Grounds 4, 5, 6(a) and (c), 7 and 8
53 Grounds 4, 5, 6(a) and (c), 7 and 8 express Comcare's core complaint in various ways. In support of these grounds, Comcare contended that the Tribunal failed to consider the entirety of its submission that it was not liable to pay compensation under s 14 of the SRC Act in respect of Ms Wiggins' "injury" because that "injury" (in the nature of a disease) was covered by the exclusion in s 5A(1). This was because, so Comcare's argument ran, the Tribunal did not address its claim that Ms Wiggins would not have suffered her "ailment" (being a "disease") without the 31 January 2014 meeting. This also led to Comcare's overarching submission that the Tribunal misapplied ss 5A and 5B of the SRC Act.
54 Comcare's complaint centred on what it said was the Tribunal's failure to grapple with the medical evidence, which, according to it, meant that the Tribunal did not consider whether Ms Wiggins' ailment "was contributed to, to a significant degree, by" the administrative action on 31 January 2014 or both administrative actions on 31 January 2014 and 21 February 2014. The result was, so Comcare said, that the Tribunal did not complete its statutory task and erred in concluding that the exclusion in s 5A(1) of the SRC Act did not apply.
55 For the following reasons, I reject Comcare's submissions in this regard.
56 Any consideration of Comcare's submission that the Tribunal failed to consider whether the 31 January 2014 meeting (alone or in conjunction with the 21 February 2014 meeting) attracted the "reasonable administrative action" exclusion in s 5A(1) of the SRC Act calls for consideration of the causal connection on which the exclusion depends. In Martin the High Court stated (at [44]-[45] and [47]):
[44] The application of the definition of disease in s 5B(1) means that, to have suffered a disease falling within s 5A(1)(a), the employee must have suffered an ailment or aggravation of an ailment that was contributed to, to a significant degree, by the employee's employment. In excluding from the definition of an injury compensable under the Act a disease that is suffered by an employee "as a result of" reasonable administrative action taken in a reasonable manner in respect of the employee's employment, s 5A(1) is naturally read as referring to the contribution made to the suffering of the disease by an event in the course of the employee's employment which answers that description of reasonable administrative action.
[45] When the exclusionary phrase is so read, it becomes apparent that an employee has suffered a disease "as a result of" administrative action if the administrative action is a cause in fact of the disease which the employee has suffered. The administrative action need not be the sole cause. There may be multiple causes, some of which might even be related to other aspects of the employee's employment. What is necessary is that the taking of the administrative action is an event without which the employee's ailment or aggravation would not have been a disease: it would not have been contributed to, to a significant degree, by the employee's employment. …
…
[47] Having regard to the text and structure of ss 5A and 5B, and consistently with the statutory purpose of the exclusion in s 5A(1), what is required to meet the causal connection connoted by the exclusionary phrase in s 5A(1) in its application to a disease within s 5A(1)(a) is therefore that the employee would not have suffered that disease, as defined by s 5B(1), if the administrative action had not been taken. That is to say, the causal connection is met if, without the taking of the administrative action, the employee would not have suffered the ailment or aggravation that was contributed to, to a significant degree, by the employee's employment.
(Emphasis added)
57 In the present case, as in Martin and in Lim, there was no dispute that Ms Wiggins suffered from an ailment, to which her employment with the AFP contributed to, to a significant degree: see Lim at [41]. As the Full Court explained in Lim at [41]:
In this circumstance, applying Comcare v Martin, to satisfy the causal requirement in the exclusion in s 5A(1), the Tribunal had to be satisfied that Dr Lim would not have suffered an ailment (or aggravation of an ailment) if the [relevant administrative action] had not been taken.
58 Reading the Tribunal's reasons fairly and as a whole, however, I would not infer from the Tribunal's stated appraisal of the evidence and its findings that it failed to turn its mind to whether the 31 January 2014 meeting relevantly contributed to Ms Wiggins' ailment. Indeed, the Tribunal made clear findings of fact that excluded the 31 January 2014 meeting as a cause of Ms Wiggins' disease.
59 First, the Tribunal found that at the 31 January 2014 meeting Ms Wiggins "accepted constructive advice and resolved to improve her performance"; "[t]he meeting was conducted in a positive manner", and "she felt more able to approach [Mr Withers]" (Reasons at [86]). This assessment of the 31 January 2014 meeting was consistent with the evidence given by both Ms Wiggins and Mr Withers. Ms Wiggins' evidence in the Tribunal proceeding was that this meeting was a "good meeting", where the discussion was "fair and reasonable", "[a]micable and calm". Ms Wiggins said in evidence that she felt positive about the 31 January 2014 meeting. Mr Withers' evidence in the Tribunal proceeding was that the 31 January 2014 was "beneficial" and he was "pleasantly surprised that [Ms] Wiggins had adopted such a positive response to the conversation".
