Further aspects of the Tribunal's decision
60Under this heading we deal with three propositions, relating in different ways to the application of the AD Act to the facts of the first complaint, that received little or no attention in either the first instance or appellate proceedings.
61These propositions might, if properly framed and supported by further significant evidence, have provided the basis for a decision in the Applicant's favour on the first complaint. But we should make it clear at the outset that, after giving careful consideration to them, we have concluded that they do not provide grounds for disturbing the Tribunal's decision that the complaint should be dismissed.
62As will appear below, our main reason for reaching this conclusion is that on account of the way in which the Applicant's case was presented, the Tribunal did not have before it the evidentiary material required to determine whether the first two propositions were sustainable on the facts.
63Our starting point is the following passage in paragraph [33] of the Tribunal's decision:-
It seems to us that taking the evidence in the applicant's case at its highest in her favour, no breach of s 49D(1) was proved in relation to the decision of the panel on 6 January 2010. In the first place, the stipulation that applicants hold a driver's licence was unrelated to any disability and did not fall within s 49D(1)(a). It was a condition applying to all applicants for the position. As the decision of the panel to prefer a candidate other than the applicant was in effect annulled, there was no determination within s 49D(1)(b) and no offer of employment within s 49D(1)(c).
64We agree with the Tribunal's observations that 'the stipulation that applicants hold a driver's licence was unrelated to any disability' and that this stipulation was 'a condition applying to all applicants for the position'. But the Tribunal did not then ask itself whether the Respondent, by making and acting on this stipulation, might still have engaged in 'discrimination on the ground of disability' as defined in section 49B of the AD Act.
65Two of the three propositions that we have foreshadowed, if applicable, might have provided the grounds for a finding that discrimination, as defined in section 49B, did occur. They relate respectively to (i) the so-called 'characteristics extension' (set out in subsection (2)) to the definition of 'direct discrimination' contained in subsection (1)(a), and (ii) the concept of 'indirect discrimination' in subsection (1)(b).
66The 'characteristics extension'. It would have been open to the Applicant to argue that the situation of being barred from holding a driving licence was a 'characteristic that appertains generally' (within the meaning of subsection (2)) to persons who have the disability from which she suffered, i.e., hypoglycaemia. If she could show this, the Respondent's 'less favourable treatment' of her (i.e. through stipulating that a driving licence was an essential requirement of the position for which she had applied and determining, by virtue of this stipulation, that she was ineligible), could be held to be 'on the ground of' her disability and therefore to amount to direct discrimination under section 49B(1)(a).
67It is established by case law on section 49B(2), however, that unless the matter is one of 'common knowledge', an applicant seeking to rely on the 'characteristics extension' must adduce evidence to show that the characteristic relied on is one that 'appertains generally' or is 'generally imputed' to persons who have the relevant disability. In Walker v State of New South Wales [2003] NSWADT 13, the Tribunal said, at [45 - 46]:-
Whilst s 49B(2) of the Act permits the Tribunal to make such a finding, it is not one which is open to us on the facts of this case. As Ronalds points out in her text on discrimination law (C Ronalds, Discrimination Law and Practice , Sydney: Federation Press, 1998 at pp 28-29):
It is necessary for a complainant to be able to precisely identify and adequately describe the characteristic upon which they seek to rely. Also, they will need to produce some evidence in support of a claim that the characteristic is one that "appertains generally" or is "imputed" to the group which the complainant seeks to demonstrate membership. These characteristics must be of a general or broad nature and not just ones which can be attributed to the complainant personally...It is not necessary to establish that the identified characteristic exists in every case but...it must be established that it generally exists or operates.
46... Whilst the Tribunal is not bound by the rules of evidence, it must base its decisions upon logically probative evidence. Like courts, the Tribunal does not require proof of matters of common knowledge (see s 144 Evidence Act 1995 (NSW)). There are real limits, however, to what is common knowledge, or, to use the language of the common law, the facts about which we may take judicial notice...
68The Applicant stated in her affidavit that the reason why she could not obtain a licence was her hypoglycaemia. This was not, as far as we are aware, challenged at the Tribunal hearing (though at the appeal hearing, Mr Hutchings described it as her 'fantasy'). It must therefore, for present purposes, be taken at face value. But as Mr Hutchings pointed out, the Applicant adduced no other evidence to establish a link between hypoglycaemia and inability to obtain a driving licence. Evidence to this effect would be needed to satisfy section 49B(2), given that the question is not one of which the Tribunal could take judicial notice on the ground that it is 'common knowledge'.
