FIRST GROUND OF APPEAL: FALSE UNDERSTANDING OF CITIZENSHIP STATUS
55 The appellants' first ground of appeal is in the following terms:
The Federal Circuit Court erred in failing to find that the [Authority] made a jurisdictional error in conducting its review based on a false understanding of the citizenship status of the third and fourth appellants.
56 This appeal ground would appear, at first blush, to challenge directly the primary judge's findings in relation to the second ground of review in the Circuit Court. The Minister contended, however, that it effectively raised a new argument or arguments that were not raised in the Circuit Court and that the appellants required leave to raise those arguments. It may perhaps be accepted that the appellants' arguments in support of this appeal ground may have a slightly different emphasis to the arguments that were put in the court below. The substance of those arguments, however, was effectively the same. It is therefore at best doubtful that the appellants required leave to argue this appeal ground. Even if leave were required, it would be appropriate to grant it in all the circumstances, particularly as the Minister did not suggest that he was prejudiced in any way.
57 The appellants advanced five propositions in support of this appeal ground.
58 The first proposition was that the Authority identified that the third and fourth appellants' entitlement to citizenship was relevant to the review.
59 The second proposition was that citizenship can only be determined by reference to foreign law, in this case the law of Sri Lanka.
60 The third proposition was that the Authority "failed to consult Sri Lankan citizenship law".
61 The fourth proposition was that, as a result of its failure to consult Sri Lankan citizenship law, the Authority made a finding that was "not consistent with Sri Lankan citizenship law".
62 The fifth proposition was that it follows from the fourth proposition that the Authority "failed to perform its statutory task".
63 Each of the appellants' five propositions requires careful analysis.
64 The appellants' first proposition may be accepted. It is apparent from [54] and [55] of the Authority's Reasons that it interpreted or approached a claim made by the first appellant to the effect that the Sri Lankan authorities would not register his children, the third and fourth appellants, as amounting in effect to a claim that the third and fourth appellants would face a real chance of harm in Sri Lanka because they were stateless. It was in that context that the Authority gave consideration to the question whether the third and fourth appellants would be able to obtain or establish their entitlement to Sri Lankan citizenship.
65 It should, however, be emphasised, in this context that while it may be accepted that the first appellant claimed that the third and fourth appellants may not be able to obtain or establish their entitlement to Sri Lankan citizenship, there was never any articulation of what would flow from that, or what would flow from the fact that the third and fourth appellants were and might remain stateless. The appellants were unable to point to anything in the "review material" that was before the Authority which could be said to articulate or amount to a claim that the third and fourth appellants would suffer harm in either Sri Lanka or India on account of their being or remaining stateless. No such claim was made in the material submitted in support of the appellants' combined visa application, which was approached by the delegate on the basis that the third and fourth appellants had not advanced their own protection claims and that their applications depended on the first and second appellants' applications. Nor was any such claim clearly articulated in the written submissions made to the Authority on the appellants' behalf.
66 The appellants' second proposition was essentially uncontentious. There is no doubt that the question whether a person is or is not the citizen of a particular country necessarily depends on the law of that country: Re Canavan (2017) 263 CLR 284 at [37]. It should perhaps be noted, in this context, that the existence, nature and scope of any rules and principles of the law of a foreign jurisdiction are, at least in judicial proceedings, to be treated as an issue of fact upon which evidence is receivable: National Mutual Holdings Pty Ltd v The Sentry Corporation (1989) 22 FCR 209 at 226.
67 In the Circuit Court, the appellants appeared to rely entirely on the text of s 5(2) of the Citizenship Act. It is, however, unclear how evidence in relation to that provision was adduced. Evidence of a foreign statute may be adduced in a proceeding in various ways, including by producing a book containing the statute that purports to have been printed by the government or official printer of the country, or a book containing the statute that appears to be a reliable source of information or a book that is or would be used in the courts of the country to inform the courts about, or to prove, the statute: s 174 of the Evidence Act 1995 (Cth). Expert evidence concerning foreign law is also able to be adduced, including in relation to the meaning and effect of foreign statute law. It would appear that the appellants did not adduce any expert evidence concerning the meaning or effect of s 5(2) of the Citizenship Act, nor was any evidence in relation to that provision adduced in accordance with s 174 of the Evidence Act. The Minister appears, however, not to have taken any point in relation to the proof of the provision.
