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[2000] FCA 1747
Federal Court of Australia
2000-12-06
Hely J
Original judgment source is linked above.
REASONS FOR JUDGMENT 1 This is an application under the Administrative Decisions (Judicial Review) Act 1977 (Cth) ("the ADJR Act"), in which review is sought of a decision of the respondent (by his delegate) made on 4 May 2000, refusing an application by the applicant for the grant of legal assistance under s 69(2) of the Administrative Appeals Tribunal Act 1975 (Cth) ("AAT Act") in relation to proceedings between the applicant and the Minister for Immigration & Multicultural Affairs ("MIMA") which are pending in the Administrative Appeals Tribunal ("AAT"). 2 The applicant came to Australia in about 1980. According to the judgment of the Full Court of this Court in Brehoi v Minister for Immigration & Multicultural Affairs [1999] FCA 772, the applicant was convicted by the New South Wales District Court of supplying heroin between 4 August and 4 October 1991, and sentenced to a fixed term of imprisonment of 2½ years (par 2 of a decision note of 4 November 1999, to which reference will be shortly made, gives a different account of the conviction and sentence, but it is not material for present purposes to explore the difference between these accounts, and the evidence does not enable me to do so). 3 On 20 August 1997, pursuant to ss 200 and 201 of the Migration Act 1958 (Cth), MIMA made a deportation order against the applicant. The order is not in evidence, but I assume it was based upon the fact that the applicant had been in Australia as a permanent resident for a period of less than ten years, and that he had been convicted of an offence for which he was sentenced to a period of imprisonment of not less than one year. 4 The applicant has been in custody since 1993 (some of the documents say 1995), either as a prisoner under sentence, or as a person in immigration detention. There are references in the documents to a period spent on parole, and to a period in which the applicant escaped from immigration detention, but the facts in relation to these alleged absences are not established by the evidence in the proceedings before me, and are not material to the resolution of these proceedings. 5 Application may be made to AAT for a review of decisions of MIMA under s 200 because of circumstances specified in s 201: Migration Act, s 500(1)(a). On 9 September 1997 the applicant applied to AAT for a review of MIMA's decision that the applicant be deported. In March 1998 the application was dismissed by AAT in the absence of the applicant. Later, he was successful in persuading AAT to reinstate the application, which remains pending in AAT. 6 On 28 July 1999 the applicant applied to the respondent for a grant of legal aid, having previously been refused assistance by the New South Wales Legal Aid Commission, and by the Law Society of New South Wales. The application was made pursuant to s 69 of the AAT Act, which enables an applicant in the AAT to apply to the respondent for legal or financial assistance in relation to the AAT proceedings. Section 69(2) provides: "Where an application is made by a person under subsection (1), the Attorney-General may, if he or she is satisfied that it would involve hardship to that person to refuse the application and that, in all the circumstances, it is reasonable that the application should be granted, authorize the provision by the Commonwealth to that person, either unconditionally or subject to such conditions as the Attorney-General determines, of such legal or financial assistance in relation to the proceeding as the Attorney-General determines." 7 On 20 September 1999 a submission by Cameron Jackson, Barrister, in support of the application for legal assistance was prepared. On 4 November 1999 the respondent's delegate approved a departmental recommendation, contained in the decision note to which I earlier referred, recommending that assistance under s 69(2) of the AAT Act be refused. 8 That decision was the subject of an internal review. Supplementary submissions dated 21 November 1999 were lodged by Cameron Jackson in support of that review. The supplementary submissions complained of the failure on the part of the respondent to address all of the issues raised by the original submissions, and in addition, addressed the topics of "lack of public interest" and "prospects of success" which were the basis for the recommendation contained in the decision note of 4 November 1999 that assistance be refused. 9 On 1 December 1999 a decision was made which again refused assistance. I do not have a copy of the decision, nor do I know the basis upon which it was made. However, I have been informed that proceedings were instituted in this Court to set aside that decision, and that orders were made by consent setting aside the decision and remitting the matter to the respondent for further consideration. 10 On 4 May 2000 a further decision was made refusing the application for the grant of assistance. It is that decision which is the subject of these proceedings. The decision-maker was satisfied that it would involve hardship to the applicant to refuse the application for assistance. Thus the issue became whether: "in all the circumstances, it is reasonable that the application should be granted." In addressing that issue, the author of the recommendation had regard to a document issued by the Attorney-General's Department in 1991 styled: "Guidelines for the Provision of Legal or Financial Assistance by the Commonwealth other than under the Industrial Relations Act". However, the author expressed his agreement with advice which he had received that the Guidelines do not provide mandatory criteria, and that all of the circumstances had to be taken into account to determine whether it is reasonable that the application be granted. 11 Clauses 8, 9, 10 and 11 of the Guidelines provide as follows: "8. In determining whether it is reasonable to provide assistance regard is had, amongst other things, to: (a) the prospects of success; (b) the nature and extent of the benefit or detriment that may accrue to the applicant; (c) the availability of legal aid generally; (d) the benefit to the public or any section of the public. 9. The Attorney-General may decline to grant assistance if it is available from another source and there is no element of public interest in the proceedings.
