THE PROCEEDINGS AT FIRST INSTANCE
24 At first instance BDAC sought declaratory relief relevantly to the effect that "the resolution" passed by the Council to adopt the s 14 criteria as the franchise for the ballot "constituted a contravention of, and was rendered unlawful by" s 9(1) and s 9(1A) of the RD Act. The relevant act relied upon was the whole of the Council's processes in passing the resolutions extracted at [16] above. BDAC sought further declarations to the effect that the Council's "facilitation" of the ballot contravened s 9(1) and s 9(1A) of the RD Act.
25 Section 9 of the RD Act relevantly provides:
(1) It is unlawful for a person to do any act involving a distinction, exclusion, restriction or preference based on race, colour, descent or national or ethnic origin which has the purpose or effect of nullifying or impairing the recognition, enjoyment or exercise, on an equal footing, of any human right or fundamental freedom in the political, economic, social, cultural or any other field of public life.
(1A) Where:
(a) a person requires another person to comply with a term, condition or requirement which is not reasonable having regard to the circumstances of the case; and
(b) the other person does not or cannot comply with the term, condition or requirement; and
(c) the requirement to comply has the purpose or effect of nullifying or impairing the recognition, enjoyment or exercise, on an equal footing, by persons of the same race, colour, descent or national or ethnic origin as the other person, of any human right or fundamental freedom in the political, economic, social, cultural or any other field of public life;
the act of requiring such compliance is to be treated, for the purposes of this Part, as an act involving a distinction based on, or an act done by reason of, the other person's race, colour, descent or national or ethnic origin.
26 For the purpose of this provision it was and remains common ground that BDAC's membership is comprised of persons who belong to the Aboriginal "race" and/or are of Aboriginal "ethnic origin". The primary judge used the word "Aboriginality" to encompass both concepts.
27 It was not disputed that BDAC's members were all native title holders pursuant to the determination. The Council did not take issue with BDAC's standing to commence the proceedings to advance the individual interests of its 211 members on the basis that each individual member asserted an interest as a native title holder in being eligible to vote qua his or her status as a native title holder.
28 The primary judge summarised the approach to the construction and application of s 9(1) of the RD Act settled in the authorities in terms that are not challenged on the appeal (at [17]). It is convenient to extract his Honour's summary in full:
(a) the provision should be interpreted broadly and beneficially in accordance with the fundamental purpose of the Convention to which it gives effect: Baird at [60];
(b) at its heart, the expression 'any act involving a distinction, exclusion, restriction or preference' connotes a difference in treatment based on one or more of the stated characteristics: Gerhardy v Brown [1985] HCA 11, (1985) 159 CLR 70 at 118, 127-8 (Brennan J); Hagan v Trustees of the Toowoomba Sports Ground Trust [2000] FCA 1615 at [38] and, on appeal [2001] FCA 123, (2001) 105 FCR 56 at [29];
(c) although s 9(1) involves inherently elements of comparison, it does not require the identification of a particular comparator: Baird at [63]; Qantas Airways Limited v Gama [2008] FCAFC 69, (2008) 167 FCR 537 at [76]; Griffiths v Minister for Lands, Planning and Environment [2008] HCA 20, (2008) 235 CLR 232 at [7]; Wotton v State of Queensland (No 5) [2016] FCA 1457 at [559]-[560];
(d) a motive or intention to discriminate is not an element of a contravention; Australian Iron & Steel Pty Ltd v Banovic [1989] HCA 56, (1989) 168 CLR 165 at 176; Waters v Public Transport Corporation [1991] HCA 49, (1991) 173 CLR 349 at 360; Macedonian Teachers' Association of Victoria Inc v Human Rights and Equal Opportunity Commission [1998] FCA 1650; (1998) 91 FCR 8 at 33-34, 40-41, although their presence may be evidence that the conduct was engaged in for the proscribed purpose;
(e) the operation of s 9 is not confined to acts undertaken pursuant to an obligation to do those acts: Baird at [62], Shurat HaDin, Israel Law Centre v Lynch (No 2) [2014] FCA 413 at [91];
(f) it is the act involving the distinction which must be based on race: Baird at [71];
(g) the term 'based on' does not connote a relationship of cause and effect, whether in a 'but for' or in any other sense. It signifies that the discrimination must be 'on' racial grounds: Gerhardy v Brown at 81 (Gibbs CJ). In Macedonian Teachers' Association at 27, Weinberg J said:
[The] expression ['based on'] does not, of itself, suggest a relationship of cause and effect. It suggests rather a relationship of a different and broader kind. The links between the elements connected by this expression must, no doubt, be real and tangible, but not necessarily causal in nature. To ask whether the manner in which the complainant was treated is in any way referable to his race, colour, descent or national or ethnic origin is not necessarily to ask whether these characteristics 'caused' the impugned conduct.