68 The appellants' third proposition requires close consideration. There are at least two problems with it.
69 The first problem is that it appears to be based on the premise that the Authority was somehow or for some reason obliged to "consult Sri Lankan citizenship law". That is a false or erroneous premise. As was just noted in the context of the appellants' second proposition, the content of the law of a foreign country is essentially a question of fact. In a court, it would generally be established by evidence. In an administrative body, including the Authority, it would properly be established by the material, in the form of documents or information, put before the body. As discussed in detail earlier, however, the Authority must generally conduct its review on the basis of the "review material", subject to its discretion to get "new information". It follows that, subject to the exercise of the discretion to get new information, the Authority could only be said to be obliged to "consult Sri Lankan citizenship law" to the extent that the review material included information or documents concerning Sri Lankan citizenship law. It would appear now to be common ground that the review material did not include s 5(2) of the Citizenship Act. Moreover, as discussed later, the appellants did not request the Authority to get "new information" in relation to Sri Lankan citizenship law.
70 The second problem, which is in some respects related to the first, is that it is not correct to say that the Authority failed to consult Sri Lankan citizenship law. That is because it is apparent that the Authority did consult a document or information that was part of the review material that addressed an aspect of Sri Lankan citizenship law. That was the Department of State report which stated that "[c]hildren obtain citizenship from their Sri Lankan parents, whether born in the country or overseas". It was open to the Authority to have regard to that report, even though it may at best comprise only a secondary source of the relevant law in Sri Lanka. It should also be noted that the Department of State report would appear to have been the only relevant information that the Authority had before it, in the review material, in relation to the relevant law in Sri Lanka which bore on the citizenship rights or entitlements of the third and fourth appellants. The appellants were not able to point to anything else in the review material that bore on that question.
71 It should also be emphasised, in this context, that one of the reasons for why there was no other documents or information concerning Sri Lankan citizenship law in the review material was that the appellants did not put any such information or documents before the delegate in support of their visa application. Nor did they include any reference to Sri Lankan citizenship law in the written submissions they provided to the Authority. And, as will be discussed later in the context of the second ground of appeal, the appellants did not request the Authority to get any "new information" about Sri Lankan citizenship law. Indeed, there was barely a mention of the issue in any of the material which was before the Authority.
72 It follows that the Authority did consult Sri Lankan citizenship law to the extent that there was any relevant information or documents in the review material on that topic. The short statement in the Department of State report, referred to at [55] of the Authority's Reasons, would appear to have been the only information on that topic in the review material. Having regard to the terms of ss 473DB, 473DC and 473DD of the Act, it is at best doubtful that the Authority was permitted to, let alone required to, consult Sri Lankan citizenship law beyond what was contained in the review material.
73 As for the appellants' fourth proposition, it may perhaps be accepted that, to the extent that the Authority made a finding in relation to the terms or operation of the relevant Sri Lankan citizenship law, that finding appears to have been wrong. The Authority appears to have found, at [55] of its Reasons, that the third and fourth appellants would be able to obtain Sri Lankan citizenship because their parents were Sri Lankan. That finding was based, at least in part, on the statement extracted from the Department of State report. The Authority also appears to have accepted, based in part on the first appellants' claim that the Sri Lankan authorities would not "register his children", that to obtain Sri Lankan citizenship it would be necessary for the third and fourth appellants to establish their identity. The Authority was not satisfied that the third and fourth appellants would not be able to do that.
74 The difficulty with the Authority's finding, however, is that the terms of s 5(2) of the Citizenship Act appear to demonstrate not only that the third and fourth appellants' birth would need to be registered, but also that the registration must take place within one year or "such further period as the Minister may for good reason allow". The third and fourth appellants' birth had not been registered within one year and it could not be concluded with any certainty that the Sri Lankan Minister would necessarily allow any further period.
75 Four important points should, however, be made in relation to the Authority's erroneous finding that the third and fourth appellants would be able to obtain Sri Lankan citizenship because their parents were Sri Lankan.
76 First, to the extent that the finding was based on a finding concerning the content of Sri Lankan law, that finding was a finding of fact, not law. As noted earlier, the content, scope or operation of foreign law is a question of fact. In their oral submissions, the appellants effectively conceded that the relevant error was an error of fact. That was also essentially how their case was conducted in the Circuit Court.
77 Second, while the Authority's finding concerning the content, scope or operation of the law of Sri Lanka in relation to the citizenship of children born of Sri Lankan parents may have been wrong given the terms of s 5(2) of the Citizenship Act, it was nevertheless a finding that was reasonably open to the Authority on the basis of the review material that was before it. That material included the brief statement or summary of the relevant operation of the law which was included in the Department of State report. That statement provided a reasonable basis for the finding.
