasons is set out at [6]. It is essentially the same as the Minister's reasons in the present case.
17 The Assistant Minister considered it "unnecessary to determine whether non-refoulement obligations are owed in respect of [the applicant] for the purposes of the present decision, as he is able to make a valid application for a Protection visa, in which case the existence or otherwise of non-refoulement obligations would be fully considered in the course of processing the application".
18 Also, the Assistant Minister stated that, in light of Direction 75, he was "confident that [the applicant] would have the opportunity to have his protection claims fully assessed in the course of an application for a Protection visa".
19 The Full Court held inter alia that the reasoning involved misunderstandings of the Act, or irrationality. In particular:
(a) Australia's "non-refoulement obligations" differ from the criteria for a protection visa: the criteria for engagement of Australia's international non-refoulement obligations "are wider and more comprehensive" ([24(d)]). The Minister did not dispute that the s 36 criteria for a protection visa do not "accord[] a coverage of protection which [is] coterminous with that which Australia had covenanted to provide under the international treaties into which it had entered" ([28]).
(b) The Assistant Minister "proceeded upon an erroneous assumption of the law as to the manner in which the issue of Australia's non-refoulement obligations would be considered in the different statutory processes" ([111]). The Minister's decision under s 501CA(4) involves an assessment which is "more diffuse and less categorical" than applying the criteria for a protection visa ([110]). "[I]t was an error to assume that it would be treated in the same manner in the two different processes" ([108]).
(c) Further, the Assistant Minister erred in supposing that "whether Australia was in breach of its non-refoulement obligations" (or perhaps more precisely, whether Australia owed non-refoulement obligations in respect to the appellant) "would be considered or fully considered on an application for protection visa" ([113]). "[I]t is an error for a Minister … to assume that a consideration of a protection visa application … will effectively involve a consideration of all of Australia's non- refoulement obligations at international law" ([114], see also [115] as to the fact that Direction 75 "cannot remedy this error").
20 The Full Court's reasons summarised above support the first and third misunderstandings identified in the amended originating application here.
21 I also accept the applicant's contention that the Minister erred because he adopted the second misunderstanding as identified in the amended originating application.
(a) In Ali, the Full Court accepted that Direction 75 "only requires the delegate to consider the ineligibility criteria under s 36(1C) and 36(2C) after the protection grounds" and "[i]t will not prevent an applicant's visa application being rejected on health grounds (cl 866.223 - 866.224B of Sch 2 of the Regulations), the public interest criteria (cl 866.225 of Sch 2 of the Regulations) or the national interest criteria (cl 866.226 of Sch 2 of the Regulations) before the protection criteria are considered" ([58(b)]). Thus, Direction 75 does not require decision-makers to consider the "protection" criterion in sections 36(2)(a) and (aa) before all other criteria for a protection visa (only the "ineligibility" criteria and section 501).
(b) It follows that, if the applicant applied for a protection visa, then his application might be refused on the basis that he fails to satisfy a "non-protection" criterion, and the decision-maker might never even consider s 36(2) of the Act. Indeed, given that the Minister personally has already assessed that it is not in the "national interest" that the applicant have a visa, it seems likely (if not inevitable) that a delegate or the Tribunal would not be satisfied that the applicant satisfied the "national interest" criterion. And, of course, if the delegate or the Tribunal considered this first, no occasion would arise for it it to consider the "protection" criteria in s 36(2).
22 I reject the Minister's contention that Ali is distinguishable because there were no "representations" by the applicant here that the Minister was required to consider or to form a state of satisfaction about under s 501(3). It is difficult to understand the logic of this contention in circumstances where no claim was made by the applicant prior to the making of the visa cancellation decision simply because the applicant was unaware that consideration was being given to the exercise of the s 501(3) power. Consistently with the terms of s 501(3), he was not provided with an opportunity to make any representations before the decision was made. That is not to say, however, that it was not open to the Minister in the exercise of his discretion to invite any representations which the applicant might wish to make on the issue of non-refoulement, as found by the Full Court in Ibrahim v Minister for Home Affairs [2019] FCAFC 89; 270 FCR 12.
23 It is evident from the Minister's statement of reasons that, even in the absence of any claim by the applicant, he did turn his mind to the issue of non-refoulement obligations and found in [107] of his statement of reasons that the applicant's circumstances, "including his Christian religion and Dinka ethnicity, may give rise to international non-refoulement obligations". Critically, however, the Minister then concluded at [110] that, in these circumstances (and the other matters identified in [108] and [109]), he considered it "unnecessary to determine whether non-refoulement obligations are owed in respect of [the applicant] for the purposes of the present decision as he is able to make a valid application for a Protection visa". This reasoning involves a fundamental misunderstanding of the Act and its operation, as held in Ali.
