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[2012] HCA 22
High Court of Australia
2012-04-20
French CJ, Bell JJ
Original judgment source is linked above.
D J Williams SC with L D D Keke for the appellant (instructed by Leo D. Keke, Solicitor and Notary Public)
R M Niall SC with K L Walker for the first respondent (instructed by Department of Justice and Border Control)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
High Court of Australia − Original jurisdiction − Matter arising under laws made by Parliament − Appeal from Supreme Court of Nauru pursuant to s 5 of Nauru (High Court Appeals) Act 1976 (Cth) − Supreme Court of Nauru held that transfer of land to appellant was invalid because President of Nauru had not approved transfer − After conclusion of proceeding in Supreme Court of Nauru appellant discovered document bearing President's signature and approving transfer to appellant − Whether fresh evidence can be received on appeal to High Court from Supreme Court of Nauru − Whether appellant could have discovered document by exercise of reasonable diligence at time of proceeding in Supreme Court of Nauru.
Words and phrases - "appeal", "fresh evidence", "original jurisdiction".
"the considerations which favour a power to permit further evidence on appeal are stronger at the level of a first rather than an ultimate appeal. Contrary to what once was the case, it is extremely unusual now for an appeal to be brought directly to this Court from a decision at first instance in a State Supreme Court." (footnote omitted)
The present appeal brought in the original jurisdiction of this Court is, as the Nauru Appeals Act contemplates, an appeal against a first instance decision of a judge of the Supreme Court of Nauru exercising original jurisdiction.
"The word 'appeal' is now used to describe many different forms of proceeding: appeals on questions of law, appeals by way of rehearing, appeals by rehearing de novo, appeals which, on examination, can be seen to be an exercise of original jurisdiction." (footnotes omitted)
Of particular significance in this context is the range of matters which may come before this Court in the exercise of the jurisdiction conferred by s 5 of the Nauru Appeals Act.
"The fact which the new evidence tends to prove, if it does not itself form part of the issue, must be well nigh decisive of the state of facts upon which the issue depends. The evidence must be so persuasive of the existence of the fact it tends to prove that a finding to the contrary, if it had been given, would, upon the materials before the court, appear to have been improbable if not unreasonable."
Further, the applicant for a new trial must show that no reasonable diligence upon his part would have enabled him or her to adduce the evidence upon the former trial[23].
"there is no express power to receive evidence. Authority for an [appellate] court to receive further evidence must come from a grant of legislative power in addition to a mere grant of appellate jurisdiction.[31] Historically, a simple grant of appellate jurisdiction required the court to determine whether the decision was correct on the facts and law existing at the time the primary decision was given.[32] Appeals are creatures of statute and the source of the powers to receive fresh evidence must arise expressly or by implication from the statute that defines the conditions and limits the exercise of the power.[33] In s 5 ... Parliament chose to style the proceeding as an appeal without conferring any express power in the ... Act to admit fresh evidence."
The first respondent also submitted that the "choice of the word 'appeal' combined with an absence of any power to receive evidence in relation to an appeal from Nauru should be seen as deliberate and a power to receive evidence should not be implied."
"by differentiating between original and appellate jurisdiction and by making different provisions for their exercise, Ch III of the Constitution reinforces the notion that, when it refers to the appellate jurisdiction, it is speaking of appeals in their true or proper sense."
It follows that appeals in the original jurisdiction are not necessarily appeals in what the first respondent called "the strict sense". In Mickelberg v The Queen[38], Mason CJ also observed: "in 1900 or thereabouts a mere grant of appellate jurisdiction without more would not be understood as carrying with it a power to receive further evidence." But that proposition has no necessary application to a statute enacted in 1976 under s 76(ii) conferring a right of "appeal" in the original jurisdiction.
"It is not uncommon for intermediate appellate courts in Australia, including Courts of Criminal Appeal, to have conferred upon them, by statute, power to receive and act upon evidence which was not before the court of first instance. When such a power is exercised, what is involved is an exercise of original rather than strictly appellate jurisdiction."
However, Gleeson CJ went on to say[40]: "The relevant statute ordinarily defines the conditions and limits of the exercise of the power."
"It was pointed out in [Re Coldham; ex parte] Brideson [No 2] that 'the nature of [an] appeal must ultimately depend on the terms of the statute conferring the right [of appeal]'." (footnote omitted)
The statement in Re Coldham; ex parte Brideson [No 2][42] to which their Honours referred was made in the context of appeals against administrative decisions. But that statement, as widened by their Honours in the Coal and Allied case, supports the first respondent's contention that some statutory warrant must be found to justify the reception of fresh evidence on appeals from the Supreme Court of Nauru to the High Court, even though those appeals are in the original jurisdiction.
