The provisions of the Police Act dealing with the misconduct of officers
37Part 9 of the Police Act contains detailed provisions that deal with the action that may be taken by the Commissioner consequent upon misconduct and unsatisfactory performance. These detailed provisions, which were inserted into the Police Act in 1998 and, therefore, are later in point of time to the unfair dismissals regime established by Pt 6 of Ch 2 of the Act, are indicative that at that time the legislature considered in some detail the circumstances in which police officers might be removed following misconduct or unsatisfactory performance. In providing such a regime, the legislature left intact s 80(3) of the Police Act .
38The provisions of Pt 9 of the Police Act, which deal substantially with the powers of the Commissioner, are contained within ss 173 and 181D and are as follows:
173 Commissioner may take action with respect to police officer's misconduct or unsatisfactory performance
(1)In this section:
non-reviewable action means action referred to in Schedule 1.
reviewable action means action referred to in subsection (2), other than non-reviewable action.
(2)The Commissioner may order that the following action be taken with respect to a police officer who engages in misconduct:
(a)a reduction of the police officer's rank or grade,
(b)a reduction of the police officer's seniority,
(c)a deferral of the police officer's salary increment,
(d)any other action (other than dismissal or the imposition of a fine) that the Commissioner considers appropriate.
(3)The Commissioner may also order that action referred to in subsection (2) be taken with respect to a police officer whom the Commissioner has required to participate in a remedial performance program prescribed by the regulations and whose performance as a police officer after having participated in that program is, in the Commissioner's opinion, still unsatisfactory.
(4)The Commissioner may make an order under subsection (2) or (3) whether or not the misconduct or unsatisfactory performance has been the subject of a complaint under Part 8A and whether or not the police officer has been prosecuted or convicted for an offence in relation to the misconduct or unsatisfactory performance.
(5)Before making an order for reviewable action, the Commissioner:
(a)must cause to be served on the police officer a notice that identifies the misconduct or unsatisfactory performance (including all relevant facts and circumstances) on the basis of which the Commissioner intends to make the proposed order, and
(b)must give the police officer 7 days from the date of service of the notice within which to serve notice on the Commissioner that he or she intends to make written submissions to the Commissioner in relation to the proposed order, and
(c)must take into consideration any written submissions received from the police officer:
(i)during the period of 7 days referred to in paragraph (b), or
(ii)if during that period the police officer serves notice on the Commissioner as referred to in paragraph (b), during the period of 21 days following the date on which that notice is served.
(6)As soon as practicable after making an order for reviewable action, the Commissioner must cause written notice that the order has been made to be served on the police officer concerned. The notice must be served personally or (if personal service is impracticable) by post.
(7)The written notice must contain the terms of the order and must indicate:
(a)the misconduct or unsatisfactory performance (including all relevant facts and circumstances) on the basis of which the order has been made, and
(b)whether the order results from a complaint that has been investigated, or is being investigated, under Division 5 of Part 8A, and
(c)the Commissioner's reasons for making the order.
(8)An order for action referred to in subsection (2) takes effect:
(a)in the case of non-reviewable action, when the order is made, or
(b)in the case of reviewable action, at the expiry of the time within which an application for a review of the order may be made under section 174 or, if such an application is made within that time, when the application is finally determined.
(9)Except as provided by Division 1A:
(a)no tribunal has jurisdiction or power to review or consider any decision or order of the Commissioner under this section, and
(b)no appeal lies to any tribunal in connection with any decision or order of the Commissioner under this section.
In this subsection, tribunal means a court, tribunal or administrative review body, and (without limitation) includes the Industrial Relations Commission.
(10)Nothing in this section limits or otherwise affects the jurisdiction of the Supreme Court to review administrative action.
(11)Nothing in Division 1A limits or otherwise affects the Commissioner's power to vary or revoke an order in force under this section.
(12)Despite section 31, the Commissioner's functions under this section may only be delegated to a member of the NSW Police Force who is senior to the police officer in respect of whom those functions are being exercised.
181D Commissioner may remove police officers
(1)The Commissioner may, by order in writing, remove a police officer from the NSW Police Force if the Commissioner does not have confidence in the police officer's suitability to continue as a police officer, having regard to the police officer's competence, integrity, performance or conduct.
(2)Action may not be taken under subsection (1) in relation to a Deputy Commissioner or Assistant Commissioner except with the approval of the Minister.
(3)Before making an order under this section, the Commissioner:
(a)must give the police officer a notice setting out the grounds on which the Commissioner does not have confidence in the officer's suitability to continue as a police officer, and
(b)must give the police officer at least 21 days within which to make written submissions to the Commissioner in relation to the proposed action, and
(c)must take into consideration any written submissions received from the police officer during that period.