24 As foreshadowed above, I also consider that the applicant's judicial review grounds are supported by Moshinsky J's decision in DGP20. The case cannot be distinguished merely because it concerned a cancellation decision under s 501(2), rather than s 501(3). Justice Moshinsky held that the Minister proceeded on the basis of the same misunderstandings as to the Act and its operation in relation to non-refoulement obligations as was the case in Ali and Ibrahim (i.e., conflating Australia's international non-refoulement obligations with the protection visa criteria). Moshinsky J held that such misunderstandings infected the exercise of discretion under section 501(2).
25 At [35], Moshinsky J said:
… I do not consider there to be any relevant distinction between s 501CA(4) and s 501(2) for the purposes of this ground. It was necessary for the Assistant Minister to have a correct understanding of the Migration Act when exercising the power in s 501(2) to cancel the applicant's visa. This principle applies, not only to the formation of a state of satisfaction, but also to the exercise of a statutory discretion: see Re Patterson; Ex parte Taylor (2001) 207 CLR 391 at [196] per Gummow and Hayne JJ (with whom Gleeson CJ agreed); Graham v Minister for Immigration and Border Protection (2017) 263 CLR 1 at [57], [68] per Kiefel CJ, Bell, Gageler, Keane, Nettle and Gordon JJ. See also Steyn v Minister for Immigration and Border Protection [2017] FCA 1131 at [11], [16] per Jagot J. There does not appear to be any dispute between the parties on this point. In his additional submission dated 23 March 2020, the Minister stated that he "does not contend that if he misunderstands the Act or its operation in a way that materially bears on the exercise of the Minister's discretion under s 501(2), that would not amount to jurisdictional error".
26 Underlying this reasoning is that the Parliament is to be understood as impliedly requiring that the Minister act on a correct understanding of the law (or act "according to law"). This implied statutory requirement that the Minister not misunderstand the Act or its operation stands independently of the existence of "representations" or submissions before him.
27 In Graham v Minister for Immigration and Border Protection [2017] HCA 33; 263 CLR 1, to which Moshinsky J referred, the High Court relevantly stated at [57]:
The suspicion of the Minister necessary to fulfil the first condition of s 501(3) and the satisfaction of the Minister necessary to fulfil the second condition of s 501(3) and the relevant condition of s 501C(4) must each be formed by the Minister reasonably and on a correct understanding of the law … And the statutory discretion enlivened on the fulfilment of those statutory conditions must in each case be exercised by the Minister "according to the rules of reason and justice, not according to private opinion; according to law, and not humour, and within those limits within which an honest man, competent to discharge the duties of his office, ought to confine himself".
28 Moreover, in Re Patterson; Ex parte Taylor [2001] HCA 51; 207 CLR 391, the High Court held that the Minister made a jurisdictional error by misunderstanding the operation of the Act in a way that bore on the exercise of the discretion to cancel the visa under section 501(3). As Gummow and Hayne JJ put it (at [196]): "she exercised her discretion under s 501(3) to cancel the prosecutor's transitional (permanent) visa on an erroneous footing".
29 As the applicant pointed out, there are others cases which support the proposition that misunderstanding the Act or its operation in purporting to exercise a discretion will vitiate the decision (subject to materiality). In particular, in Applicant in WAD531/2016 v Minister for Immigration and Border Protection [2018] FCAFC 213 at [99], the Full Court held that a misunderstanding of the kind referred to in BCR16 v Minister for Immigration and Border Protection [2017] FCAFC 96; 248 FCR 456 would vitiate the exercise of power under section 501(2). It is erroneous to approach the issue of harm on the basis that any applicant can apply for a protection visa and any harm will necessarily be considered as part of the consideration of the application for a protection visa. Therefore, the logic of that aspect of the reasoning in BCR16 applies to a decision under s 501.
30 I consider that the Minister's reliance on cases such as Minister for Immigration and Border Protection v Le [2016] FCAFC 120; 244 FCR 56 and Applicant S270/2019 v Minister for Immigration and Border Protection [2020] HCA 32 to be misguided. Both those cases addressed the question whether non-refoulement obligations were a mandatory consideration in exercising the powers under s 501(2) and 501CA(4) of the Act respectively. As the applicant in the present case made repeatedly clear, he did not rely upon that particular head of judicial review. Neither of those decisions addresses the type of error relied upon by the applicant based upon decisions such as Ali, Ibrahim and DGP20.
