THE FEDERAL CIRCUIT COURT
12 The appellant was represented by counsel on an application for judicial review of the Authority's decision in the Federal Circuit Court of Australia. In an ex tempore judgment published the following day, the primary judge considered the three grounds of the application for judicial review.
13 The first contention was the absence of a proper genuine and realistic consideration of a substantial, clearly articulated argument based on the material provided to the delegate. The primary judge dealt with this ground in the following way (at [17]-[37]). First, his Honour noted the claim that:
[The appellant] has well-founded fear of persecution in Iraq, in the form of a threat to his life and liberty, and is of real risk of suffering significant physical harassment or ill treatment, on account of his political opinion or imputed political opinion and membership of the following social groups:
(i) 'Former member of the Iraqi Security Forces (ISF)'
(ii) 'Former member of the ISF working with the Multi-National Forces in Iraq/US Forces in Iraq (MNF-I/USF-I)'; and/or
(iii) 'ISF deserter'.
And that:
Civilians (formerly) employed or otherwise affiliated with the former MNF-I/USF-I or foreign governments, NGOs or international companies, as well as their families, are at risk of being targeted by non-state actors for their (imputed) political opinion.
14 The primary judge noted the claim was followed by a footnote which referenced the UNHCR Eligibility Guidelines for Assessing the International Protection Needs of Asylum Seekers from Iraq (2012).
15 His Honour then addressed the Guidelines that were footnoted. Page 14 of the Guidelines was headed 'Risk Profiles'. The subheading is 'Individuals Associated with or Perceived to be Supporting the Iraqi Authorities and the Former Multinational Forces/US Forces'. It then reads:
Specific groups that may be associated with or perceived to be supporting the Iraqi authorities include the following: (a) government officials and employees; (b) former members of the Iraqi Security Forces (ISF); (c) Sahwa members, traditional tribal, religious and community members; (d) members of political parties; (e) individuals affiliated with the US forces, foreign governments, NGOs or international companies.
16 The primary judge observed that:
when one reads the section about former members of the Iraqi security forces, there does not seem to be any actual reference to former members of the ISF. Rather, it talks of current members of the ISF;
when one goes to the heading 'Individuals Affiliated with the USF, foreign governments, NGOs or international companies', what is said there is:
Civilians (formerly) employed or otherwise affiliated with the former MNF-I/USF-I or foreign governments, NGOs or international companies as well as their families are at risk of being targeted by non-state actors for their imputed political opinion.
However, what is written after that is this:
Since 2003 both Sunni and Shi'ite armed groups are known to have threatened, kidnapped and killed interpreters, embassy workers, drivers, contractors and others affiliated with the MNF-I/USF-I, foreign governments, international companies or organisations reportedly to deter others from working for them.
17 His Honour observed that if one goes back to the claim that the appellant made in the summary, it was predicated upon him being a former member of the ISF, and a former member of the ISF working with the multinational forces. The Guidelines did not cover persons in his position; that is, even though there is a heading 'Former Members of the ISF', it simply talks about what is happening to current members of the ISF. His Honour considered that the category headed 'Individuals Affiliated...' did not cover his position of being a former member of the ISF working with the multinational forces because that category covered persons who were civilians who were working with the multinational forces and gives examples of that being embassy officials, interpreters and the like. The primary judge reasoned that the appellant was not a civilian who had some contact with the multinational forces. Rather, he was a member of the ISF. At [46] of the reasons the Authority said:
I have also considered whether the [appellant] being a former member of the ISF more generally gives rise to a real chance of harm. I accept the country information supports there is a real chance that current members of the ISF may suffer serious harm although I note it is reported that it is senior ISF members of Sunni background who are mostly targeted individually and that the risk increases significantly in ISIL controlled areas which Najaf is not.
However, apart from the [appellant] and his representative's assertions, there is no information before me to suggest that former members of the ISF are targeted by the Islamic Army in Iraq, ISIL, or any other Sunni or Shia militias years after they have completed their military service. Given the large volume of media and human rights reporting on Iraq, I consider there would be country information available documenting such a trend if it were occurring. While the heading in the [Guidelines] refers to "former members of the Iraqi security forces" the discussion beneath that heading concerns attacks on current on-duty and off-duty members of the ISF.