Ground 1 16 Ground 1 asserts that the applicant has a right to the provision of legal assistance. In the circumstances I am prepared to assume, for the purpose of dealing with this ground, that the proceedings before the AAT are not an abuse of the Tribunal's processes. No submission was put by the respondent to the contrary. If the applicant had a right to the provision of legal assistance, then a decision refusing to grant it would be erroneous in point of law, and liable to be set aside. 17 Section 69 of the AAT Act, on its face, does not confer a right to the grant of legal assistance, as it confers a discretion upon the Attorney-General which may be exercised if the Attorney-General is satisfied as to certain matters. Further, the decision of the Full Court of this Court in Nguyen v Minister for Immigration & Multicultural Affairs [2000] FCA 1265 establishes that AAT, whilst bound by the requirements of procedural fairness, is not obliged to ensure that an applicant before it is legally represented in proceedings for a review of a deportation order. Thus, there is no general law "right" to representation in cases such as the present. This ground is not made out.
Ground 2 18 Ground 2 lists factors which go to the merits of the application. As I have said, a decision on the merits of the application is a matter for the respondent, rather than for me. Even if I thought that all of the matters listed in Ground 2 were established, that would not of itself justify setting aside the decision of the respondent's delegate.
Ground 3 19 Ground 3 asserts: - breach of the rules of natural justice; - a failure to take into account relevant considerations; - a decision otherwise contrary to law, viz s 256 of the Migration Act. 20 The applicant was given the opportunity to put submissions before the decision-maker, and he did so. No basis for the claim of denial of natural justice has been identified, let alone made out. 21 A factor which must be taken into account in the exercise of the discretion conferred by s 69 of the AAT Act, is whether the applicant would suffer hardship if his application were refused. Otherwise the discretion is unconfined, except insofar as some implied limitation may be found in the subject matter, scope and purpose of the Act on the factors to which the decision-maker may legitimately have regard: Minister for Aboriginal Affairs v Peko-Wallsend Ltd (1985-1986) 162 CLR 24, 39-40 per Mason J. 22 It was open to the respondent to take the Guidelines into account, although the Guidelines are not to be treated as mandatory criteria to be substituted for the statutory test: Drake v Minister for Immigration & Ethnic Affairs (1979) 46 FLR 409, 420. 23 The applicant complains of a failure on the part of the decision-maker to take into account relevant considerations, hence the observations of Deane J in Sean Investments v MacKellar (1981) 38 ALR 363, 375 are pertinent: "In a case such as the present, where relevant considerations are not specified, it is largely for the decision-maker, in the light of matters placed before him by the parties, to determine which matters he regards as relevant and the comparative importance to be accorded to matters which he so regards. The ground of failure to take into account a relevant consideration will only be made good if it is shown that the decision-maker has failed to take into account a consideration which he was, in the circumstances, bound to take into account for there to be a valid exercise of the power to decide." 24 In the first submission, the following factors were put forward on behalf of the applicant as being relevant to his application for assistance: (a) the applicant is in custody and without funds;
(b) the applicant has a limited understanding of the English language and a limited understanding of the issues involved in the AAT proceedings, such that he does not have the capacity to prepare and conduct his case;
(c) the applicant has lived in Australia since 1980, and may no longer have a right to permanent residence in Romania;
(d) matters going to the prospects of success in the AAT proceedings, which were described as "difficult to assess". In deportation matters, less regard is paid to the prospects of success because the liberty of the subject is involved;
(f) the public interest in the effective and efficient administration of justice;
(g) the potentially dire consequences to the applicant should he fail to secure effective legal representation. 25 The decision note of 4 November 1999, after discussion of the applicant's imprisonment, lack of income and assets, and the likely costs of the AAT proceedings, records that the author of the note was "satisfied on hardship", but recommended against a grant of assistance for lack of public interest, and because AAT was unlikely to find in the applicant's favour. Elsewhere in the note there is a reference to the applicant's limited command of the English language, to his depression, to the position of his Australian daughter, to the unlikelihood of being allowed to return to Romania, so as to give rise to an inference that all of these matters were taken into account in the making of 4 November decision. 