14 I now turn to consider the evidence contained within the Commissioner's submission documents which were made available to the applicant at the time that he received the Commissioner's original notice issued under s 181D(3), and in doing so I shall refer also to the applicant's response and the evidence about these matters given in the course of the hearing of these proceedings.
15 The applicant became a police officer in 1993 after completing the New South Wales Police Academy course. He was promoted to Senior Constable in 1997.
16 There is evidence that the applicant sustained a hurt on duty injury, the sequelae of which created ongoing partial incapacity for work which persisted at the time that the incidents that gave rise to these proceedings occurred. The applicant said that in March 1999, he assisted in quelling a melee at St Clair and permanently injured his left arm and shoulder, and caused damage to his upper spine.
17 On 6 January 2000, the applicant commenced work as a subject co-ordinator in the constable development program at the New South Wales Police Academy, Goulbourn. The applicant said that he was assessed by a police medical officer in 2002 as having a choice of either being medically discharged or being placed on permanent restricted duties and he chose the latter course.
18 For some time previously, the applicant had developed a hobby as a magician and whilst at the Police Academy submitted an application for secondary employment as a magician which he said was approved, although this does not appear to be clear from the police records.
19 Police records show that the applicant was the subject of a complaint in 2000 relating to unauthorised secondary employment as a magician when he offered "magician's services to Academy staff by placing advertising around bulletin boards within the Academy." It was said that "managerial action" was taken against him.
20 Complaints were also made against the applicant relating to inappropriate conduct whilst at the Police Academy, which occurred in June 2001, July 2001 and early 2003.
21 In about March 2003, the applicant was given a warning letter concerning the inappropriate conduct and was placed under a "Conduct Management Plan".
22 Later, arising out of the conduct that occurred in September 2003, the applicant was given a notice on 24 June 2005 and was directed to be transferred out of the Goulbourn Police Academy to Flemington Local Area Command. However, as a result of proceedings taken in this Commission, the applicant accepted a transfer to the Goulbourn Local Area Command, apparently on the basis that he undertook "permanent restricted duties". The applicant commenced duty at the Goulbourn Local Area Command on 3 January 2006.
23 On 3 January 2006, the applicant made an application to undertake secondary employment as a magician known as the "Magic Jester". This was approved by the LAC Commander, Superintendent Benson, for a period of three months commencing 9 January 2006. In a letter signed by Ms C N Kay, the local area manager, the applicant was advised that during the period of approval "sick leave history will be monitored and reviewed on regular basis. Increased sick leave absences will lead to withdrawal of this approval."
24 The applicant was forwarded an internal email by Joanna Whittaker on 22 March 2006 advising him that his secondary employment approval was due for review and asked that he complete a renewal application and forward it to Narelle Kay. On 6 April 2006, Ms Whittaker forwarded another email to the applicant indicating that she had received no response to her earlier email and asking him to complete an application to continue with secondary employment promptly. Both of those emails indicated that Ms Whittaker was from "HRA Goulbourn LAC". Joanne Whittaker's position as HRA stands for Human Resource Administrator. Ms Whittaker was appointed to that position at Goulbourn LAC on 6 March 2006. Prior to that she worked in the Human Resource Unit at the New South Wales Police Academy.
25 On 18 April 2006, Ms Kay forwarded a letter to the applicant indicating that approval to undertake secondary employment had been revoked because, firstly, the applicant had not submitted any renewal application and, secondly, "a review of your sick leave history during the three months commencing 09.01.06 indicates multiple sick leave absences." The applicant was asked to contact Ms Kay on a specified telephone number if he had any queries.
26 On 20 April 2006, the applicant forwarded an email to Ms Kay saying that he was unaware that he had to submit a renewal application, and that he thought that the communications from Ms Whittaker were made to him by her in some capacity associated with the Police Academy and were therefore irrelevant. He complained about the revocation of his secondary employment authority and indicated that he only performed four shows a month as a magician, that he was not engaged in any physical activity which would affect his medical condition and that his secondary employment was "crucial to my mental state". Furthermore, he said that he did not believe that he had had any increased work absences over the period.
