Ground 1
23 Ground 1 alleges that the primary judge erred by:
1.1 failing to find that the Assistant Minister formed the state of mind required by s 501(3) of the Act on the basis of an erroneous understanding that the effect of s 501(5) was that he was bound not to accord natural justice (or a hearing of any kind) to the appellant; and
1.2 Failing to hold that this was jurisdictional error.
24 The majority judgment cites the reasons of the primary judge and the submissions of the parties (at [76]-[80]) in terms I adopt.
25 Their Honours note that the primary judge declined to accept the now Appellant's submissions having regard to his Honour's reasoning in Ibrahim v Minister for Home Affairs [2018] FCA 1592 (Ibrahim at first instance).
26 At [81], the majority record that following the reservation of judgment on this appeal a Full Court of this Court allowed an appeal from the decision in Ibrahim at first instance: Ibrahim v Minister for Home Affairs [2019] FCAFC 89 (Ibrahim). Neither party to the appeal applied to reopen argument after that judgment was delivered. In those circumstances, I proceed on the basis that the authority of Ibrahim is not in issue.
27 On that premise, I respectfully adopt the analysis of White and Charlesworth JJ as led to their Honours' conclusion at [85]. I share their Honours' reasoning that what the Full Court said in Ibrahim at [62]-[63] is inconsistent with the submission advanced on behalf of the Assistant Minister that the primary judge had not erred in rejecting the Appellant's contention that the asserted misunderstanding about s 501(3) of the Act could not constitute jurisdictional error.
28 The critical passage in Ibrahim is at [62]:
To our minds, the fact that the Assistant Minister had not been bound, by reason of s 501BA(3), to invite further submissions from the appellant, or even to consider whether to invite further submissions, is not decisive. Framing the issue in that way tends to focus attention on whether the Minister had failed to do a positive act required by the Act. The submission of the appellant involves a different claim, namely, that in forming the state of satisfaction contemplated by s 501BA(2), the Assistant Minister had been required to understand that he was not, by the terms of the Act, precluded from obtaining further submissions from the appellant. If the Assistant Minister had had that understanding of the effect of the Act, then (subject to issues of legal unreasonableness), a decision on his part not to seek further submissions or a failure to advert to that question at all would not have amounted to jurisdictional error. On the other hand, if the Assistant Minister had a positive understanding that s 501BA(3) precluded him from giving effect to the rules of natural justice by inviting the appellant to make submissions or to provide further material, then that would involve a misunderstanding of the nature of the power he was exercising.
29 Which of the two possibilities referred to by the Full Court in Ibrahim as might explain an absence of any invitation to the Appellant to make submissions or provide further information is ultimately a question of fact this Court must decide. In Ibrahim, on the facts before it the Full Court accepted that it was the latter which explained that circumstance. In the present appeal, the majority conclude that Ibrahim is to be distinguished because the Assistant Minister's statement of reasons together with the departmental submissions do not demonstrate the same error (at [88]).
30 I regret, on this perhaps narrow point, I reach a different conclusion to that of the majority.
31 The departmental submission provided to the Assistant Minister referred to his having the option to cancel the Appellant's visa pursuant to s 501(3) of the Act as follows:
6. Alternatively, you may decide to consider cancelling Mr BURGESS' visa under s501(3)(b) of the Act, without natural justice. Under this provision you may cancel a person's visa if you reasonably suspect the person does not pass the character test and you are satisfied that the cancellation is in the national interest. The person is not given notice of the cancellation consideration and is therefore not afforded any opportunity to provide the Department with information pertaining to their circumstances or to respond to any adverse information, before a decision is made. This power may only be exercised by the Minister personally.
…
9. Should you be minded to exercise your power to cancel Mr BURGESS' visa under s501(3) of the Act without natural justice, you should also note that:
a. section 501C of the Act provides that, following a decision under s501(3) to refuse or cancel a visa, the person who is the subject of the decision, except where they are not entitled to make representations about revocation of the decision, must be invited to make representations about possible revocation of the decision, and you may revoke the decision only if the person makes representations in accordance with the invitation and satisfies you that they pass the character test; the effect of s501C(10) and regulation 2.52(7) is that a person must be in immigration detention to be entitled to make such representations;
b. however, any representations made in response to an invitation under s501C at the revocation stage can bear only on the question of whether or not he passes the character test; any representations on discretionary matters would be irrelevant to the exercise of your revocation power.
c. in Mr BURGESS' case it would be futile for him to make representations in support of revocation pursuant to an invitation under s501C(3) as on the basis of information available to the Department he objectively fails the character test by virtue of his 'substantial criminal record'. Mr BURGESS cannot therefore satisfy you that he passes the character test.
