DID THE FACTS BEFORE THE AUTHORITY EXPOSE A CLAIM?
15 The principles associated with a failure to consider a claim and whether, as a consequence, jurisdictional error arises, are well settled and apply to Pt 7AA of the Act: DFC16 v Minister for Immigration and Border Protection [2018] FCAFC 56 at [6]-[9] (Siopis and Griffiths JJ); AVU15 v Minister for Immigration and Border Protection [2017] FCA 608 at [10]-[16] (Bromberg J).
16 The parties agree that the relevant principles concerning whether a claim has been made are those outlined by Black CJ, French and Selway JJ in NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) (2004) 144 FCR 1. At [58] the Full Court said this (emphasis added):
The Tribunal is required to deal with the case raised by the material or evidence before it - Chen v Minister for Immigration and Multicultural Affairs (2000) 106 FCR 157 at 180 [114] (Merkel J). There is authority for the proposition that the Tribunal is not to limit its determination to the 'case' articulated by an applicant if evidence and material which it accepts raise a case not articulated - Paramananthan v Minister for Immigration and Multicultural Affairs (1998) 94 FCR 28 at 63 (Merkel J); approved in Sellamuthu v Minister for Immigration and Multicultural Affairs (1999) 90 FCR 287 at 293 - 294 (Wilcox and Madgwick JJ). By way of example, if a claim of apprehended persecution is based upon membership of a particular social group the Tribunal may be required in its review function to consider a group definition open on the facts but not expressly advanced by the applicant - Minister for Immigration and Multicultural Affairs v Sarrazola (No 2) (2001) 107 FCR 184 at 196 per Merkel J, Heerey and Sundberg JJ agreeing. It has been suggested that the unarticulated claim must be raised 'squarely' on the material available to the Tribunal before it has a statutory duty to consider it - SDAQ v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 199 ALR 265 at 273 [19] per Cooper J. The use of the adverb 'squarely' does not convey any precise standard but it indicates that a claim not expressly advanced will attract the review obligation of the Tribunal when it is apparent on the face of the material before the Tribunal. Such a claim will not depend for its exposure on constructive or creative activity by the Tribunal.
17 As stated by Allsop J (as he then was) in NAVK v Minister for Immigration and Multicultural and Indigenous affairs [2004] FCA 1695 at [15]:
From NABE I take it that the tribunal is not required to consider a claim that is not expressly made or does not arise clearly on the materials before it: NABE at [61]. As the Full Court said at [63] much depends on the circumstances. Whatever adverb or adverbial phrase is used to describe the apparentness of the unarticulated claim, it must, it seems to me, either in fact be appreciated by the Tribunal or, if it is not, arise sufficiently from the material as to require a reasonably competent Tribunal in the circumstances to appreciate its existence. A practical and common sense approach to everyday decision-making requires the unarticulated claim to arise tolerably clearly from the material itself, since the statutory task of the Tribunal is to assess the claims by reference to all the material, not to undertake an independent analytical exercise of the material for the discovery of potential claims which might be made, but which have not been, and then subjecting them to further analysis to assess their legitimacy.
18 The appellant contends that the primary judge was wrong to conclude that he did not raise the Family Unit Claim before the Authority. The appellant correctly conceded that no such claim had been expressly articulated by him, but relying on NABE, contended that the unarticulated Family Unit Claim was raised by the material or evidence.
19 The Minister submitted that any failure to consider the Family Unit Claim does not constitute jurisdictional error as, in accordance with the principles in NABE, the claim was neither expressly advanced nor apparent on the face of the material before the Authority.
20 Whether an applicant before the Authority has made a claim is a question to be objectively determined. Consequently, in order to determine whether the Family Unit Claim was apparent on the face of the material before the Authority, it is necessary to consider the material before the Authority.
21 The relevant material before the Authority is not in dispute and was helpfully outlined in the submissions of both parties. The summary set out in the Minister's submissions, supplemented by the appellant's submissions, is largely adopted in what follows:
(1) In his entry interview on 6 September 2013, the appellant stated that he had travelled to Australia with his brother by boat and had come to Australia to live with him.
(2) On 6 November 2015, the appellant signed a consent form allowing the Department of Immigration and Border Protection ("Department") to share his personal information with a Primary Application and Information Service Provider. On that form, it was stated that if the appellant intended to make an application as part of a family unit, to so indicate. The appellant did not give this indication on the form.
(3) In Part B of his visa application, the appellant was asked to give details of "ALL persons included in this application (those seeking Australia's protection and those who are 'members of the same family unit'…)" (emphasis added) and the appellant only provided his own details. Further, when asked if there were members of the same family unit in Australia but not included in the appellant's application, he responded "No".
(4) In Part C of his visa application, the appellant stated he had never been married or in a de facto relationship. Further, the appellant listed his younger brother and an older brother (with whom he had not travelled to Australia) as family members who are in Australia and not included in Part B of the application. This was in contrast to the appellant answering "No" as to whether there were persons "in the same family unit". The appellant also listed his brothers as personal contacts in Australia and indicated he was making his own claims for protection.
(5) At the time of the application, the appellant was represented and had the assistance of an interpreter in completing Part B of his application.
(6) In his statement dated 17 March 2016 in support of his visa application, the appellant:
(a) stated his younger brother had travelled to Australia with him and was currently living in Australia on a bridging visa;
(b) stated his father would beat his younger brother and him with a thick cable;
(c) in discussing his fears associated with his embrace of Christianity and rejection of Islam, and the consequent mistreatment by his father, stated that the same situation was happening for his younger brother; and
(d) did not mention his younger brother when discussing the circumstances of leaving his home or journey to Australia.