"apart from [a] special jurisdiction of the House of Lords, in the absence of statute there was and still is no basis for an appeal from a verdict of the common law courts. If a right of appeal is conferred by statute, the terms of the statutory grant determine the nature of the appeal and consequently the right, if any, to adduce further evidence on the appeal." (footnotes omitted)
"[The legislation under consideration] takes the course of referring a particular matter for hearing and determination to an existing court established as part of the judicial system of the State, the proceedings of which are regulated by a statutory enactment and a body of rules, and the authority of which is amplified by some, and qualified by other, provisions of the enactment, one qualification being the duty to state a case upon a question of law if required by a party. When such a course is adopted it is taken to mean, unless and except in so far as the contrary intention appears, that it is to the court as such that the matter is referred exercising its known authority according to the rules of procedure by which it is governed and subject to the incidents by which it is affected."
The first respondent relied on that doctrine for another purpose. But the appellant did not rely on it for the present purpose.
"(1) On the hearing of any matter, not being the trial of a cause, evidence may be given by affidavit or orally as the Court or Justice directs.
(2) At the trial of a cause, proof may be given by affidavit of the service of any document incidental to the proceedings in the cause, or of the signature of a party to the cause or his solicitor to any such document.
(3) The High Court or a Justice may at any time for sufficient reason order that any particular facts in issue in a cause may be proved by affidavit at the trial, or that the affidavit of any person may be read at the trial of a cause, on such conditions in either case as are just. But such an order shall not be made if any party to the cause desires in good faith that the proposed witness shall attend at the trial for cross-examination."
"Except as provided by the preceding provisions of this Act, or unless in any suit the parties agree to the contrary, testimony at the trial of causes shall be given orally in open court."
Sections 20 and 21 have been repealed, but their substance now appears in s 77H of the Judiciary Act 1903 (Cth) ("the Judiciary Act"). Is it open to this Court to find a power to receive fresh evidence by the following reasoning? When the Parliament gave the High Court jurisdiction to hear appeals from the Supreme Court of Nauru, the appeals were to be heard by the Court "exercising its known authority according to the rules of procedure by which it is governed and subject to the incidents by which it is affected."[45] Among these procedures and incidents in 1976 was the introduction of affidavit or oral evidence pursuant to s 20 or oral testimony pursuant to s 21. The same procedures and incidents exist now under s 77H of the Judiciary Act.
"This is an appeal by the Commissioner of Taxation from the decision of a Board of Review constituted under the Income Tax Assessment Act 1922‑1925. Under sec 51(6) of that Act the appeal may be brought from any decision of the Board which, in the opinion of this Court, involves a question of law. The Board, in its proceedings, did not exercise the judicial power of the Commonwealth, but an administrative function, namely, that of reviewing the Commissioner's assessments for the purpose of ascertaining the taxable income upon which tax should be levied. The appeal to this Court submits the ascertainment of the taxpayer's liability to judicial review and ascertainment, but the so-called appeal is a proceeding in the original, and not within the appellate, jurisdiction of the Court. It follows, I think, that the parties on this appeal are not limited to the material that was before the Board of Review, but are entitled to adduce before this Court such evidence in support of, or in answer to, the appeal as is relevant to the matter. The material before the Board and its decision and reasons should be brought before this Court, and the parties may use this material if they so desire, but further or additional evidence may be adduced, or the appeal may be conducted as an original cause brought in this Court. A taxpayer, however, is limited by the Act, sec 51(2), in such proceedings, to the grounds stated in his objection to the assessment, and an appellant should be limited to the grounds of appeal stated in his initiating process in this Court, that is, his notice of appeal, unless he obtain leave to amend it."
"It must be reasonably clear that if the evidence had been available at the first trial and had been adduced, an opposite result would have been produced or, if it is not reasonably clear that it would have been produced, it must have been so highly likely as to make it unreasonable to suppose the contrary. Again, reasonable diligence must have been exercised to procure the evidence which the defeated party failed to adduce at the first trial."
An unusually elaborate discretionary regime is found in the Supreme Court Civil Procedure Act 1932 (Tas), s 48. It provides:
"(1) On the hearing of any appeal a Full Court shall have power to receive further evidence upon questions of fact, and may take such evidence by oral examination in court or by affidavit, or may direct the same to be taken by a judge or an examiner, or a commissioner, or a judge of an inferior court of civil jurisdiction.
(2) Upon appeals in interlocutory applications, or in any case as to matters which have occurred after the date of the judgment, order, or other determination from which the appeal is brought, such further evidence may be given without special leave.
(3) Upon any appeal from a judgment, order, or other determination given or made after the trial of any cause or matter on the merits, such further evidence (except as to matters which have occurred after the date of judgment, order, or determination) shall be admitted only by special leave of the Full Court, which shall only be granted in cases in which -
(a) the evidence was not in the possession of the party seeking to have it admitted, and could not by proper diligence have been obtained by him, before the termination of the trial; or
(b) there is some other special circumstance which, in the opinion of the Full Court, justifies the admission of it."