60 Secondly, the Tribunal's findings with respect to the 31 January 2014 meeting can be contrasted with the findings it made with respect to the 21 February 2014 counselling meeting. Its findings with respect to the 21 February 2014 meeting were very different, including that at the February meeting "Mr Withers addressed Ms Wiggins in a raised voice and made accusations of misconduct against her, leading to Ms Wiggins becoming more and more upset and distraught, with the threat of escalation to the Superintendent being particularly worrying and causing her to cry" (at [89]). The Tribunal also found (at [90]-[91]) that, at the 21 February 2014 meeting, Mr Withers was "aggressive in berating … and criticising" Ms Wiggins and that he "intimidated Ms Wiggins, causing trauma that led to her psychological condition".
61 While the Tribunal made a number of what senior counsel for Ms Wiggins called "subsidiary findings" at this point in its reasons (including that Ms Wiggins was not given any forewarning by Mr Withers of his intention to discuss her dealings with the SOS, that she was not asked for her version of events during the meeting, that she was not invited to have a support person present, and that she was not provided with contemporaneous notes and given a chance to comment on them: see [91]), it is tolerably clear that the key reason for the Tribunal's conclusion that the administrative action of 21 February 2014 was not taken in a reasonable manner was its finding regarding Mr Withers' aggressive and intimidating conduct on that occasion. This is confirmed by the Tribunal's statement (at [92] of its Reasons) that, "[e]ven if the meeting was intended to be a counselling session where prior notice and the presence of a support person were not necessary, the intimidating behaviour and demeanour exhibited by Mr Withers towards Ms Wiggins would be characterised as conduct that was not taken in a reasonable manner".
62 Thirdly, the Tribunal expressly noted that Ms Wiggins had consulted a doctor on 3 February 2014 (some days after the 31 January meeting) suffering from stress, "but was not diagnosed as suffering from a disease … prior to 21 February 2014 as she had no incapacity for work or impairment and had no diagnosable condition" (at [70], emphasis added). Instead, in the same paragraph, the Tribunal specifically found that "Ms Wiggins would not have suffered the chronic adjustment disorder with depressed and anxious mood with features of traumatisation if the counselling meeting on 21 February 2014 had not taken place".
63 It is clear from the Tribunal's analysis that it considered whether the 31 January 2014 and/or the 21 February 2014 meeting had "caused" Ms Wiggins' ailment in the sense that either alone or together one or other meeting had contributed to that ailment, to a significant degree, for the purposes of s 5B(1) (and s 5A(1)(a)); and found that it was the 21 February 2014 meeting alone, and not the 31 January 2014 meeting, that satisfied this causal requirement. In substance, the Tribunal found that, in contrast to the 21 February 2014 meeting, the 31 January 2014 meeting was not a cause of Ms Wiggins' ailment. The finding was supported by its finding about Ms Wiggins' and Mr Withers' perceptions of the 31 January 2014 meeting and its contrasting findings about Mr Withers' conduct at the 21 February 2014 meeting and Ms Wiggins' response to that conduct.
64 In the circumstances of this case, it was, as senior counsel for Ms Wiggins submitted, unnecessary for the Tribunal to refer to what the psychiatrists had said in their reports about the critical events in PNG involving Ms Wiggins and Mr Withers. Neither of the psychiatrists whose reports were in evidence had direct knowledge of those events. Insofar as either psychiatrist expressed an opinion touching on the issue of causation, his opinion was dependent on what he understood and recorded Ms Wiggins as having said to him at the time he met with her. The psychiatrists, moreover, made relevantly different statements about the two meetings: see [48]-[49]. If the Tribunal had confined its attention to the medical reports, there would have been no apparent reason to prefer the account in one report over the account in the other. Neither medical expert attended the Tribunal hearing in order to give evidence or to be available for cross-examination, presumably because there was no ongoing dispute between the parties about the nature of Ms Wiggins' ailment and the fact that her employment with the AFP had contributed to it, to a significant degree. The Tribunal was not required to choose between the two medical reports, though, because this was a case in which the Tribunal had the advantage of hearing directly from various witnesses, including Ms Wiggins, who gave evidence before the Tribunal about the critical events, especially in January and February 2014, and were questioned about their evidence. I accept that, as senior counsel for Ms Wiggins submitted, in applying the relevant provisions of the SRC Act in accordance with Martin and Lim, the Tribunal relied on this evidence, as it was entitled and proper to do.