I also note that the [appellant's] brother who is also a former member of the ISF has continued to reside in Najaf for the six or so years the [appellant] has been absent from Iraq without being targeted.
Given these circumstances and, as it is now many years since the [appellant] ceased that employment, I am satisfied the chance is remote that if he returns to Iraq the [appellant] will suffer harm because he is a former member of the ISF now or in the reasonably foreseeable future.
(Emphasis and line breaks added)
18 The primary judge held that the Authority did engage with the argument that the appellant put forward because the Authority looked at what the appellant's situation was with the ISF and made a specific finding at the end of [39] to the effect that he was a former member of the ISF in a 'low level administrative role associated with recruitment'. He was, at all times when performing duties with the ISF, a person who, according to the Authority, was applying policies designed and overseen by others. It was unnecessary for the Authority to look at every little piece of evidence that the appellant had claimed supported his case when, clearly, on the evidence of the appellant the particular paragraph in the Guidelines could not have suited his particular circumstances.
19 The second ground argued in the Federal Circuit Court was that there was a constructive failure to exercise jurisdiction or a material finding for which there was no intelligible foundation in that the Authority adopted matters of impression expressed by the delegate which impression the Authority could not have independently formed. In relation to that ground, the primary judge noted (at [39]-[51]) that there was no dispute that the Authority must reach its own state of satisfaction as to whether or not the criteria for refugee or complementary protection has been satisfied. The Authority is engaged in a de novo consideration of the merits of the decision that has been referred to it. The primary judge noted that in the second sentence of [39], the Authority said:
When asked by the delegate about the part of the army he worked in, the [appellant] seemed to have difficulty naming his unit without referring to the supporting documents he provided.
20 The appellant observed that the Authority had an audio recording of the interview with the delegate, but that there was no video recording. Without actually seeing what had occurred during the interview with the delegate, the appellant asked rhetorically 'how does the [Authority] know that the [appellant] seemed to have difficulty naming his unit without referring to the supporting documents'. The primary judge noted that (at Court Book 243) the decision of the delegate read:
At the interview the [appellant] was asked to describe his role in detail. The [appellant] stated that he worked for G1. When pressed on the precise name of his division as per his written application, the [appellant] was unable to answer. When the name was put to him as per his certificates, the [appellant] stated he did not know what 30 Iraq Brigade, Eighth Division meant. The [appellant] maintained that he worked for G1 and stated that he provided administrative support. He stated that his position required him to work with sensitive information, where he would collect the details of people in the Iraqi army and the information was provided to the Americans. The [appellant] claimed he would check the suitability of new recruits to the army.
(Emphasis added.)
21 The appellant suggested that the Authority had simply reworked what the delegate had said into the statement that appears in the second sentence of [39] of its decision.
22 The primary judge referred to a portion of the transcript of the interview (at pp 36-37):
The Delegate: So, who were you collecting the information about? Which people were you collecting, um, so yeah, you said that it's a database?
The [appellant]: Database, yes. So, if you come into army, I need your name, like same interview now, your name, what history you have that…
The Delegate: So, it's for the army people, is that…
The [appellant]: Yeah, yeah.
The Delegate: Is it the American army?
The [appellant]: No, Iraqi. But, because I speak like Arabic, I understand what any of the, you need work with the American, okay, must you do in this one, this one, this one, this one, this one. If everything is correct, we have a lot of the question with the system, if everything is right, I tell for the American. American, he say OK, we apply this one. Adil what do you think? I say very good, he apply for any person. I work with one American, his name Sergeant Budget, which is he very great, I remember he very great person. This time he tell how the dentist stay in Iraq, is Iraq very not safe for you, I say "no, I don't care, I never care for anything", but the bigger problem when he left, I found the bigger problem, bigger problem like my other family, like my near to me, big big big big big a huge, like.
The Delegate: So, does your family have any, other than your brother, does your family have any other association or were they in the army? Anyone else?
The [appellant]: No, just me and my brother.
The Delegate: Just you and your brother?