"it is obvious that parties might endeavour to obtain the determination of their case upon the least amount of evidence, reserving the right, if they have failed, to have the case re-tried upon additional evidence, which was all the time within their power."
The words of Scrutton LJ in Nash v Rochford Rural Council are also relevant[56]:
"in the interests of the State litigation should come to an end at some time or other; and if you are to allow parties who have been beaten in a case to come to the Court and say 'Now let us have another try; we have found some more evidence,' you will never finish litigation, and you will give great scope to the concoction of evidence."
"The High Court in the exercise of its original jurisdiction in any cause or matter pending before it, whether originated in the High Court or removed into it from another Court, shall have power to grant, and shall grant, either absolutely or on such terms and conditions as are just, all such remedies whatsoever as any of the parties thereto are entitled to in respect of any legal or equitable claim properly brought forward by them respectively in the cause of matter; so that as far as possible all matters in controversy between the parties regarding the cause of action, or arising out of or connected with the cause of action, may be completely and finally determined, and all multiplicity of legal proceedings concerning any of such matters may be avoided."
"The Parliament may make laws conferring original jurisdiction on the High Court in any matter:
(ii) arising under any laws made by the Parliament". ↑
(2000) 203 CLR 194 at 202-203 [11]; [2000] HCA 47. ↑
(1990) 170 CLR 267 at 273-274 per Deane, Gaudron and McHugh JJ; [1990] HCA 36. ↑
(1998) 197 CLR 172 at 197 [95]; [1998] HCA 67. ↑
(1956) 94 CLR 554 at 559 per Dixon CJ, McTiernan, Williams, Webb, Fullagar, Kitto and Taylor JJ; [1956] HCA 22. ↑
Electric Light and Power Supply Corporation Ltd v Electricity Commission of New South Wales (1956) 94 CLR 554 at 559. ↑
(1927) 39 CLR 468 at 469-470; [1927] HCA 11, followed in Federal Commissioner of Taxation v Sagar (1946) 71 CLR 421 at 423-424; [1946] HCA 6; Commissioner of Taxation v Finn (1960) 103 CLR 165 at 167-168; [1960] HCA 69. ↑
Chilton v Corporation of London (1878) 7 Ch D 735 at 740; Damberg v Damberg (2001) 52 NSWLR 492 at 519 [149]. ↑
Pantorno v The Queen (1989) 166 CLR 466 at 473; [1989] HCA 18. See also Rahimtoola v Nizam of Hyderabad [1958] AC 379 at 404 and 410. ↑
(1998) 197 CLR 172. See also the discretion given by the Federal Court of Australia Act 1976 (Cth), s 27, regulated by Federal Court Rules 2011, r 36.57, by the Supreme Court (General Civil Procedure) Rules 2005 (Vic), r 64.22(3) and by the Supreme Court Civil Rules 2006 (SA), r 286(3)(a). The former O 63, r 10(1) of the Western Australian Supreme Court Rules gave "full discretionary power to receive further evidence". ↑
See also Uniform Civil Procedure Rules 1999 (Qld), r 766(1)(c); Court Procedures Rules 2006 (ACT), r 5052(1)(c). ↑
See, for example, Akins v National Australia Bank (1994) 34 NSWLR 155 at 160. The same approach has been taken to the expression "special grounds" in an enactment in England: Skone v Skone [1971] 1 WLR 812 at 815; [1971] 2 All ER 582 at 586. In CDJ v VAG (1998) 197 CLR 172 at 200 [105] McHugh, Gummow and Callinan JJ noted that the common law power was wider than that conventionally applied to statutes; see also Commonwealth Bank of Australia v Quade (1991) 178 CLR 134 at 140; [1991] HCA 61. ↑
Clodumar
Nauru Lands Committee
[1911] HCA 34
[1931] HCA 34
(2005) 222 CLR 489
(1910) 11 CLR 63
(1911) 13 CLR 230
(1928) 42 CLR 1
(1931) 46 CLR 73
(1947) 74 CLR 355
(1989) 167 CLR 259
(2000) 203 CLR 1
(2009) 237 CLR 268
(2011) 242 CLR 573
(1976) 2 NSWLR 281
(1998) 197 CLR 172
(1948) 76 CLR 632
(2000) 203 CLR 194
(1990) 170 CLR 267
(1956) 94 CLR 554
(1927) 39 CLR 468
(1946) 71 CLR 421
(1960) 103 CLR 165
(2001) 52 NSWLR 492
(1989) 166 CLR 466
(1994) 34 NSWLR 155
(1991) 178 CLR 134
(1955) 93 CLR 435
(1976) 135 CLR 616
[2000] HCA 47
[1998] HCA 67