26 The supplementary submissions note that the first decision accepted that the applicant would suffer hardship, but that the application was refused for "lack of public interest" and "prospects of success". Those issues were then addressed, coupled with a request that in reconsidering the decision, the Department should address the original submissions and the additional points raised in the supplementary submissions. 27 The additional points included: (a) a complaint that the author of 4 November 1999 recommendation had not referred to the fact that it was the respondent's policy to give less weight to the prospects of success in criminal deportation cases, as the liberty of the subject is involved. The failure to refer to that fact, combined with partially founding the decision on "prospects of success" was said to give rise to an inference that the Guidelines had been misconstrued in their application to deportation cases;
(b) the best interests of the applicant's daughter is a primary consideration according to the current Guidelines for deportation cases;
(c) the applicant has shown significant steps toward rehabilitation in specified respects;
(d) the applicant's case on hardship grounds is a compelling one, given the detriment he will suffer if he is not represented, the need for his child's interests to be considered and the prospect that he may well be indefinitely detained should his deportation be affirmed (as the Department negotiates with Romania to accept him). 28 The Guidelines make it plain (cl 2) that legal or financial assistance may be granted where the Attorney-General is satisfied that: · it would involve hardship to the applicant to refuse the application, and
· it is reasonable in all the circumstances to grant the application. "Hardship" is interpreted to mean financial hardship (cl 5) and the broad test of "hardship" is whether the applicant has the means to meet the cost of the proceedings without incurring serious financial difficulty (cl 6). In determining whether it is reasonable to provide assistance, regard is had, amongst other things, to the matters listed in cl 8 of the Guidelines, which is extracted in par 11 above. 29 It is apparent that the author of the document styled "Reasons for decision", which formed the basis for the decision given on 4 May 2000, interpreted the "hardship" requirement in the sense referred to in the Guidelines, as pars 8, 9 and 10 of that recommendation are confined to matters of financial hardship. 30 The author then addressed the issue of reasonableness, and under that heading addressed the following matters: (a) there are no important unresolved questions of Commonwealth law, hence there are no elements of public interest in the case;
(b) the applicant does not have high prospects of success in overturning the deportation order. That conclusion was reached after taking into consideration the applicant's expressed desire to have contact with his daughter on his release from prison. The author "questioned" whether the applicant would be successful in gaining access to his daughter as "there is no information" as to any attempt to remain in contact with the child during the breakup of the relationship or during his time in custody. "Taking this into consideration, I am of the view that it would be unlikely that [the applicant] would succeed in seeking contact with his daughter";
(c) under the heading "Nature and extent of the benefit or detriment that may accrue to the applicant", the following appears: "18. The applicant has been residing in Australia illegally and has been in custody since 1995. The applicant risks being deported back to Romania."
(e) the matter does not benefit the public or any section of the public. 31 There is no warrant for a conclusion that the applicant has been residing in Australia illegally. In the proceedings before me the respondent's legal representative accepted that this was an error, but submitted that it was immaterial, as the decision was based upon "lack of public interest" and "prospects of success". I accept that submission. 32 No reference is made in the reasons for decision to the following matters which had been advanced by the applicant as being relevant to the decision: (a) the applicant's inability, due to difficulties of language and comprehension, to prepare and conduct his case in AAT (see par 24(b) above);
(b) the prospect that the applicant might be indefinitely detained should his deportation be affirmed depending upon the attitude adopted by Romania (see pars 24(c), (g) and 27(d) above);
(c) the policy of the respondent that in deportation matters, less regard is paid to the prospects of success because the liberty of the subject is involved (see pars 24(d) and 27(a) above);