31 It is necessary to now consider whether the Minister's misunderstandings were material so as to give rise to jurisdictional error. The parties were agreed that this raises the question whether there is a realistic possibility that the Minister may have come to a different conclusion regarding the exercise of the s 501(3) power if the misunderstandings had not occurred (see Minister for Immigration and Border Protection v SZMTA [2019] HCA 3; 264 CLR 421 at [46]-[48]). For the following reasons, I consider that the misunderstandings were material and gave rise to jurisdictional error.
32 In Ali, the Full Court held that the Assistant Minister's errors were material. Had the Assistant Minister considered whether non-refoulement obligations were owed, it is possible that he would have found that they were, and it was then possible that the Assistant Minister would decide to give that decisive weight ([104] in relation to ground 1; the same point applied to grounds 2 ([111]) and 3 [118]). Further, approving the reasoning in Hernandez v Minister for Home Affairs [2020] FCA 415, the Full Court held at [117]:
Whilst it may be that in any subsequent application for a protection visa, the issue of whether any non-refoulement obligations are owed will be partially ascertained by a consideration of whether the applicant satisfies the criteria in s 36(2), there will be no consideration of the impact of non-fulfilment of these obligations in relation to Australia's reputation or otherwise.
33 For substantially the same reasons as in Ali, the Minister's misunderstandings of the Act in this case are material. But for the Minister's misunderstandings, there is a "realistic possibility" that he could have made a different decision. This is because, if the Minister had not wrongly assumed that non-refoulement obligations would be considered on an application for a protection visa, he might have chosen to consider them (including by seeking a proper assessment of them in the form of, for example, an updated ITOA specific to the applicant, which might have involved further information being obtained from the applicant) before making a cancellation decision. If such an assessment had been conducted, the possibility cannot be discounted that:
(a) such obligations would be found to be owed; and
(b) such a finding might have persuaded the Minister to make a different decision (including inter alia because of the reputational significance of Australia adhering to its non-refoulement obligations).
34 As noted above, the Minister did not have the benefit of representations or submissions from the applicant, including on the issue of non-refoulement obligations in respect of him personally. That is not to say, however, that there was no material before the Minister on this matter. The Minister made express reference at [107] of his statement of reasons to his consideration of a DFAT Country Information Report in relation to South Sudan. He noted that the political situation in South Sudan was unstable and that DFAT "assesses the humanitarian situation in South Sudan as dire". After noting DFAT's advice that there was ongoing political and ethnic conflict in South Sudan, the Minister then concluded [107] by stating that he had taken into account the applicant's circumstances, which included his Christian religion and Dinka ethnicity, and noted that these "may give rise to international non-refoulement obligations".
35 I reject the Minister's submission that the Minister's misunderstandings were not material because the Minister did in fact consider Australia's international non-refoulement obligations and accepted that they may arise in this case. The Minister contended that the DFAT Report was not specific to the applicant personally and that the information contained therein was expressed at a level of generality. He also emphasised that the Report, while identifying Dinkas as being most at risk, stated this to be the case in "conflict-affected areas".
36 The difficulty with this contention is that, as noted above and following Ibrahim, although the Minister was not required to request any information from the applicant, it was open to him to do so as a matter of discretion. If such information had been sought and provided (and/or an updated ITOA obtained), the Minister would have been able to assess the extent to which the DFAT report applied to the applicant personally. No such information was sought, presumably because the Minister simply took the view, as stated in [110] of his statement of reasons, that it was unnecessary for him at that time to determine whether non-refoulement obligations were owed in respect of the applicant because of his ability to apply for a Protection visa. This reasoning reveals the type of misunderstanding which was identified in Ali and other cases.
37 The Minister's own reasons illustrate why it is a "realistic possibility" that, if he had not misunderstood the Act or its operation or reasoned irrationally, he might have made a different decision. That is because the Minister's own reasons identify "international non-refoulement obligations" as a potentially "relevant consideration". It is entirely unsurprising, of course, that the Minister would think that Australia's international obligations matter (including if not only for reasons of Australia's international reputation). If the Minister had realised that, contrary to his reasons, international non-refoulement obligations would not (or at least may not) be assessed on any future protection visa application, it is realistic to suppose that he might have decided to assess them fully before cancelling the applicant's visa.
38 Having regard to my findings above, it is unnecessary to determine the alternative ground relied upon by the applicant, namely irrational reasoning on the part of the Minister.