(4)The order must set out the reasons for which the Commissioner has decided to remove the police officer from the NSW Police Force.
(5)The removal takes effect when the order is made.
(6)(Repealed)
(7)Except as provided by Division 1C:
(a)no tribunal has jurisdiction or power to review or consider any decision or order of the Commissioner under this section, and
(b)no appeal lies to any tribunal in connection with any decision or order of the Commissioner under this section.
In this subsection, tribunal means a court, tribunal or administrative review body, and (without limitation) includes the Industrial Relations Commission.
(7A) Nothing in this section limits or otherwise affects the
jurisdiction of the Supreme Court to review administrative action.
(7B) Nothing in Division 1C limits or otherwise affects the
Commissioner's power to vary or revoke an order in force under this section.
(8)For the purposes of this Act, removal of a police officer from the NSW Police Force under this section has the same effect as if the police officer had resigned (or, in the case of a police officer who is of or above the age of 55 years, had retired) from the NSW Police Force.
(9)The Commissioner may take action under this section despite any action with respect to the removal or dismissal of the police officer that is in progress under some other provision of this Act and despite the decision of any court with respect to any such action.
39Both the appellant and the respondent submitted that Pt 9 of the Police Act did not apply to probationary constables. The appellant, in particular, submitted that the provisions and application of ss 173 and 181D could not, in reality, apply to probationary constables. Accordingly, it was said that Pt 9 should be construed as reflecting the intention of the legislature that its provisions not apply to probationary constables.
40At the heart of this submission is the power given to the Commissioner by s 80(3) to dismiss a probationary police officer "at any time and without giving any reason." Such a power would be incompatible with the type of orders that might be made by the Commissioner under s 173(2). A probationary constable, being at the lowest rank, could not have his or her rank, grade or seniority reduced or any salary increment deferred. Furthermore, it was said, that provisions such as s 173(5) would be irrelevant to and inconsistent with any right of dismissal at any time and without giving any reasons therefor.
41Because of the conclusion to which we have come and the reasons therefor, it is not necessary for us to consider the correctness of that part of the submission that deals with the application of Pt 9 to probationary police officers. However, the provisions of Pt 9 as a whole serve to contrast the position of police officers generally with probationary constables.
42Division 1 of Pt 9 provides for the taking of non-reviewable action or reviewable action by the Commissioner in the case of misconduct or unsatisfactory performance. There are detailed provisions to ensure, in summary terms, that natural justice is afforded to any police officer against whom the Commissioner determines to take action under this Division. The Commissioner is bound to take the steps set out in s 173(5) including adherence to the time limits which are set out. Furthermore, after making an order for reviewable action, the Commissioner is bound to comply with the provisions of s 173(6) and (7).
43Significantly, s 173(9) forbids the review or consideration of any decision or order of the Commissioner made under s 173 and forbids the making of any appeal from such a decision other than as set out in the provisions of Div 1A. It is clear, in our opinion, that with respect to reviewable action there is an intention on the part of the legislature to establish a separate mechanism for the review of and appeal from any decision of the Commissioner made under s 173.
44Indeed, this conclusion is reinforced by the provisions of Div 1A, which set out the function and powers of the IRC in reviewing any order made by the Commissioner under Div 1. These detailed provisions must, by necessity, indicate that there is established an exclusive regime to deal with the review of any such order. Following the mandatory conciliation process, the Commission's powers are circumscribed by s 177. The manner in which the powers are to be exercised is dealt with in ss 178 to 180. Some only of the provisions of the Act are said to apply.
45Division 1B allows summary removal of police officers in whom the Commissioner does not have confidence.
46The power of the Commissioner to remove police officers and the processes that must be taken by the Commissioner in effecting such a removal are set out in detail in s 181D. The sole ground is a loss of confidence in the officer's suitability to continue as a police officer. That loss of confidence must result from "competence, integrity, performance or conduct."
47As is the case of reviewable action taken under Div 1A, there are provisions which limit the review or consideration of, or an appeal taken from, any decision or order of the Commissioner made under s 181D. There is specifically preserved the right of review inherently vested in the Supreme Court of New South Wales with respect to administrative action. Apart from this, matters of review, consideration or appeal are to be dealt with exclusively by Div 1C. This vests the power and function of review within the Industrial Relations Commission.