27 Ms Kay responded the same day indicating that she would discuss the matter with the LAC Commander Mr Benson and pointing out that the communications from Ms Whittaker indicated that she was attached to the Goulbourn LAC and not to the Police Academy.
28 By letter dated 19 June 2006, Ms Kay indicated that the revocation of the secondary employment authority made on 18 April 2006 would stand. She indicated in that letter that the applicant had an unsatisfactory level of attendance "with a demonstrated inability to meet the limited hours of your current return to work plan." The applicant acknowledged receipt of that advice in writing on 29 June 2006.
29 Material provided within the Commissioner's submission document indicates that the applicant was observed performing as the Magic Jester in Ingleburn Library on 11 July 2006. On 21 August 2006, the Local Area Commander, now Chief Superintendent Benson, noted from information contained in a local newspaper that the Magic Jester would be performing at a function on 26 August 2006. The applicant was spoken to by Chief Superintendent Benson and warned not to perform. It appears, however, that the applicant did perform at that event. On 28 August 2006, Chief Superintendent Benson received confirmation that the applicant had performed at a function for the Mittagong Public School and had been paid $300 for three hours' work.
30 These matters became the subject of an interview conducted by Chief Superintendent Benson with the applicant on 1 September 2006. The matters discussed in that interview gave rise to the commencement of a process that ultimately led to the issue of the 181D notice and the removal of the applicant from the New South Wales Police Force.
31 Before considering the substance of what occurred at the interview, I should first cover some of the incidents that were the subject of the interview by reference to the evidence given about them in these proceedings.
32 Chief Superintendent Benson said that, with respect to the performance of the Magic Jester at the opening of a local child care centre in Goulbourn on 6 May 2006, the applicant had reported on sick leave with back pain the prior day and again reported for sick leave the following Monday 8 May 2006, suffering from cold and flu. He was concerned how the applicant could have performed in circumstances where he had been off work the previous Friday and the following Monday. In his evidence, the applicant said that he recalled waking up on 5 May 2006 feeling pain in the thoracic region of his back and could not attend work. He stayed in bed for most of the morning and went to his local doctor to obtain a medical certificate. He said that around lunchtime that day, he rang the child care centre and said that he might not be able to perform because of back pain but that he would reassess the situation the following morning. When he awoke on 6 May 2006, he noticed that the pain had subsided considerably and decided to perform. This did not involve him in engaging in any strenuous physical activity. He then said that on 7 May 2006, at about 4pm, he began to experience cold and flu like symptoms. He felt unwell when he awoke on 8 May 2006 and telephoned the police station to advise that he was ill. He conceded, however, that he had performed at the event.
33 In July 2006, Chief Superintendent Benson was advised by another officer that he had seen an advertisement for a Magic Jester performance at Ingleburn Library on 11 July 2006. He confirmed that the applicant had performed that day and had used annual leave for that purpose.
34 Chief Superintendent Benson became aware in August of an advertisement in the Mittagong Public School newsletter to the effect that the Magic Jester was scheduled to perform at the Bowral Public School Billycart Derby and Market Day on 26 August to which I have earlier referred. He confirmed with the school that the Magic Jester was booked to perform for a fee of $300. Around midday on 25 August, Chief Superintendent Benson contacted the applicant by telephone because he was not at work that day. Shortly after the phone call, he made a file note about the conversation. The file note records that the applicant was asked whether he was to perform at a show at Mittagong and denied this. The applicant said that he had been off work that week with his back and "some complications from surgery. If I was feeling better I was going to go there and just walk around with the kids." The applicant was told that the revocation of his secondary employment authority precluded either paid or charity work and he was reminded of the acknowledgement that he had signed in June. About an hour later, the applicant left a message for Chief Superintendent Benson to call him, which he did. The applicant wanted to confirm that it was Chief Superintendent Benson who had had the original conversation with him and to find out whether someone was "playing a joke on me".
35 Subsequently Chief Superintendent Benson was informed that the Magic Jester had performed on 26 August and that he had been paid $300 for doing so. He was told that the applicant's routine "consisted basically of two performances of magic going wrong and walkabouts through the crowd doing balloon sculpture and small tricks."