The [appellant]: Yes.
The Delegate: Okay. So, you said that your father was doing something to do with, yeah?
The [appellant]: He's an engineer who worked for the mill factory. Big, big factory. In Najaf also he worked in Kabal, every time he changed it, every time, because he big minister. He was a high-ranking officer.
The Delegate: An officer in what?
The [appellant]: For flour, flour. He was working for the main mill company. He has been dismissed from his work during the Saddam's regime, and then he has been returned back to his position.
The Delegate: Okay. So, you said the division that you worked for was called G1, what was the particular name? Because in your application you provided more details about the names of that, so can you tell me more about the name of that?
The [appellant]: I have here the certificate, do you have it?
The Delegate: So, this one, you've got the team, yup? So, you've got here the 30th Iraqi Brigade, 8th Iraqi Division, G1. […] Do you know what that means?
The [appellant]: No.
The Delegate: No?
The [appellant]: No. This one is a practice for me, he give me four months offsite, like near to Jordan, when I'm ready he bring it back.
23 The appellant argued before the primary judge that there is nothing in the transcript which would in any way suggest that there was any difficulty as to what the Authority had referred. In relation to this, the primary judge said (at [45]-[51]):
45. … the real aspect here is this question by the delegate: Okay. So you said the division that you worked for was called G1. What was the particular name?
[The appellant]: What?
[The delegate]: Because in your application, you provided more details about the names of that, so can you tell me more about the name of that?
And then the[appellant] says:
I have here the certificate. You have it.
46. In reading the transcript, the [appellant] points out that there is nothing in the transcript which would in any way suggest that there was any difficulty as the [Authority] had talked about. But just in exactly the same way, there is nothing in the transcript that would lend me to be able to corroborate this this [sic] statement by the delegate:
When pressed on the precise name of his division as per his written application, the [appellant] was unable to answer. When the name was put to him as per his certificates, the [appellant] stated he did not know what 30th Iraqi Brigade, 8th Division meant.
47. It seems to me that the transcript is not a full answer, because the transcript does not seem to suggest what the delegate has said either. But both the delegate and the [Authority] have said in their respective reasons that there was at the very least some sort of equivocation by the [appellant] when asked what would seem to be a fairly straightforward question for someone who had been in the position that the [appellant] claimed to have been in.
48. Neither counsel had listened to the audio. I have not listened to the audio, and I have not been asked to listen to the audio. I cannot say whether there are pauses, or whether there are other aspects of the hearing such as shuffling the papers or the like that can be heard on the audio. But it does seem to me that if one listens to the audio, it may be that one could discern what it is that causes an inability to answer the question without reference to the document simply by what has been said and the context of what it is that can be heard.
49. This may be speculation by me, but it seems to me that to take the view of the [appellant] is also quite speculative. Even though the affidavit of Mr Chong and then a subsequent affidavit from the Minister from Ms Ellis simply say that they have listened to the tape and they have come up with this transcript, neither one of them talks of what it is that they heard at the time that this particular exchange took place.
50. The [Authority], one must assume, has listened to the audio. The [Authority] have made a conclusion that - using the words of the second sentence in paragraph 39, when asked by the delegate about the part of the army he worked in, the [appellant] seemed to have difficulty naming his unit without referring to the supporting documents he had provided. That conclusion seems to me could not have been made simply by reading the reasons of the delegate. It is a conclusion that is made by the [Authority] rather than anyone else.
51. There has not been shown to me that the conclusion reached by the [Authority] could not have been gleaned simply by listening to the audio. It is obvious to me that there is something else that has happened that is not reflective in the transcript for the delegate to have written what he has, and therefore also for what the [Authority] has written. They are two different conclusions, though obviously there is quite a deal of similarity in the conclusion, but it seems to me that such could easily have occurred by the [Authority] listening to the audio and the delegate actually being present to justify the conclusions that have been made. In these circumstances, I cannot see that any jurisdictional error has been made. Therefore, ground 2 also fails.
(Emphasis added.)
24 There was a third ground argued in the Federal Circuit Court, also initially included in the grounds of appeal in this Court, but since abandoned.