(d) the public interest in the effective and efficient administration of justice (particularly having regard to (a) above). 33 The question which then arises in whether I should be satisfied, from the failure to refer to these matters in the reasons for decision, that the respondent failed to take these matters into account, and if so whether that vitiates the exercise of the discretion to refuse assistance. 34 Before turning to those issues, I should say that I have considered whether the failure to pursue with the applicant the matters which the author of the 4 May 2000 recommendation "questioned" (see par 30(b) above), gives rise to a reviewable error based upon a failure to inquire where a duty to inquire was imposed by law: see Prasad v Minister for Immigration & Ethnic Affairs (1985) 6 FCR 155, 169-170 per Wilcox J. 35 As Wilcox J said in Foxtel Management Pty Ltd v Australian Competition & Consumer Commission (2000) 173 ALR 362, 417: "It will be a relatively rare case in which a statutory decision is vitiated because of the decision-maker's failure to make inquiries. It will need to be apparent that relevant material was readily available to the decision-maker, but ignored." Abebe v Commonwealth of Australia (1999) 162 ALR 1 at [187] recognises that it is for the applicant to advance whatever evidence or argument the applicant wishes to advance in support of a proposition which the applicant is propounding. The applicant put forward his relationship with his daughter (actual or prospective), as a material consideration, and it was for him to bring forward whatever materials on the issue which he wished to have taken into consideration. The decision-maker is not obliged to make the applicant's case, and may ordinarily decide the application on the basis of such information and material as the applicant puts forward: Detsongjarus v Minister for Immigration, Local Government & Ethnic Affairs (1990) 21 ALD 139. 36 This matter is not raised in the application. Although I raised the matter during the course of argument (the applicant being unrepresented), for the reasons I have given it is not appropriate for it to be further pursued. 37 Failure by a decision-maker to expressly refer to a matter, will not necessarily give rise to an inference that the decision maker did not consider the matter: see Burchett J in Australian Conservation Foundation v Forestry Commission (1988) 79 ALR 685 at 691: "There is no doubt that the omission to mention a matter expressly in a report or in reasons for a decision can lead a court, upon an examination of the whole of the context, to conclude that the matter was not considered. But it need not do so. It is a question of the proper inference. Not every matter taken into account must be set out expressly" (emphasis added). The policy issues behind this principle were enunciated by Fox J in Steed v Minister for Immigration & Ethnic Affairs (1981) 37 ALR 620 at 621: "It is a mistake to conclude simply from the fact that a judge or Tribunal does not refer, or does not refer in detail, to some particular aspect of the case that it has escaped his [sic] attention. It is not in anyone's interests that the judge or Tribunal be expected to set out every consideration which passes through his mind, although some, and usually the most significant, will be expressly dealt with". That aside, however, as Burchett J recognised in the passage cited above, it is clear that where no reference is made to a matter, it remains open to a court to infer that the matter was not taken into consideration by the decision-maker: see eg Sullivan v Department of Transport (1978) 20 ALR 323 per Deane J at 349; Choo Ai Lin v Minister for Immigration & Ethnic Affairs (1996) 45 ALD 291 per Tamberlin J at 300-301. Thus, in summary, absence of reference to a matter will only ground a finding that a relevant consideration was not taken into account, where that conclusion is supported generally by the particular factual circumstances of the case. 38 Although the reasons for decision (par 6) contain the following statement: "A failure to satisfy a particular relevant matter as set out in the guidelines would not obviate the need for the delegate to consider other relevant matters, or to decide 'in all the circumstances, whether it is reasonable that the application be granted'." Thereafter the author confines his consideration of the matter to an application of the Guidelines. 39 The document is put forward on the basis that it contains the "reasons for decision" and the matters which were taken into account in formulating the recommendations. The topic of the nature and extent of the detriment which may accrue to the applicant is addressed in par 18, but apart from the erroneous reference to illegal residence in Australia, the only matter referred to under this heading is the risk of deportation back to Romania. There is no reference to the detriment flowing from the applicant's claimed inability, due to difficulties of language and comprehension to prepare and conduct his case in AAT, or to the claim that he faces the prospect of indefinite detention should his deportation be affirmed depending on the attitude of Romania. 40 The matters referred to in par 32 above were put forward by the applicant as being relevant. If they are accepted as factually true, they are capable of being relevant to the issue falling for decision, although whether any, and if so what, weight should be given to them is a matter for the decision-maker. 41 On the materials before me I am satisfied that the decision-maker failed to take these matters into account. I came to that conclusion because: - there is no reference to the matters in the "reasons for decision";
Solicitor for the Respondent: Ms D Watson Australian Government Solicitor
Brehoi
Attorney-General of the Commonwealth of Australia
(1979) 46 FLR 409
(1981) 38 ALR 363
(1985) 6 FCR 155
(2000) 173 ALR 362
(1999) 162 ALR 1
(1988) 79 ALR 685
(1981) 37 ALR 620
(1978) 20 ALR 323