The applicant's interview with Chief Superintendent Benson
36 The interview, which was conducted by Chief Superintendent Benson with the applicant on 1 September 2006, was typed up by Detective Inspector Hanson. A copy of the transcript is evidence in the proceedings. Whilst the applicant disputed that some parts of the transcript were accurate, I am satisfied that, in general terms, it reproduces accurately what occurred. I shall refer only to those parts of it that I consider relevant for the purpose of these reasons for decision.
37 The applicant was referred to the emails from Joanne Whittaker in March and April 2006 asking him to reapply for secondary employment authorisation. The applicant said that he ignored them because he thought that she was still attached to the Police Academy and therefore had nothing to do with the Goulbourn Local Area Command. I should interpolate here that, whether or not the applicant thought that Ms Whittaker was addressing secondary employment authorisation from the point of view of the Police Academy, the notification should have triggered the need in the applicant's mind to renew the authorisation, which was due to expire in April. I do not believe that he could have been unaware of the need to seek further authorisation.
38 Whatever the situation with the emails, the applicant agreed that he received the letter revoking his secondary employment on 18 April 2006.
39 The applicant was then asked what other work he had undertaken after 18 April 2006. He mentioned the performance on 26 August. He replied that he was not aware of anything and "I can't imagine that I would be that stupid." When reminded about the performance in May at the child care centre in Goulbourn, the applicant said that he then remembered the performance. He said that he was in pain at the time and that he did "a short show because I wasn't well …." His explanation as to why he had performed in defiance of the revocation of his secondary employment authorisation was that he had been "stupid" to do it "knowing full well that everyone in Goulbourn would know."
40 When asked why he had performed on 26 August 2006, the applicant responded that he was "desperate for the money".
41 The applicant was then reminded of the performance that he had undertaken on 11 July 2006 at the Ingleburn Library.
42 The applicant then conceded that he had undertaken secondary employment in breach of the direction given to him, that he had done so consciously and that the reason was "out of necessity".
43 When reminded about the conversation that Chief Superintendent Benson had had with the applicant on 25 August 2006, the previous Friday, the applicant said that he was asleep at the time that he received the telephone call and had taken some painkillers and Valium. He thought that he had dreamt of the conversation which is why he initiated a telephone call to Chief Superintendent Benson shortly after.
44 Furthermore, Chief Superintendent Benson reminded the applicant that during the course of the conversation on 25 August, the applicant had said that the performance was to be a charity one and he failed to disclose that he had been paid $300 for the three hours work.
45 Chief Superintendent Benson informed the applicant that his main concern related to the fact that the applicant had lied to him about a number of matters rather than the physical work that the applicant had carried out in performing as a magician.
46 During the course of the interview, Chief Superintendent Benson also suggested that the applicant's sick leave record had worsened rather than improved since the beginning of the year.
47 In his response document of 10 September 2007, the applicant complained about the decision of Chief Superintendent Benson to revoke his secondary employment authorisation. He thought that this was unfair and that the secondary employment did not impact in any way on his ability to carry out his duties as a police officer. Furthermore, he said that his "personal circumstances" required him to continue to carry out secondary employment. He pointed to his limited income whilst on restricted duties, that his wife was in ill health and could not work and that he then had four daughters under the age of ten years. Furthermore, he said, "I also have to deal with constant daily pain and to take medication regularly. Psychologically I have been trying to deal with the issues that are a direct result of me being hurt on duty. If I am removed from the Police Force I will not (be) able to gain employment in most occupations and my career prospects are extremely dim. My injury means I cannot sit for any length of time. If I am removed from the Police Force, I will become unemployed and unemployable."
48 The applicant also said: "At the time I believed that I was doing what was best for my family, and I deeply regret that that involved disobeying a direction, albeit one that I believe was unfair and unwarranted. To put it bluntly, I admit that I worked secondary employment without approval and I admit that I was evasive with some of my answers when I was interviewed, but I did that through fear, not through an attempt to be deceitful."
49 The applicant accepted that some punishment should be visited upon him for what had been done but asked that he not be removed from the police force. The applicant modified his stance for the purpose of these proceedings indicating that he sought reinstatement in the police force to enable him to make an application for discharge on medical grounds, which would potentially entitle him to receipt of a pension.
