The Appeal to this Court
44 As mentioned at [8] and [9] of these reasons, the appellant relies on a single ground of appeal. The essential point is that the primary judge failed to apply to the facts the relevant principles identified in SZTKE v MIBP which in turn are those principles identified by the High Court in SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 228 CLR 152 ("SZBEL v MIMIA").
45 In SZTKE v MIBP, the appellant, a citizen of Sri Lanka and applicant for a Protection (Class XA) visa, claimed that the following events had taken place:
He had been detained in a camp by the Sri Lankan army during the civil war;
While detained, he was physically abused in the course of interrogation;
He was released after members of his family paid a bribe to persons they believed were from the Criminal Investigation Division (the "CID");
Subsequently, on two separate occasions, CID agents attended his workplace and made enquiries about his whereabouts;
He applied for and received a Sri Lankan passport, with the assistance of an agent, who paid a bribe to the passport officer;
When departing Sri Lanka for India, he was questioned as he passed through security, but his agent intervened and paid another bribe;
Upon his return to Sri Lanka having been told that the situation had improved, CID agents again attended his workplace, this time on three occasions, and sought him out; and
Around that time, Sri Lankan authorities began arresting people who had previously been detained in camps and he feared for his safety as a result.
46 The delegate of the Minister, in rejecting the application, accepted for the large part that the aforementioned events had indeed transpired as recounted by the appellant, however, disbelieved that the CID had come looking for him and did not accept that anyone from the CID or the Sri Lankan authorities was searching for or interested in the appellant.
47 The delegate's decision was affirmed by the Refugee Review Tribunal, which had in turn not accepted a number of the findings made by the delegate and had also formed the view that it did not consider the appellant to be a credible witness. Rather than list out each of the various departures, of which there were several, it suffices to say that the relevant departures related to the alleged payment of bribes on the three separate occasions.
48 First, although the Tribunal accepted that the appellant was detained in a detention camp, it did not accept that he was released after the payment of a bribe. Second, the Tribunal did not accept that the appellant received a passport by virtue of the payment of a bribe. Third, the Tribunal did not accept that the appellant had any need to pay a bribe in order to depart Sri Lanka for India.
49 An application for judicial review to the Federal Circuit Court was dismissed. On appeal to the Federal Court of Australia (the "Federal Court"), the appellant relied upon six grounds, with ground one being that:
His Honour should have found that the Tribunal committed jurisdictional error by failing to comply with its obligations under s 425 of the Act. His Honour erred in his findings (SZTKE v Minister for Immigration & Anor [2015] FCCA 103 at [13]-[21]).
Particulars
a. The Tribunal rejected the Appellant's credibility by virtue of the matters set out at CB210 [46]-[52]. The Tribunal failed to provide the Appellant with an opportunity to give evidence and present arguments in relation to the same.
b. The Delegate accepted the credibility of the applicant's account concerning his detention in a detention centre (including his account of being released by virtue of a payment of a bribe) (CB 114) and his account of obtaining his passport and departing the country through the payment of a bribe (CB 115). The Tribunal rejected the plausibility of the Appellant's account in these respects without informing the Appellant that it had doubts [about] these aspects of his account and providing him with an opportunity to give evidence and present arguments in relation to the same[.]
50 In SZTKE v MIBP, Bromberg J considered the relevant legal principles to be applied in determining whether the Tribunal has discharged the statutory obligation of providing an applicant with an opportunity to give evidence and present arguments relating to the issues arising in relation to the decision under review. His Honour said this:
34 What is required is that the appellant be somehow alerted to the fact that the issue is live. That may be done in a number of different ways including by the Tribunal challenging what the applicant has said and asking the applicant to explain why his or her account should be accepted. But, that does not require the Tribunal to put to the applicant (in so many words) that he or she is lying or embellishing, nor to disclose what it is minded to decide.
35 Counsel for the Minister submitted, "as long as there's nothing the tribunal member says that gives the appellant the impression his evidence will be accepted then that is sufficient," and that "nowhere in that passage could it be suggested to the appellant that his claim about offering a bribe to be released from detention was going to be accepted or that the delegate's finding was going to stand in relation to that point. So there has been no procedural unfairness … ." That was in keeping with the Minister's submission elsewhere that it was sufficient for the appellant to have been given an opportunity to explain himself in regard to a particular issue.
36 I do not accept those submissions. More is required than that the Tribunal abstain from positively indicating to an appellant that his or her account will be accepted. More is required than that an appellant be merely given an opportunity to explain himself or herself. So much is evident from the fact that in SZBEL the relevant evidence was "elicited" by the Tribunal without further comment and that, notwithstanding that elicitation, it was held that procedural fairness had not been afforded. There must be something that indicates to the appellant that the issue is live.
[emphasis added]
51 Bromberg J, in allowing the appeal, found that the Tribunal did not sufficiently identify to the appellant that the first issue of whether a bribe had been paid in order for the appellant to leave the detention camp and the second issue of whether a bribe had been paid in order to procure a passport (which were matters accepted by the delegate), were "issues arising" or issues alive in relation to the decision under review.