48Significantly, however, there are detailed provisions contained within Div 1C that apply to the function and powers of the Commission in conducting a review. By way of example:
a) The Commissioner is obliged to make available to the applicant all of the documents and other material on which the Commissioner has relied. (s 181E(3))
b) The Commission is constrained to proceed in a particular manner taking steps in a particular order. (s 181F(1))
c) There is specific provision creating a burden of satisfying the Commission in s 181F(2).
d) The Commission is compelled to take into account the interests of the applicant and the public interest including the interests of maintaining the integrity of the NSW Police Force and the fact that the Commissioner has made an order under s 181D. (s 181F(3)).
e) Certain provisions of the Industrial Relations Act 1996 are deemed to apply by s 181G but are modified. Significantly, s 163 is significantly modified in terms of the adducing of new evidence.
f) There are restrictions on the compellability of certain persons to give evidence, as set out in s 181H.
g) Certain provisions of the Evidence Act are specifically modified as referred to in s 181I.
h) The power and functions of the Commission may only be exercised by a judicial member.
49It may be deduced from the detailed provisions contained within Div 1C that the legislature intended to establish an exclusive regime to deal with any review or consideration of, or appeal from, a decision of the Commissioner made under s 181D.
50As we have already stated, we consider that the provisions of Pt 9 of the Police Act are indicative of a comprehensive regime to deal with these matters. Our conclusion accords with observations concerning these provisions contained within the judgment of Spigelman CJ in Commissioner of Police of New South Wales v Industrial Relations Commission of New South Wales [2009] NSWCA 198; (2009) 185 IR 458 at [26] and following.
51In his submissions, the respondent sought to characterise the right of dismissal given under s 80(3) of the Police Act as one that would accommodate the application of Pt 6 of Ch 2 of the Act. This is, as the appellant submitted, an overly simplistic view of the provisions of s 80(3) of the Police Act without an appropriate consideration of the words used in the subsection and the context in which the subsection operates, namely given the presence in the Police Act of Pt 9.
52The right of dismissal under s 80(3) of the Police Act applies to a probationary police officer with all of the notions attaching to someone who is engaged on a probationary basis. The section specifically provides that the dismissal may occur at any time and without giving any reason. This is indicative of a large measure of discretion, in terms of the dismissal of probationary police officers. The entitlement to dismiss without notice and, significantly, without giving any reason of any kind, is to be contrasted with the detailed provisions contained within Pt 9 of the Police Act and in particular s 181D which establishes a protocol binding on the Commissioner that must be undertaken before any order is made under that section. The giving of notice, and the requirement to take into consideration any written submissions are in stark contrast to the circumstances in which the power under s 80(3) may be exercised. Likewise, the manner in which s 80(3) of the Police Act is framed is indicative of the intention of the legislature to exclude a dismissal under s 80(3) from the power and jurisdiction of the Commission under Pt 6 of Ch 2 of the Act, for reasons which we have earlier discussed.
53The respondent submitted that the conclusion to which we have come has the effect of depriving a probationary constable of rights that are given to other employees under s 84 of the Act and leaves such a person with no remedy in the case of a dismissal which is harsh, unreasonable or unjust, save that may be available at common law. Such a submission has some substance. However, there are two significant reasons why it should not alter the conclusion we have reached in this matter. The first is that the construction of the Police Act is, as we have discussed, clear.
54We note that in Nassar v Public Service Board (1986) 16 IR 394, the Full Commission of the Industrial Commission of South Australia dealt with an application by a community welfare worker who had been employed on a 12 month period of probation and whose services had been dispensed with before the expiry of that period. He had brought proceedings under the then Industrial Conciliation and Arbitration Act 1972 (SA) , applying for reemployment on the ground that the dismissal was harsh, unjust or unreasonable. At first instance, and on appeal, it was held that there was no jurisdiction to deal with such a matter. The circumstances of his employment were governed by the then Public Service Act 1967 (SA), which provided in effect that every person first appointed to an office in the Public Service shall be appointed in the first instance on probation and that the services of such a person "may be dispensed with by the appointing authority at any time during his period of probation." The Commission at first instance and on appeal held that there was a necessary implication by reason of the Public Service Act "that a person on probation should have no access to s 31 of the Industrial Act in the event of a termination of his services during the period of his probation." (At 395.) The Full Commission said:
In the event of termination, it seems inconceivable that the legislature would have intended that a public servant should be governed, according to whether or not he is on probation, by two entirely separate and unrelated sets of review procedures and by two entirely separate and unrelated reviewing authorities. In a case where the appointing authority is the Governor it also seems inconceivable that the legislature would have intended that the Industrial Commission should have jurisdiction and power to interfere with a decision by the Governor ... to dispense with the services of a person on probation during the period of probation. If the intention was that the termination of a person on probation should be reviewable, surely the legislature would have adopted the simple and straightforward expedient of enlarging the scope of the review procedures of the Public Service Act .
(At 395-6)
55Secondly, the counterpoint to the respondent's submission is that the construction proposed by the respondent, namely, that the probationer would have rights under s 84 of the Act would result, as the appellant submitted, in the probationary constable effectively having greater rights than the constable in the case of a dismissal or removal (given the limitations imposed by Pt 9 of the Police Act).