(7) In her Torture and Trauma/Psychological Report, the appellant's counsellor stated that the appellant had left Iran "after sneaking his younger brother with him, who was also being threatened and beaten by their father" and found that he met the diagnostic criteria for separation anxiety "due to being away from his brother and his overwhelming sense of responsibility for him".
(8) In the appellant's submissions to the delegate prepared by his representative, there is no mention regarding a claim associated with the Family Unit Criteria. The appellant's younger brother is only mentioned once, in regard to the distress faced by the appellant while detained and separated from his brother who was in the community on a bridging visa.
(9) In the decision record, the delegate ticked a box indicating that the appellant did not meet the Family Unit Criteria but did not otherwise deal with any such claim.
(10) The appellant was then invited to prepare a submission to the Authority that stated why the appellant disagreed with the decision and outline any claim or matter overlooked. Neither the appellant nor his representative raised the Family Unit Claim. However, the appellant did state that when released from detention, he moved to Sydney to be closer to his brother.
22 Counsel for the appellant went to great lengths to establish that the above facts and circumstances before the Authority provided a sufficient basis to show that the appellant fell within the Family Unit Criteria. The purpose of that exercise seemed to be to demonstrate, by reason of the materials, that a competent decision-maker would have recognised that there was a claim that the appellant was a member of the same family unit as his younger brother. The appellant correctly submitted that the issue of whether the appellant was in fact a member of the family unit of his younger brother was an issue of fact for the Authority to determine.
23 The appellant placed emphasis on the evidence that: the appellant travelled to Australia with his younger brother with the intention to live together; the two brothers had suffered the same kinds of harm in Iran; that after the appellant's release from detention he moved to Sydney to be closer to his brother; and that the Torture and Trauma/ Psychological Report stated that the appellant suffered separation anxiety as a consequence of being separated from his brother. It was submitted that the above matters demonstrated that the appellant satisfied the Family Unit Criteria, including because the appellant was relevantly "dependent" on his younger brother.
24 In support of this submission, Counsel for the appellant made detailed submission on the proper construction of the term "dependent" and "family head", submitting in both instances that the Act adopted "extended definitions" capable of application to co-dependent siblings. However, while skilfully put, I do not consider that the construction of these provisions is relevant to the determination of the question on this appeal.
25 The question is not whether the appellant satisfied the definitions of Family Unit Criteria and therefore could have made the Family Unit Claim. The question is whether the material before the delegate, and subsequently the Authority, was capable of demonstrating that the appellant did make the claim. Put another way, the capacity of the material to support an argument that the appellant satisfied the Family Unit Criteria does not of itself make it apparent that the appellant made such a claim.
26 On the facts and circumstances described above, I do not consider that the Family Unit Claim was apparent on the material before the Authority.
27 Even accepting that the material before the Authority was potentially relevant to a claim that the appellant was a member of the same family unit as his brother, it is necessary to take into account the context in which that material was put forward by the appellant. The appellant's evidence of the mistreatment of his younger brother was provided in the context of his own claims to fear harm from his father as a Christian. It was open and more rational for the Authority to regard it as corroborative evidence relied on to establish why the appellant's fears were well-founded rather than as a foundation for the Family Unit Claim.
28 The comments in the psychological report take matters no further. On their face, the findings of the counsellor were in the context of her diagnosis of separation anxiety rather than evidence establishing a claim made by the appellant as a member of his younger brother's family unit.
29 This is not a situation where certain material was put before the delegate or Authority that could only have been relevant to a particular claim, and from that material it was reasonably apparent that the particular claim was being made.
30 There are other matters that tend against the conclusion that the Family Unit Claim was apparent. There is merit in the Minister's submission that the material before the delegate and the Authority pointed in the other direction. The appellant differentiated himself from his brother and made clear that he made his own claims for protection. Although he travelled with his younger brother to Australia, and despite a number of opportunities to do so, the appellant either failed to indicate the existence of the Family Unit Claim or expressly stated that he and his younger brother were not part of the same family unit for the purposes of his visa application.
31 In my view, it was not apparent on the face of the material before the Authority that the appellant was making a claim as a dependent of his younger brother on the basis of the Family Unit Criteria. The material before the Authority would not have suggested to a reasonably competent decision-maker that the appellant was attempting to demonstrate that he was a dependent of his younger brother in a general sense let alone "wholly or substantially reliant" on his brother for "financial, psychological or physical support". The facts and circumstances upon which the appellant relies do not either individually or collectively suggest that the appellant was attempting to demonstrate dependence on his brother, and the context in which those facts either arose or were communicated are unsupportive of a suggestion that the appellant was pursuing a claim based on that dependence.
32 For the reasons later given, I consider that the delegate's decision record merely indicates the inapplicability of the Family Unit Criteria rather than suggest that a claim based on that criteria was made, considered and rejected by the delegate. It was open to the Authority to take that view of what the delegate had done. In any event, even if the delegate's conduct suggested the making of the Family Unit Claim, it would not have been apparent to the Authority that the appellant continued to press the claim. In his submissions to the Authority, made after the appellant was informed that his written submission to the Authority could address "why you disagree with the department's decision", the appellant did not, either expressly or otherwise, contend that the delegate made an incorrect finding that the appellant did not satisfy the Family Unit Criteria. The fact that despite being assisted by his representatives, the appellant did not articulate any such claim is significant.
33 For those reasons, I find that the appellant's first argument fails.