78 The appellants appeared to submit that the Department of State report was not an apparently credible or reliable secondary source of the relevant Sri Lankan citizenship law. The basis of that submission appeared to be that the description of the report suggested that it was nothing more than a report on human rights practices in Sri Lanka, as opposed to a report in relation to the laws of Sri Lanka. There is, however, no merit in that submission. The Department of State is no doubt a reputable and reliable source of information, including information about human rights in particular countries. Such reports frequently contain a summary of the relevant laws of the countries in question, no doubt because there is a clear relationship, interaction or intersection between human rights practices and the laws of particular countries. There is, in those circumstances, no basis for the contention that it was not reasonably open to the Authority to have regard to the Department of State report as an apparently reliable secondary source of information concerning the relevant and applicable law in Sri Lanka.
79 Third, the Authority's apparently erroneous finding concerning the content of the applicable Sri Lankan law was not, as contended by the appellants, a result of its failure to consult Sri Lankan citizenship law. As already discussed, the Authority did "consult Sri Lankan citizenship law" insofar as that topic was addressed in the information and documents contained within the review material.
80 Fourth, it essentially follows from each of the preceding three points that the Authority's error was not a jurisdictional error. It was an error of fact within jurisdiction. This issue is addressed further in the context of the consideration of the appellants' fifth proposition, as well as in the consideration of the issue of materiality.
81 The appellants' fifth proposition is that the Authority did not "perform its statutory task" because it did not consult Sri Lankan citizenship law and as a result made an incorrect finding about that law. In essence, the contention is that the Authority constructively failed to exercise its review jurisdiction.
82 For the reasons already given, the premise underlying this contention is rejected. The Authority did not fail to consult Sri Lankan citizenship law and, while it may be accepted that it made an incorrect finding in relation to that law, that finding was a finding of fact which was reasonably open to the Authority on the materials before it.
83 The appellants sought to support the fifth proposition by reference to the decision of the Full Court in FER17 v Minister for Immigration, Citizenship and Multicultural Affairs [2019] FCAFC 106. Upon close analysis, however, that decision provides no support for the appellants' contention concerning constructive failure to exercise jurisdiction.
84 The applicant in FER17 was, like the third and fourth appellants in this case, a person who was born in India to Sri Lankan parents but whose birth had not been registered with the Sri Lankan authorities. Also like the appellants in this case, the applicant in FER17 was a "fast track review applicant" whose unsuccessful protection visa application was referred to the Authority for review. As in this case, an issue arose before the Authority as to whether the applicant was a citizen or national of Sri Lanka. Unlike in this case, however, the Authority had regard to the Citizenship Act in answering that question.
85 Despite having the relevant provision in the Citizenship Act before it, and despite being aware that the applicant's birth had not been registered, the Authority found that the applicant's birth could be registered and citizenship "conferred". It concluded, on that basis, that the applicant was not stateless but was a national of Sri Lanka.
86 The Authority's finding and conclusion that the applicant was a national of Sri Lanka was successfully challenged in judicial review proceedings in the Circuit Court. The Circuit Court judge concluded that the question whether the applicant was a citizen of Sri Lanka was to be determined solely by reference to Sri Lankan law and that in accordance with that law, although the applicant was entitled to seek citizenship, he was not a citizen until his birth was registered. The Circuit Court judge also held that the Authority's erroneous finding was a jurisdictional error because the finding was arrived at other than solely by reference to the law of Sri Lanka.
87 One other significant point should be made in relation to the facts of FER17. That point is that, because the Authority had found that the applicant was a national of Sri Lanka, it assessed and made findings concerning the applicant's protection claims solely on the basis that Sri Lanka was the relevant "receiving country".
88 The Circuit Court judge's finding that the Authority had made a jurisdictional error in finding that the applicant was a national of Sri Lanka was upheld by the Full Court. The argument advanced by the Minister on appeal was largely based on the meaning of the expressions "national" and "nationality" in the Act. The Minister argued, in effect, that the Authority's conclusion was correct and the Circuit Court judge's conclusion was incorrect because those expressions were broad enough to include the situation where a person had the capacity to acquire citizenship.