50 In the course of cross-examination, the applicant readily conceded that he had disobeyed a directive given to him by Chief Superintendent Benson regarding the performance in August 2006. He also conceded that, in the course of his telephone conversation with Chief Superintendent Benson, he had been evasive because he was intending to undertake the performance and did not want Chief Superintendent Benson to be aware of that. He conceded that he was knowingly breaching the New South Wales Police procedures when undertaking secondary employment.
The evidence of Chief Superintendent Benson and sick leave
51 Chief Superintendent Benson gave evidence in the proceedings. He said that he looked up the applicant's record on the internal police system when the applicant was transferred to his command so as to acquaint himself with background information about the applicant. He saw the adverse finding that had been made concerning the applicant's unauthorised secondary employment whilst at the Police Academy. It was the evidence of Chief Superintendent Benson that notwithstanding this he wanted to give the applicant a fresh start. Furthermore, Chief Superintendent Benson was adamant in his evidence, and I accept his evidence in this regard, that the sole reason why he declined to renew the applicant's secondary employment authorisation was because of his perception concerning the applicant's sick leave record.
52 Although a record of the applicant's sick leave absences in tabular form became evidence in the proceedings, this was not available to Chief Superintendent Benson at the time that he made his assessment. That was based on his perusal of daily rosters that indicated to him that the applicant had an extensive record of sick leave absences.
53 It followed that when Chief Superintendent Benson granted initial approval for secondary employment for the applicant and he referred to the fact that increased sick leave absences would lead to withdrawal of the approval, he must have been intending to compare the applicant's sick leave record whilst at the Goulbourn LAC with his record whilst at the Police Academy. This is because at the time that Chief Superintendent Benson made the decision to impose the sick leave record as a condition of granting secondary employment authorisation, the applicant had only recently been transferred to Goulbourn LAC.
54 However, Chief Superintendent Benson, when assessing the applicant's sick leave record for the purpose of determining to revoke the secondary employment authorisation, did not undertake any statistical analysis of the applicant's sick leave record. In fact, Chief Superintendent Benson used what he considered a standard for sick leave in assessing the applicant's record. He said: "The basic benchmark that I used was the New South Wales Police policy bench mark, five sick days in 12 months is an automatic requirement for the officer to be called in to his commander, sat down and discuss the reasons for that sick leave, for that sick report, that includes matters where the officer is hurt on duty. So five days in 12 months is an overall corporate benchmark. I took it to be the number of days that Mr Richards had taken off during this review period to be certainly I guess well in advance of that."
55 The applicant gave evidence about his working pattern whilst at the Goulbourn Local Area Command. He had previously worked a five-day week at the Police Academy. The applicant said that when he came to Goulbourn LAC he initially worked Monday to Friday, six hours a day but that later changed to Monday, Wednesday and Friday, six hours a day. He also took a mixture of sick leave, annual leave and leave whilst being paid worker's compensation benefits during that period.
56 Later, the applicant gave evidence that seems to me to be inconsistent with that which he had previously given about his working pattern. He said that he was working a six-hour shift four days a week in January.
57 The sick leave record in tabular form covers the period January 2006 to August 2006. It indicates that the applicant had considerable periods off work each month by way of sick leave. I set out below a summary of the material contained in the table. January 2006 Hours able to be rostered 124
Annual leave 80
Other leave (sick/WC) 16
Hours remaining 28
February 2006 Hours able to be rostered 100
Annual leave 16
Other leave (sick/WC) 72
Hours remaining 12
March 2006 Hours able to be rostered 118
Annual leave 16
Other leave (sick/WC) 60
Hours remaining 42
April 2006 Hours able to be rostered 78
Annual leave 0
Other leave (sick/WC) 36
Hours remaining 42
May 2006 Hours able to be rostered 108
Annual leave 12
Other leave (sick/WC) 60
Hours remaining 36
June 2006 Hours able to be rostered 102
Annual leave 0
Other leave (sick/WC) 72
Hours remaining 30
July 2006 Hours able to be rostered 102
Annual leave 18
Other leave (sick/WC) 66
Hours remaining 18
August 2006 Hours able to be rostered 78
Annual leave 0
Other leave (sick/WC) 54
Hours remaining 24