32 The Assistant Minister's reasons as are relevant to his exercise of that power are as follows:
4. Section 501(3)(b) of the Act enables me to, without natural justice, cancel a visa that has been granted to a person if:
• I reasonably suspect that the person does not pass the character test (as defined by s501(6)); and
• I am satisfied that the cancellation is in the national interest.
5. Under s501(5), the rules of natural justice, and the code of procedure set out in Subdivision AB of Division 3 of Part 2, do not apply to a decision under s501(3).
6. Pursuant to s501C(3), following a decision under s501(3) to refuse or cancel a visa, the person who is the subject of the decision is to be notified of the decision and given information relevant to it (other than "non-disclosable information") and, except in a case where the person is not entitled to make representations, invited to make representations about possible revocation of the decision. Under s501C(4), if, and only if, the person makes representations in accordance with the invitation and satisfies me that they pass the character test, may I revoke the cancellation decision.
7. I note that any representations made by Mr BURGESS in response to an invitation under s501C at the revocation stage can bear only on the question of whether or not he passes the character test not on the exercise of my residual discretion under s501(3).
8. I am cognisant of the fact that because Mr BURGESS has been sentenced to a term of imprisonment of 12 months or more and therefore objectively fails the character test by virtue of s501(6)(a) and s501(7)(c), it would be futile for him to seek revocation under s501C(4) as he cannot satisfy me that he passes the character test.
33 As noted above the majority assume, for the purposes of their analysis of Ground 2, that the Assistant Minister had read and acted in accordance with the advice set out in the departmental submission. I see no reason why the same assumption should not be made in respect of Ground 1. In the absence of any indicia to the contrary (and none were advanced by counsel for the Assistant Minister) in circumstances in which the Assistant Minister's reasons are expressed in terms entirely consistent with the departmental submission and the draft it had provided for his adoption were he to accept that advice I would not confine myself to that assumption: I am satisfied that I am entitled to draw that factual inference.
34 As a matter of ordinary English, the third sentence of [6] of the departmental submission is simply an extended description of the legal consequences of any decision made as referred to in the sentence that precedes it. The sentence preceding it commences: "Under this provision…". Those words, in the context in which they appear, must be a reference to the power to cancel the Appellant's visa under s 501(3) of the Act, as is made explicit in the first sentence of [6].
35 The Assistant Minister was thus advised that upon the exercise of a cancellation under s 501(3) of the Act, a person who is the subject of the decision "is not given notice of the cancellation consideration and is therefore not afforded any opportunity to provide the Department with information pertaining to their circumstances or to respond to any adverse information, before a decision is made".
36 When considered in conjunction with the terms of the departmental submission at [9], I am satisfied that the only available reading of the language at [6] is that the Department of Home Affairs not only advised the Assistant Minister that it would be open to him to make such a decision, but also that if he were to proceed "under the provision" (that is s 501(3)(b)), then it would not be open to the Assistant Minister to give the Appellant notice of his intention to cancel the Appellant's visa. Nor would it be open to the Assistant Minister to give the Appellant any opportunity to be heard in respect of any aspect of the intended decision. Nothing the Appellant might later say would permit reconsideration of that decision.
37 The Assistant Minister's reasons, in my opinion, read as a matter of ordinary English, are entirely consistent with the Assistant Minister having proceeded on that understanding. It was open to the Assistant Minister to have adduced evidence that he had a different understanding but he did not take that course. In the absence of any indicia to the contrary there is nothing to rebut the inference I have referred to at [32].
