Sections 424 & 427
35 But there was in any event no error in the manner in which the Federal Circuit Court Judge approached the application of s 424 or s 427 to the decision of the Tribunal. Even had the argument been raised as a Ground of Appeal, assuming there to have been a right of appeal, it would have been rejected.
36 The first Ground of Review, being the sole Ground now relied upon, has as its essence a contention that the exercise of the discretion to call Aline as a witness miscarried because:
the Response to Hearing Invitation form submitted by the Applicants to the Tribunal did not nominate Aline as a witness;
Aline was not a party to the application before the Tribunal; and
at the time of the kidnapping of her sister Lucy, Aline was a child.
The Tribunal's exercise of its discretion to "get … information" from Aline pursuant to s 424, it was contended, was irrational and unreasonable and was a denial of procedural fairness. There was no evidence from Aline that at the time she gave evidence before the Tribunal she was "unprepared" to do so. Any case as to unreasonableness or unfairness rested to the extent necessary upon inferences as to whether she was "caught unawares". And the Federal Circuit Court Judge had made findings of fact which were not challenged in the current proceeding in this Court. Those findings included:
that there was "nothing from the applicants, or their representatives, to indicate any 'unpreparedness' on the part of Aline in giving evidence": [2017] FCCA 1089 at [57]; and
that "the applicant's counsel was unable to explain the submission that she was 'unprepared' to give evidence": [2017] FCCA 1089 at [60].
37 Albeit expressed in terms of a denial of procedural fairness, there was no contention that the Federal Circuit Court Judge had denied the Applicants procedural fairness; the contention was confined to a challenge to the procedure followed by the Tribunal.
38 Section 424 of the Migration Act provides as follows:
Tribunal may seek information
(1) In conducting the review, the Tribunal may get any information that it considers relevant. However, if the Tribunal gets such information, the Tribunal must have regard to that information in making the decision on the review.
(2) Without limiting subsection (1), the Tribunal may invite, either orally (including by telephone) or in writing, a person to give information.
(3) A written invitation under subsection (2) must be given to the person:
(a) except where paragraph (b) applies - by one of the methods specified in section 441A; or
(b) if the person is in immigration detention - by a method prescribed for the purposes of giving documents to such a person.
Further to s 424(2), s 424B provides (inter alia) that "the invitation is to specify the way in which the information, or the comments or the response, may be given".
39 Section 427(1) provides as follows:
Powers of the Tribunal etc.
(1) For the purpose of the review of a decision, the Tribunal may:
(a) take evidence on oath or affirmation; or
(b) adjourn the review from time to time; or
(c) subject to sections 438 and 440, give information to the applicant and to the Secretary; or
(d) require the Secretary to arrange for the making of any investigation, or any medical examination, that the Tribunal thinks necessary with respect to the review, and to give to the Tribunal a report of that investigation or examination.
40 Section 424, in conferring power upon the Tribunal to "get any information" is comparable to other Commonwealth legislative provisions enabling an administrative tribunal to obtain information: e.g., Administrative Appeals Tribunal Act 1975 (Cth) s 33(1)(c). Such provisions are consistent with the fact that such tribunals - including the former Refugee Review Tribunal - are not adversarial in nature but are more akin to inquisitorial or (at least) administrative decision-makers: cf. Re Ruddock in his Capacity as Minister for Immigration and Multicultural Affairs; Ex parte Applicant S154/2002 [2003] HCA 60 at [58], (2003) 201 ALR 437 at 450 to 451 per Gummow and Heydon JJ. See also: NBMB v Minister for Immigration and Citizenship [2008] FCA 149 at [6] to [7], (2008) 100 ALD 118 at 119 to 120 per Flick J.
41 But such powers do not confer unconstrained discretionary power. At least three constraints assume potential relevance.