65 I reject Comcare's submission that the Tribunal was bound to address Dr Mendelson's opinion, as recorded in his report, that "the 'interactions' between Ms Wiggins and Sergeant Withers on 31 January 2014 and 21 February 2014 … had exacerbated the emotional symptoms that she said had developed gradually during December 2013 and January 2014". Nor was it bound to consider the status of Dr Mendelson's opinion considered in light of Dr Paoletti's earlier report. Comcare's argument at this point depends on the proposition that the Tribunal was required to have regard to the medical evidence in ruling on the causal requirement in the exclusion in s 5A(1) and erred in making its ruling on the basis of its assessment of the non-medical evidence.
66 Contrary to Comcare's submissions, Rodriquez is distinguishable from the present case. That case concerned a challenge to a Tribunal finding that the applicant had not discussed certain incidents with his doctor, from which the Tribunal inferred that the applicant "was no longer concerned about them and as such that they no longer explained the continuation of his condition" (at [20]). A number of medical experts had given evidence that the incidents, which were work-related, were the cause of a disorder which continued. The medical experts were questioned before the Tribunal. In addressing a submission that the Tribunal was able to find as it did because one of its members was medically qualified, Kiefel J stated (at [25]-[27]):
[25] The Tribunal is not bound by the rules of evidence (s 33 of the Administrative Appeals Tribunal Act 1975 (Cth)) and may inform itself in such a manner as it thinks appropriate. This does not mean that the rules of evidence are to be ignored. The more flexible procedure provided for does not justify decisions made without a basis in evidence having probative force: Re Pochi and Minister for Immigration and Ethnic Affairs (1979) 2 ALD 33 at 41; 26 ALR 247 at 256; 36 FLR 482 at 492, referring to Consolidated Edison Co v National Labour Relations Board 305 US 197 (1938) at 229; R v War Pensions Entitlement Appeal Tribunal; Ex parte Bott (1933) 50 CLR 228 at 256. The drawing of an inference without evidence is an error of law: Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321 at 355-6; 21 ALD 1 at 23-4; 94 ALR 11 at 37-8; Repatriation Commission v Maley (1991) 24ALD 43 (Full Court). Similarly such error is shown when the tribunal bases its conclusion on its own view of a matter which requires evidence. In Collector of Customs (Tasmania) v Flinders Island Community Association (1985) 7 FCR 205 at 210; 8 ALN N102; 60 ALR 717 at 722 a Full Court of this court held that it was unjustifiable, and therefore legally erroneous, for a tribunal to base its conclusion upon its own understanding of traditional aboriginal concepts of community ownership and interests, in the absence of any evidence on the matter.
[26] It may be said that expert evidence is sometimes over-utilised and is called in situations where an arbiter of fact is in a position to determine the matter for itself. Sometimes all that is necessary is for a method or process to be explained, so that the court or tribunal can then apply it to the facts it finds. On the other hand, there are cases where a whole question is, in effect, relegated to experts to give evidence upon it. This was such a case. The tribunal was not put in a position where it could simply draw its own inferences. In an area which required an understanding of a disorder it could only receive the opinions, have the bases for them explained if they differed and apply logic to determine which were to be accepted.
[27] Given my view as to the need for expert medical opinion on the topic, it is not necessary for me to consider the balance of the Tribunal's reasoning. It was certainly open to the Tribunal to consider the focus of the applicant's evidence, if it had guidance from the medical evidence as to what to make of it, given the applicant's condition. …
(Emphasis added)
67 By the time of the hearing, Comcare had conceded a number of issues on which Ms Wiggins' claim depended: see [13] above. Bearing this in mind and that neither Dr Paoletti nor Dr Mendelson attended the Tribunal hearing to give evidence or be questioned, the present was clearly not a case in which the causal requirement in the exclusion in s 5A(1) had been "relegated" to the medical experts (see at [26] in the above passage). Rather, as stated already, the Tribunal in this case heard evidence from various witnesses with knowledge of the critical events, including Ms Wiggins. In contrast to Rodriquez, it was clearly open to the Tribunal on the basis of this evidence to find that Ms Wiggins would not have suffered the ailment if the 21 February 2014 counselling meeting had not taken place, and that the 31 January 2014 meeting was not a cause of her ailment.
68 In these circumstances, grounds 4, 5, 6(a) and (c), 7 and 8 are not made out. In terms of questions 1 and 2, Comcare has not shown that "the Tribunal failed to exercise its jurisdiction according to law in the construction and application of s 5A and 5B of the SRC Act". Nor has it shown that "the Tribunal failed to exercise its jurisdiction according to law in failing to address a substantial, clearly articulated argument relying upon established facts as to the proper construction and application of s 5A and 5B of the SRC Act".