69In response, Mr Bennet referred to what we understood to be a medical certificate stating that it is 'not recommended' that a person suffering from hypoglycaemia should drive a motor vehicle. We have not been able to locate any such certificate in the evidence put before the Tribunal or among a number of documents that were attached to the Notice of Appeal and the Applicants' written submissions in the appeal. In any event, a certificate to this effect, coupled with the relevant part of the Applicant's affidavit, would still fall well short of establishing that inability to obtain a driving licence is a characteristic that 'appertains generally' or is 'generally imputed' to persons who suffer from hypoglycaemia.
70For these reasons, even if the Applicant had invoked the 'characteristics' extension, she still would have failed to show that there was direct discrimination under section 49B(1)(a). This is on account of the defect in her evidence that we have just identified. It was not for the Tribunal to obtain for itself, or to direct the Applicant to obtain, the requisite evidence.
71The principle stated in the preceding sentence was set out in another passage in the Tribunal's decision in Walker v State of New South Wales (at [11]), with specific reference to cases (such as the present) in which the applicant does not have the benefit of legal representation:-
11 Whilst the Tribunal is directed by the [AD] Act to conduct an inquiry into each complaint referred to it by the President of the Anti-Discrimination Board, the Tribunal does not have the capacity to gather evidence in support of a complaint. The Tribunal's function as an impartial decision-maker is likely to be imperilled if, in the absence of evidence, it constructs arguments in support of particular complaints. This latter point is of particular relevance in this case where, with appropriate evidence, it may have been possible to mount claims of direct and/or indirect discrimination. As the case law demonstrates (see e.g. Australian Iron and Steel Pty Ltd v Banovic (1987) 168 CLR 165 and Waters v Public Transport Corporation (1991) 173 CLR 349), indirect discrimination cases are particularly complex. Considerable legal skill is required to construct a case and to gather and present evidence in support of it. In these proceedings we have considered the arguments raised by Ms Eastman, but we have not sought to 'fashion' a case for the applicant because there is insufficient evidence to do so and because the Tribunal's impartiality could be questioned were it to present the applicant's case for him. What we have done is consider any argument in support of the applicant's complaints which reasonably arises from the evidence presented to the Tribunal.
72Indirect discrimination. The passage just quoted relates particularly to indirect discrimination under section 49B(1)(b) of the AD Act. An argument that might have been open to the Applicant can be formulated in a way that invokes the language of this provision. It is that the Respondent, by including the possession of a driving licence among the selection criteria for the position that it was offering, required the Applicant, in applying for this position, to 'comply with a requirement or condition with which a substantially higher proportion of persons' who do not have her disability (hypoglycaemia) are able to comply, being a requirement which 'is not reasonable having regard to the circumstances of the case' and with which she is 'not able to comply'.
73At the first case conference relating to this complaint, held on 19 May 2010, the Member conducting the conference (Magistrate Hennessy, Deputy President) did in fact characterise it as one of indirect discrimination. This characterisation was not mentioned, however, in the Notice of Appeal or in the Applicant's written submissions, either to the Tribunal or to the Appeal Panel. During the appeal proceedings, a member of the Appeal Panel asked the parties' representatives whether it had been put before the Tribunal. Mr Hutchings answered that according to his recollection indirect discrimination as well as direct discrimination had been argued, but there had been no inquiry by the Tribunal into the question of 'reasonableness' arising in the former context under section 49B(1)(b).
74Once again, the problem that the Applicant would have encountered if she had submitted to the Tribunal that the Respondent had engaged in indirect discrimination is that she bore, and had not discharged, the onus of proving important factual matters. These matters, stemming from the terms of section 49B(1)(b), were (i) that a substantially higher proportion of persons who do not suffer from hypoglycaemia, compared with those who do suffer from it, would be able to comply with the requirement of possessing a driving licence, and (ii) that this requirement was 'not reasonable having regard to the circumstances of the case'. It is well established that an applicant bears the onus of proving both of these matters under section 49B(1)(b) and other provisions of the AD Act relating to indirect discrimination: see for example Contreras-Ortiz v Commissioner, Department of Corrective Services [2008] NSWADT 308 at [163] and [175].
75Once again, due to a defect in the Applicant's evidence, a claim potentially available to her (in this case, a claim of indirect discrimination) was bound to fail.
76The phrase 'in determining who should be offered employment'. The focus of our third 'proposition' is this phrase, which is to be found in paragraph (b) of subsection (1) of section 49D. What subsection (1) does, subject to section (4), is to define the contexts in which direct or indirect discrimination by an employer on the ground of disability (as defined in section 49B) will be unlawful.
77In paragraph [33] of its decision, the Tribunal stated: 'As the decision of the panel to prefer a candidate other than the applicant was in effect annulled, there was no determination within s 49D(1)(b)...'