42 First, the section itself is confined by its own terms. Section 424 thus only applies where the Tribunal "gets" information "[i]n conducting the review": ATP15 v Minister for Immigration and Border Protection [2016] FCAFC 53 at [23], (2016) 241 FCR 92 at 100 per Tracey and Griffiths JJ. Left open is the more difficult question as to whether the section applies only in respect to information which the Tribunal considers to be "relevant": [2016] FCAFC 53 at [53] to [55], (2016) 241 FCR 92 at 107 to 108 per Flick J (diss). But when the Tribunal "gets" information in conducting a review pursuant to that section which it considers to be "relevant", the Tribunal must thereafter "have regard to that information": Minister for Immigration and Citizenship v SZKTI [2009] HCA 30, (2009) 238 CLR 489 at 501 to 502. French CJ, Heydon, Crennan, Kiefel and Bell JJ there concluded:
[37] … Section 424(1) confers a "general power" on the RRT to "get any information that it considers relevant." The only limitation on that power is that the RRT "must have regard" to that information in making its decision. As pointed out by the first respondent, the general power is apt for the obtaining of country information which might involve research or utilisation of library resources or publicly available information on the internet. However, the language is plainly not confined so as to preclude the obtaining of information from a person by telephone. That process is consonant with the inquisitorial nature of the RRT and the statutory obligation upon it to adopt procedures which are not only "fair [and] just" but are also "economical, informal and quick" (s 420(1)).
(Footnote omitted.)
The Court there concluded that the Tribunal could telephone a person for the purpose of obtaining information without following the procedures set out in ss 424(3) and 424B. The powers conferred by s 424(1) and s 424(2), it was said, were "significantly dissimilar" powers. On this issue, their Honours concluded (at 503 to 504):
[45] … Section 424(1) puts into statutory form a power to obtain information by asking questions. This is an obvious power to give to an inquisitorial body. Subject to not interfering with the liberty of another, making an enquiry with no power to compel an answer is not an unlawful activity. No adverse consequences flow against the applicant for review if the applicant, or any other person questioned, fails to co-operate or to give the information sought. By comparison, the specific power in s 424(2) governed by ss 424(3) and 424B, to give an invitation in writing to provide additional information, results in the adverse consequence that an applicant who fails to respond to an invitation in writing is deprived of the entitlement to a hearing. These critical distinctions emphasise the fact that the powers in ss 424(1) and 424(2) are, in law, significantly dissimilar.
[46] The general power to "get" information and the specific power to "invite" in writing the giving of additional information are capable of co-existing without the latter being repugnant to the former. …
(Footnote omitted.)
The power to "get" information pursuant to s 424(1) is thus to be distinguished from the power to "invite … a person to give information" pursuant to s 424(2): Minister for Immigration and Citizenship v SZKJT [2009] FCA 984 at [26], (2009) 111 ALD 562 at 566 per Lindgren J. The power conferred by s 424(1) is a power "to conduct inquiries through informal means": cf. SZOFK v Minister for Immigration & Citizenship [2011] FCA 88 at [20] per Stone J.
43 Second, albeit unexpressed, it may be assumed that the discretion conferred by s 424(1) - like all statutory conferrals of discretion - is "constrained by law": Minister for Immigration and Citizenship v Li [2013] HCA 18 at [23], (2013) 249 CLR 332 at 348 per French CJ. "[F]reedom from legal control", as the Chief Justice there recognised, "is a quality which cannot … be given under our Constitution": citing Shrimpton v Commonwealth (1945) 69 CLR 613 at 629 per Dixon J. Every discretion, it was further recognised, "has to be exercised … according to 'the rules of reason'": [2013] HCA 18 at [24], (2013) 249 CLR at 349 per French CJ citing R v Anderson; Ex parte Ipec-Air Pty Ltd (1965) 113 CLR 177 at 189 per Kitto J.
44 A third potential constraint may arise by reason of the common law rules of procedural fairness. Ordinarily, an exercise of a discretion on the part of a decision-maker to obtain evidence from a source not proffered by a party may call for a party affected to be given an opportunity to be heard: e.g., Australian Postal Corp v Kember [2003] FCA 800 at [25] to [27] per Finn J. But, within the specific context of the Migration Act, s 422B states that the provisions in Part 7 Division 4 (being sections 422B to 429A) are "an exhaustive statement of the requirements of the natural justice hearing rule in relation to matters it deals with". "[T]he common law obligations of procedural fairness", it has thus been said in AVF15 v Minister for Immigration and Border Protection [2017] FCA 1094 at [28] per Moshinsky J, "have, to the extent provided in the Division, been supplanted by obligations arising under the Act in relation to the Tribunal's hearings (subject to an overarching obligation to act in a way that is fair and just: s 422B(3))."