38 I therefore respectfully differ from the conclusion reached by the majority at [88] that the Assistant Minster's reasons do not suggest any misunderstanding on his part. In the absence of a challenge to the correctness of the Full Court's decision in Ibrahim, I find myself unable to distinguish the outcome reached in that case: see similarly Nguyen v Minister for Home Affairs [2019] FCAFC 128 (Nguyen) per Jagot, Robertson and Farrell JJ at [41]. It cannot be a sound reason to distinguish Ibrahim that the Assistant Minister does not mention any of the issues I draw attention to at [39] in terms suggesting that he might have thought it appropriate to permit a truncated response. That the Assistant Minister did not turn his mind to such a possibility was to be expected if he had been advised and was (as I am satisfied he was) proceeding on a legally erroneous understanding that he had no capacity to offer the Appellant such an opportunity.
39 I accept that the Appellant carries the burden of proof in establishing the asserted error, but I am satisfied that the inference I have drawn as to the basis upon which the Assistant Minister proceeded discharges that burden in the absence of any evidence being led on behalf of the Assistant Minister to the contrary.
40 For completeness, I would reject that the Ibrahim error I am satisfied was made in this instance was immaterial and thus not jurisdictional. In the absence of the Assistant Minister having given any consideration to the issue (because I infer he regarded himself as precluded from doing so) I would not assume that the Assistant Minister might not have given consideration to permitting Mr Burgess some limited opportunity to advance submissions or new information in respect of matters where the Assistant Minister had no or only limited (and in some instances quite dated) information. For example, the Assistant Minister had no information regarding the Appellant's health status (Assistant Minister's reasons at [55]) and incomplete information regarding the Appellant's participation in an anger management program (Assistant Minister's reasons at [65]). It follows that the Assistant Minister's misunderstanding meant that he did not consider giving the Appellant the opportunity to supply any information that might have been relevant to such issues or make submissions.
41 In Nguyen the Full Court reasoned as follows:
48 However, this is not a common denial of procedural fairness case, but a case of the Minister misunderstanding the nature of the power he was exercising. We would not therefore regard the reference by the Full Court in Ibrahim to the affidavit evidence, then leading to the discussion of materiality in Hossain v Minister for Immigration and Border Protection [2018] HCA 34; 359 ALR 1 at [31], [46], [66]-[72], as apposite. It went further than we consider to be necessary.
49 We prefer the analysis that compliance with the condition, the correct understanding of the nature of the power, could have resulted in the making of a different decision and it could not be shown that the failure by the Minister to understand the nature of the power did not deprive the appellant of the possibility of a successful outcome. Another available analysis is that the error of law was material because it was a fundamental error and that error could have affected the Minister's decision. More simply, the Minister's exercise or purported exercise of the power was affected by his misunderstanding of the nature of the power so that he therefore exceeded his authority or power. The materiality is that, having misunderstood the nature of the power, the Minister did not consider whether to get, or allow the appellant to provide, evidence as to his circumstances in the intervening five months, or submissions on that issue. The effect of the Minister's misunderstanding was, in part, that the appellant did not know that the Minister was considering exercising the power.
50 It is also to be recalled that in Hossain it was held by Kiefel CJ, Gageler and Keane JJ, at [35], that although the Tribunal breached the implied condition that it was to proceed on a correct understanding and application of the applicable law, by misconstruing and misapplying the criterion which related to the timing of the making of the application, that breach could have made no difference to the decision which the Tribunal in fact made. This was because the Tribunal was not satisfied that the public interest criterion was met and could not reasonably have been so satisfied on its findings. In those circumstances, the Tribunal had no option but to affirm the decision of the delegate. The Tribunal's conclusion in relation to the public interest criterion was independent of the Tribunal's erroneous finding which underlay that part of its decision that there were no compelling reasons to extend the time limit for his visa application. That is not this case.
51 In our opinion, that analysis does not require evidence in the present case of what the appellant or Minister would have done if the Minister had considered whether or not to an opportunity to the appellant to provide further material or submissions and had decided to do so. Unlike in Hossain, here there is a clear causal link between the error and the Minister's decision; it cannot be said that the failure to consider whether to afford the appellant an opportunity to be heard on the cancellation decision was logically independent of, or could not have made any difference to, the decision.
42 I would respectfully adopt their Honours' analysis. It follows, as the Full Court held in Nguyen (at [55]), that it is not incumbent on the Appellant to prove, by evidence, what may have occurred had the Assistant Minister correctly understood the nature of the power he was exercising.
43 I would uphold Ground 1.
I certify that the preceding forty-three (43) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Kerr.