89 That argument was rejected by the Full Court, which concluded that there was no basis to construe the expressions "national" and "nationality" as extending to any status that a person does not presently possess: FER17 at [64], [78]. The Full Court concluded (at [79]), in that context, that the Circuit Court judge was correct to have held that the Authority had "fallen into legal error by applying a wrong test in concluding that FER17 was a national of Sri Lanka".
90 It is critical to emphasise that the "legal error" and "wrong test" which were the subject of that finding or conclusion was that the expressions "national" and "nationality" could be construed as extending to encompass someone "who is not presently a national of another country (understood in its ordinary sense) but who might have, or has, the capacity to acquire that other country's citizenship": FER17 at [78]. The relevant error was not an error as to Sri Lankan law. It was an error of domestic law, being the proper construction of provisions in the Act, which was the error in question.
91 It is in that context that the Full Court's finding that the Authority's error was a jurisdictional error must be understood. The appellants relied heavily on the following passage from the Full Court's judgment (at [85]) in support of its contention that the Authority's error in this case was a jurisdictional error:
The Court rejects the proposition that applying the wrong law with respect to a person's nationality when determining his or her application for a protection visa is not a failure to comply with a statutory precondition or condition. The correct characterisation of a person's nationality is fundamental. The [Authority's] decision thereby lacked an essential characteristic necessary for that decision to be given force and effect by the statute pursuant to which the decision-maker purported to make it.
92 As the preceding analysis of FER17 demonstrates, however, the "wrong law with respect to a person's nationality" that was applied in FER17 was not the law of Sri Lanka, but was domestic law, the meaning of "national" and "nationality" in the Act, and the application of that law and the circumstances of the case to the relevantly uncontested law in Sri Lanka. In FER17, the error in construing the Act, which resulted in the incorrect application of the facts of the case to the law of Sri Lanka, was plainly an error of law. That is entirely consistent with the proposition that the effect of the application of foreign law to the particular facts and circumstances of a case is a question of law: National Mutual at 226. In this case, however, the relevant error, for the reasons given earlier, is an error of fact concerning the relevant law in Sri Lanka. Moreover, the Authority's factual finding to that effect was open to it on the materials before it.
93 It should also be emphasised that the relevant error made by the Authority in this case was not, as it was in FER17, a finding that the relevant appellants were nationals of Sri Lanka. Rather, the relevant finding was that the third and fourth appellants would be able to obtain Sri Lankan citizenship.
94 There is a further important point of distinction between this case and FER17. In FER17, the Authority's conclusion that the applicant was a national of Sri Lanka led it to consider the applicant's protection claims solely as against Sri Lanka as the relevant receiving country. In this case, however, as was discussed earlier, the Authority considered the third and fourth appellants' protection claims in respect of both Sri Lanka and India. It rejected the protection claims in respect of both countries. The Authority's findings that the third and fourth appellants did not face a real chance of serious harm if returned to either Sri Lanka or India was not challenged either in the Circuit Court or on appeal.
95 This is a critical consideration in determining whether any error made by the Authority in relation to determining the third and fourth appellants' citizenship status was material. The issue of materiality is addressed separately later. It suffices at this point to note that, on any view, the relevant error on the part of the Authority did not cause it to fail to "perform its statutory task" as contended by the appellants. The "receiving country" in the case of the third and fourth appellants was, on any view, either India or Sri Lanka. The Authority considered the third and fourth appellants' protection claims in respect of both. There was no failure to exercise jurisdiction, constructively or otherwise.
96 It follows that the ultimate contention upon which the first ground of appeal was based, that the Authority made a jurisdictional error in conducting the review based on a false understanding of the citizenship status of the third and fourth appellants, must be rejected. While it may be accepted that the Authority proceeded on the basis of an incorrect finding in relation to Sri Lankan law, that was an error of fact, not law. The finding made by the Authority was also a finding that was open to it on the material that was before it. And, perhaps most fundamentally, the incorrect finding did not cause the Authority to fail to perform its statutory task as contended by the appellants.
97 The last-mentioned finding is also buttressed by what is said later in these reasons concerning materiality. In short, regardless of how the error made by the Authority is characterised, it was not a material error because the Authority assessed the third and fourth appellants' protection claims in respect of both India and Sri Lanka. It was not suggested that any other country was, or was capable of being, the relevant receiving country.
98 It follows that the appellants' first ground of appeal has not been made out. While the primary judge's reasons for rejecting the relevant review ground based on the asserted error concerning the third and fourth appellants' citizenship status was not entirely pellucid, his Honour was correct to reject that ground.