45 But none of these matters expose error on the part of the Tribunal and, more importantly, no jurisdictional error on the part of the primary Judge.
46 On the facts of the present case, the Tribunal may be said to have gotten information from Aline pursuant to s 424(1) - but it thereafter had regard to that information. Indeed, it is the very fact that the Tribunal had regard to her evidence and relied upon it in forming an assessment as to the credibility of the claims for protection being advanced which is the source of grievance on the part of the present Applicants.
47 Nor could it be said that in so exercising the discretion to "get" information from Aline, the Tribunal was acting in an irrational or unreasonable manner. One of the very factual foundations for the fears being advanced on behalf of the Applicants arose out of the kidnapping of Aline's sister, Lucy, and the imminent release from imprisonment of those involved in the kidnapping. Albeit a child at the time of the kidnapping, Aline was no longer a child when she was giving evidence to the Tribunal. Her account of the events was unquestionably of relevance to the factual inquiry being undertaken by the Tribunal. Although the Applicants may not have wished for Aline to have been questioned in regard to the statement that she had jointly prepared, and had not proposed themselves to call her as a witness, their unwillingness to do so could not preclude the Tribunal from informing itself by reference to the evidence she gave. Even opposition on the part of the Applicants to the Tribunal pursuing such a course, assuming there to have been opposition, cannot preclude the Tribunal from exercising the discretionary power.
48 Nor could it be suggested that the Tribunal in getting evidence from Aline was doing something that may have been unexpected - even if it was, perhaps, unwanted. Notwithstanding a request made by the Tribunal that it be provided in advance of the hearing with "written submissions setting out all claims made and maintained by the applicants", Aline was a signatory to the jointly prepared written statement. It was a document of some six typed pages. The statement provided that it had been "prepared by myself, mum, dad and my sister Lucy". The detail and content of the statement exposes detailed consideration being given in advance of the hearing to the factual matters the family were seeking to have taken into account. A claimant cannot, with respect, be surprised at the prospect that a person who has provided evidence in support of claims is then called upon to answer questions in respect to the evidence they have provided.
49 To deny to the Tribunal the opportunity to "get" such information as it considered relevant, moreover, would be to deny to the Tribunal its inquisitorial function and manacle it to being the mere arbiter of such information as was adduced before it by either a claimant or the Respondent Department. As was recognised by Kirby J (albeit in a dissenting judgment as to the ultimate conclusion) in Minister for Immigration and Multicultural and Indigenous Affairs v SGLB [2004] HCA 32, (2004) 207 ALR 12 at 33:
[73] … the Tribunal is not a body engaged in purely adversarial proceedings. It operates according to inquisitorial procedures. This feature of the Tribunal's operation casts obligations upon it that are different from, and in some respects more onerous than, those applicable to more traditional bodies acting according to the more passive decision-making virtues of adversarial trial.
To characterise the function of an administrative decision-maker as "inquisitorial" by reference to (inter alia) a statutory power to "get" information or to "inform itself in any way it thinks fit" is nothing exceptional. Thus, when construing a comparable provision in the Medical Practice Act 1994 (Vic), Maxwell P in Weinstein v Medical Practitioners Board of Victoria [2008] VSCA 193, (2008) 21 VR 29 at 37 to 38 observed:
[28] … The words "may inform itself …" were plainly intended to have work to do. They have a meaning and a purpose quite distinct from the meaning and purpose of the words "not bound by rules of evidence". Far from the phrase "may inform itself" being negated or neutralised by other provisions, these words play a necessary part in defining the character of the formal hearing which the panel conducts. For the purposes of "determining the matter before it", the panel is authorised to "inform itself in any way it thinks fit", subject always to the overriding obligation to accord procedural fairness.