78While we do not have to reach a definite conclusion on this question, we incline, with respect, to the view that this statement of the Tribunal may be based on an erroneous interpretation of section 49D(1)(b). It appears to us that (a) the decision (made on the Respondent's behalf) to include possession of a driving licence as a criterion of selection and (b) the selection panel's decision to treat the Applicant as ineligible by virtue of this stipulation were both made in the course of 'determining who should be offered employment'. The likelihood is that, if within a short period of time the Applicant had not raised objections to her exclusion from consideration, the panel's recommendation would have been approved and an offer of employment would have been communicated to the successful candidate. What the Applicant was deprived of was the opportunity to be considered alongside the other candidates as someone to whom 'employment' in this particular position might be 'offered'. This view of the matter is not affected by the fact that the Respondent, prompted by her objections, decided subsequently that the panel's decision should be 'annulled' and no offer should be communicated to the successful candidate.
79It follows according to this view of the matter that if, contrary to our conclusions and those of the Tribunal, the Respondent's conduct causing the Applicant to be treated as ineligible because she did not possess a driving licence amounted to discrimination as defined in section 49B, this conduct would fall within the range of unlawful discrimination against applicants for employment, as defined in section 49D(1)(b).
80'Inherent requirement' and 'reasonable adjustments' . Two further questions might then arise, by virtue of the exemption from liability under section 49D(1)(b) set out in section 49D(4).
81The first is whether possession of a driving licence was an 'inherent requirement' of the position being offered by the Respondent, within the meaning of this phrase as used in section 49D(4). As stated above at [43], the Applicant argued strongly that it was not, relying in particular on the fact that when she reapplied for the position she was allowed to request 'reasonable adjustments'. She called in aid the principle, stated with reference to comparable Commonwealth legislation by McHugh J in X v Commonwealth [1999] HCA 63 at [37], that it is 'it is for the Commission [in the present case, read 'the Tribunal'], and not for the employer, to determine whether or not a requirement is inherent in a particular employment'.
82There may be some merit in this argument. But if correct, it goes no further to prevent the Respondent relying on the exemption from liability created by section 49D(4). It is not relevant to the antecedent question of whether, but for section 49D(4), liability under section 49D(1) has been established.
83The second question is whether during the selection process in January 2010 the Respondent failed to make 'reasonable adjustments' to the requirements of the position that it had advertised, in order to take account of the Applicant's disability, and if so, what impact if any did this failure have on the Applicant's claim of unlawful discrimination. Having regard to the matters relied on by the Applicant (as to which, see [45 - 46] above), we are inclined to the view that during the first selection process the Respondent did not properly consider whether 'reasonable adjustments' might have made employment in the position feasible for the Applicant.
84Once again, however, a finding to this effect would not show, or even assist in showing, that the conduct of the Respondent amounted to unlawful discrimination under section 49D(1). Its only effect would be to erect a significant hurdle if the Respondent, in order to escape a liability otherwise arising under this subsection, maintained that the provision of extra 'services or facilities' for the Applicant (as envisaged in section 49B(4)(b)) would impose an 'unjustifiable hardship' upon it (within the meaning of section 49C).
85As this discussion illustrates, identifying the precise significance of these two concepts - 'inherent requirement' and 'reasonable adjustments' - in the present context is a difficult task. It is hardly surprising that the Applicant, not having legal representation, misunderstood their place within the provisions defining unlawful discrimination and attached greater importance to them than they merited.
86Scope of available relief. In the documents that she filed relating to this first complaint, the Applicant maintained that the Tribunal should order the Respondent to appoint her to the position for which she had applied and should also make an award of damages. We would observe here that if the Tribunal had upheld her complaint, it would have erred if it had then made the first of these orders. For reasons outlined above at [58], it was not for the Tribunal to determine on the Respondent's behalf that the Applicant was the 'superior' candidate. At most, the Tribunal might have thought it appropriate to order the Respondent to repeat the selection process for the position, either (a) without insisting on possession of a driving licence or (b) with provision for 'reasonable adjustments'.
87The second of these alternative steps was in fact taken by the Respondent. While the Applicant might, in this eventuality, have been able to make good her accompanying claim for damages, the fact remains that an important component of the relief that she might, if successful, have obtained was in fact granted to her because she had raised objections with the Respondent about the way in which the first selection panel had dealt with her application.
88For the foregoing reasons, we dismiss the appeal with regard to the Applicant's first complaint. Although we have identified (at [50 - 51] and [77 - 78] above) what we believe to be two errors or possible errors of law by the Tribunal, they are not such as could warrant setting aside its decision (under section 114(2) of the ADT Act) or extending the appeal to the merits (under section 115). If what we consider to be the correct position on these two matters is adopted, the correct determination with regard to the first complaint is still that it must be dismissed.