52 In SZBEL v MIMIA, the High Court (Gleeson, Kirby, Hayne, Callinan and Heydon JJ) considered s 425 of the Act and the obligations of the Tribunal under that section. In that case, the appellant relied upon a statutory declaration in support of his protection visa application which set out, among other things, three "elements". A delegate of the Minister refused the application but, in doing so, "dealt directly" with only one of the three elements. On appeal to the Refugee Review Tribunal, that Tribunal affirmed the decision to refuse the visa application, having found all three of the elements detailed in the statutory declaration to be implausible. The High Court, however, held that although the appellant was questioned about various matters, at no stage did the Tribunal identify the other two elements as "important issues", nor did it "challenge what the appellant said" nor "say anything to him that would have revealed to him that these were live issues" (SZBEL v MIMIA at [43]).
53 At [32], the Court observed that the Full Federal Court in Commissioner for Australian Capital Territory Revenue v Alphaone Pty Ltd (1994) 49 FCR 576 at 590-591, "rightly" stated that:
It is a fundamental principle that where the rules of procedural fairness apply to a decision-making process, the party liable to be directly affected by the decision is to be given the opportunity of being heard. That would ordinarily require the party affected to be given the opportunity of ascertaining the relevant issues and to be informed of the nature and content of adverse material.
[High Court emphasis]
54 The Court also said this at [33] to [35]:
33 The Act defines the nature of the opportunity to be heard that is to be given to an applicant for review by the Tribunal. The applicant is to be invited "to give evidence and present arguments relating to the issues arising in relation to the decision under review". The reference to "the issues arising in relation to the decision under review" is important.
34 Those issues will not be sufficiently identified in every case by describing them simply as whether the applicant is entitled to a protection visa. The statutory language "arising in relation to the decision under review" is more particular. The issues arising in relation to a decision under review are to be identified having regard not only to the fact that the Tribunal may exercise all the powers and discretions conferred by the Act on the original decision-maker (here, the Minister's delegate), but also to the fact that the Tribunal is to review that particular decision, for which the decision-maker will have given reasons.
35 It is also important to recognise that the invitation to an applicant to appear before the Tribunal to give evidence and make submissions is an invitation that need not be extended if the Tribunal considers that it should decide the review in the applicant's favour. Ordinarily then, as was the case here, the Tribunal will begin its interview of an applicant who has accepted the Tribunal's invitation to appear, knowing that it is not persuaded by the material already before it to decide the review in the applicant's favour. That lack of persuasion may be based on particular questions the Tribunal has about specific aspects of the material already before it; it may be based on nothing more particular than a general unease about the veracity of what is revealed in that material. But unless the Tribunal tells the applicant something different, the applicant would be entitled to assume that the reasons given by the delegate for refusing to grant the application will identify the issues that arise in relation to that decision.
[original emphasis]
55 The Court at [37] then gave the following very clear, simple and obvious illustration of the principle presently under consideration:
… Suppose (as was the case here) the delegate concludes that the applicant for a protection visa is a national of a particular country (here, Iran). Absent any warning to the contrary from the Tribunal, there would be no issue in the Tribunal about nationality that could be described as an issue arising in relation to the decision under review. If the Tribunal invited the applicant to appear, said nothing about any possible doubt about the applicant's nationality, and then decided the review on the basis that the applicant was not a national of the country claimed, there would not have been compliance with s 425(1); the applicant would not have been accorded procedural fairness.
[emphasis added]
56 The Court also made these observations:
47 First there may well be cases, perhaps many cases, where either the delegate's decision, or the Tribunal's statements or questions during a hearing, sufficiently indicate to an applicant that everything he or she says in support of the application is in issue. That indication may be given in many ways. It is not necessary (and often would be inappropriate) for the Tribunal to put to an applicant, in so many words, that he or she is lying, that he or she may not be accepted as a witness of truth, or that he or she may be thought to be embellishing the account that is given of certain events. The proceedings are not adversarial and the Tribunal is not, and is not to adopt the position of, a contradictor. But where, as here, there are specific aspects of an applicant's account, that the Tribunal considers may be important to the decision and may be open to doubt, the Tribunal must at least ask the applicant to expand upon those aspects of the account and ask the applicant to explain why the account should be accepted.
48 Secondly, as Lord Diplock said in F Hoffmann-La Roche & Co AG v Secretary of State for Trade and Industry [1975] AC 295 at 369:
"the rules of natural justice do not require the decision maker to disclose what he is minded to decide so that the parties may have a further opportunity of criticising his mental processes before he reaches a final decision. If this were a rule of natural justice only the most talkative of judges would satisfy it and trial by jury would have to be abolished."
Procedural fairness does not require the Tribunal to give an applicant a running commentary upon what it thinks about the evidence that is given. On the contrary, to adopt such a course would be likely to run a serious risk of conveying an impression of prejudgment.
49 Finally, even if the issues that arise in relation to the decision under review are properly identified to the applicant, there may yet be cases which would yield to analysis in the terms identified by the Full Court of the Federal Court in Alphaone. It would neither be necessary nor appropriate to now foreclose that possibility.
[original emphasis]