…
[30] By giving the panel power to inform itself "in any way it thinks fit", Parliament has clearly differentiated the panel's conduct of a formal hearing from the judicial paradigm. Whereas the judicial function is essentially passive - in the sense that the court relies on the adversarial parties to present the evidence and define the issues for decision - the panel's work is thus stamped with an inquisitorial character. …
Justices Neave and Weinberg agreed. See also: Sudath v Health Care Complaints Commission [2012] NSWCA 171 at [69], (2012) 84 NSWLR 474 at 491 per Meagher JA (Whealy JA agreeing).
50 Finally, and assuming that the Applicants were entitled to procedural fairness in respect to the exercise of the discretion conferred by s 424(1), they had the opportunity to make submissions at the time had they so wished. At the time they appeared before the Tribunal they were then represented by a registered migration agent, who apparently then raised no opposition.
51 The circumstances in which Aline (and the Applicant wife) came to give evidence crystallised when the husband wrote to the Tribunal a letter dated 16 November 2014 in response to the Tribunal's letter issued under s 424A. The husband then wrote (in part) as follows (without alteration):
Madam member
Please allow us before we answer your queries to rise some issues of concerns that had eventuated from the hearing.
• For legal reason and your permission we would like to record our objections for calling on my wife and daughter to give evidence who appeared at the hearing as an observers. While the department requested that only the main applicant need to be interviewed. That decision was taken by the case officer in consulting with our migration agent prior to the department initial interview. My family was not applicant's only dependents of the main applicant. Which suggest that your decision to call his wife to give evidence on suggestion by yourself at the beginning of the hearing that my wife was an applicant you would like her to give evidence in which she was not prepared and no prior suggestion by the tribunal that the family must give evidence.
…
• The tribunal induced my wife and Daughter to give evidence on the day of the hearing without prior notice and the tribunal never issued a notice inviting my daughter to give evidence at the hearing we believe that there is an element of miscarriage of justice and procedural fairness and natural justice was not preserved. My daughter's submission clearly stated it was in support of my family review application was not a statement or an affidavit she has never intended to give evidence and my wife was in similar position as she believe she was at the tribunal as an observer not to be called to give evidence.
• The member requested that my wife and daughter, that she would like them to give evidence, both did not object to that request as they did not know their legal rights and the member did not offer them any explanations of their rights whether they would or shouldn't and the consequences should they do.
• Based on the above objection raised I will reserve my right to refuse to comment on stated particulars numbered 7 to 22 in your natural justice letter of 3 November 2014 which involve evidence from my wife and daughter or related to their evidence. That in my view the tribunal has entrapped my wife and daughter into giving evidence without prior invitation by the tribunal which they were shocked by that move and was not prepared to give such evidence. Prior to the hearing date the tribunal requested we give names of persons or witnesses that will attend to give evidence. …
In addressing this concern, the Tribunal recorded in its reasons for decision:
11. The father applicant also included a written objection to the effect that his wife and daughter were only in attendance as observers, were not given sufficient notice as witnesses and were "entrapped" into giving evidence. The Tribunal has carefully considered the father applicant's objection. However, the Tribunal notes that it is well established that the Tribunal follow an inquisitorial process of review, which enables it to actively investigate and obtain relevant information. …The Tribunal accepts that the mother applicant stated in the response to hearing invitation that she would not take part in the Tribunal hearing. However, she nevertheless attended (unlike the son applicants). The Tribunal explained at the start of hearing why it wished to take evidence from the mother applicant and the daughter which was because credibility issues had been raised by the delegate and because of the late provision on the day of the hearing of a submission by the daughter. None of the applicants, their daughter or their representative, who was present at the hearing, raised any objection to the Tribunal taking evidence from the mother applicant and daughter either at that time, after a break during which they could have discussed the issue with their representative or when the representative was invited to make submissions at the close of the hearing. The mother applicant and daughter were advised that the Tribunal wanted to take evidence from them and they waited outside for approximately an hour before the Tribunal took their evidence in relation to factual issues about which they claimed to have knowledge or about which the Tribunal would have expected them to have knowledge if the evidence of the father applicant was truthful. The Tribunal is satisfied that in these circumstances it was reasonable to take oral evidence from the mother applicant and daughter at the hearing.
On the facts of the present case, and assuming that there had been a denial of procedural fairness in the Tribunal obtaining evidence from Aline during the hearing, it may be that any denial of procedural fairness could not be remedied by the s 424A letter which had been provided after the Tribunal hearing and the opportunity thereafter for the claimants to respond. By then, on one view of the facts, the "horse had bolted" - the evidence had been obtained and the inconsistencies in the account exposed (or further exposed). An opportunity to comment upon potential prejudice which may not have arisen had Aline not given evidence, on such an approach, was irredeemable.
52 Although there may be circumstances in which a subsequent opportunity to be heard may "cure" an initial denial of procedural fairness (cf. Twist v Council of the Municipality of Randwick (1976) 136 CLR 106), there may be both reason to now question the application of such a generally expressed principle (cf. Byrne v Marles [2008] VSCA 78 at [81], (2008) 19 VR 612 at 635 to 636 per Nettle JA (Dodds-Streeton JA and Coghlan AJA agreeing)) and to question whether a subsequent opportunity to be heard could "cure" any denial of procedural fairness that may have been occasioned during the current Tribunal hearing process.
53 But there is no need to pursue any consideration as to whether an initial denial of procedural fairness may be "cured" by a subsequent opportunity to be heard. There was no denial of procedural fairness in the manner in which the Tribunal proceeded. Both before the Federal Circuit Court and this Court there was a submission that procedural unfairness arose by reason of the fact that Aline fronted the hearing in support of her parents and brothers but was unprepared for questioning. But that submission was found to have been without foundation. The Federal Circuit Court Judge rejected the argument as follows:
[59] Before the Court, the applicants' submissions, as expressed by their counsel, did no more than repeat the complaints made by their representative and the first applicant to the Tribunal. I cannot see how it can be said to have been procedurally unfair of the Tribunal, in the circumstances of this case, to have proceeded to obtain evidence from Aline in relation to a statement that she herself had drafted, and which had been submitted, in her presence, to the Tribunal at the commencement of the hearing.
[60] Before the Court, the applicants' counsel was unable to explain the submission that she was "unprepared" to give evidence. It is not clear what further preparation Aline would have required to further explain her own statement. This is not a situation where the Tribunal randomly selected a relative to confirm or deny evidence given by the applicants before it. Aline attended at the hearing with her parents and gave a written statement in support of their claims.
Before this Court, Counsel was equally "unable to explain" or identify the factual basis upon which a conclusion could be drawn that Aline was "unprepared" to give evidence. Any inference as to unfairness arising from the fact that the Applicants did not intend to call Aline to give evidence is both contrary to the finding of the Federal Circuit Court and an inference which is denied by the care with which the statement was prepared.
54 No denial of procedural fairness emerges from the manner in which the Tribunal proceeded - either in respect to its decision to call upon Aline to give evidence or the procedure it followed in obtaining that evidence.
55 Different considerations may have arisen had the Applicants or the registered migration agent requested - and been denied - an adjournment or an adequate opportunity to first consult with Aline before she gave evidence. But no such application was made. On the facts, prior notice was given (albeit only at the commencement of the hearing) of the Tribunal's intention to call for Aline to give evidence and there was an opportunity thereafter to consider that foreshadowed course and voice any objection to the course proposed. Even though the Applicants may not have been legally represented before the Tribunal, they did have the assistance of the registered migration agent. Even if not expressed in terms that a lawyer may have employed, there was no impediment in the path of the Applicants or their agent voicing their concerns to the Tribunal prior to Aline's evidence having been obtained. Belated objections raised to procedural decisions taken by an administrative decision-maker have the potential to only foster the prospect of claimants taking such benefit as may follow from the course proposed but reserving unto themselves the ability to later voice objection if the course turns out to be prejudicial to their interests.
56 Different considerations may also arise in circumstances where the Tribunal seeks to "get" information from a person who may be present at a Tribunal hearing (but not otherwise a participant) and who has not provided a statement intended to be used as part of the Tribunal's deliberations.
57 Irrespective of any argument founded upon procedural fairness and assuming s 424 and s 424A is an exhaustive statement of the procedural fairness to which the Applicants are entitled, this final argument was also recast as an argument founded upon legal unreasonableness: Minister for Immigration and Citizenship v Li [2013] HCA 18, (2013) 249 CLR 332. But, even as recast, the argument has no merit.