This reasoning was endorsed on appeal: Victoria v Macedonian Teachers' Association of Victoria Inc [1999] FCA 1287; (1999) 91 FCR 47 at [8] and by the Full Court in Bropho v Western Australia [2008] FCAFC 100, (2008) 169 FCR 59 at [67]-[68]. It means that there must be an examination of the actual basis for the conduct, by considering the matters on which the conduct did turn: Wotton at [551]; and
(h) there must be a close relationship between the designated characteristic and impugned conduct: Macedonian Teachers' Association at 33.
29 The primary judge held that the passage of the resolutions was an "act" to which s 9(1) of the RD Act could apply. His Honour rejected the Council's submission that it had done no more than apply the self-executing provisions of the LGE Act. His Honour held that the decision to adopt the franchise involved the exercise of a discretion on the Council's part. It was not bound to adopt that franchise, but had chosen to do so. The Council does not raise any contention about those findings.
30 As to whether the decision to adopt the franchise for the purposes of the ballot was an act that involved a distinction, exclusion, restriction or preference "based on" Aboriginality, the primary judge said:
85 In my opinion, it should be accepted that the non-inclusion of the members of BDAC in the franchise for the ballot involve distinction or exclusion. They (and others who did not meet the requirements for the franchise) were thereby precluded from participating in the ballot being arranged by the Council for the purposes of ascertaining the views of the Kimba 'community', using that term in an extended sense. I did not understand Council to contend to the contrary.
86 However, accepting that that is so, BDAC does not establish that the exclusion was 'based on' the Aboriginality of its members. In particular, it has not established that the decision concerning the franchise for the ballot was referrable to the Aboriginality of its members. A number of considerations indicate that that is so.
31 His Honour continued (at [87]):
First BDAC did not point to any matter indicating that the Council's resolutions or its 'facilitation' of the ballot were referrable to the Aboriginality of its members. Instead, BDAC's submissions focussed on the outcome of the resolutions, namely, that its members are in fact excluded from the ballot. As already seen, the Council's adoption of the s 14(1) franchise for the ballot means that that exclusion arises not by reason of the Aboriginality of BDAC's members, but by reason of their place of residence and the fact that they are not ratepayers. …
32 The primary judge considered it pertinent that BDAC members who could satisfy the s 14 criteria were eligible to vote. That fact, he said "militates against a conclusion that their exclusion is referrable to their Aboriginality" (at [107]).
33 The other considerations referred to by the primary judge included the unchallenged evidence of Ms Larwood who deposed to the matters that the Council had relied upon in passing the resolutions (reasons, [88] - [89], [92] - [93]). His Honour accepted that the matters alleged to have been considered by the Council had in fact been considered and concluded that "they were sensible matters for the Council to take into account" (reasons, [89]). His Honour concluded that none of the matters identified by Ms Larwood were referrable to the Aboriginality of BDAC's members (reasons, [90]). He continued:
92 Ms Larwood deposed that following its receipt of the letter from BDAC of 30 May 2018, the Council had considered it with reference to the criteria in s 14 of the LGE Act and had obtained legal advice to the effect that native title holders were not within those criteria unless they were also a resident or ratepayer. Following the receipt of BDAC's letter of 12 June 2018, the Council again considered the position of native title holders in relation to the ballot. Ms Larwood said in respect of the Council's decision:
[T]he decision wasn't taken lightly. It was investigated properly. There was a lot of issues that would arise that if - if the Barngarla Determination Aboriginal Corporation - we went outside of the guidelines to allow them to vote, it then opened up, should we be letting all owners who are non-ratepayers have a vote; should we be letting those that occupy businesses or premises in Kimba but aren't actually eligible to vote because they're not a ratepayer to vote. It also then brought about who would vote, as in, should all members vote or, as owners who are ratepayers, they only get one vote. So it brought that into question. It also brings into question along the lines of, people that may shop, work, socialise in Kimba but don't actually own land in Kimba don't get a vote. So there's a whole - there was a whole consideration given to that. I don't want to make it seem like we just brushed it off, because there was some intense discussion about it. And we did look at other - other concerns that would bring into it if we did go down that path.
93 This evidence was not challenged and I accept it. It indicates that the Council's continuing decision that BDAC's members should not be included in the ballot was not made because of their Aboriginality, but as part of a more general discussion about whether the s 14(1) franchise should be expanded for the purposes of the ballot. The Council had to make a decision as to the categories of persons who constituted the Kimba 'community' for the purposes of the ballot. It appreciated that once it departed from the s 14(1) franchise, a number of difficulties and uncertainties arose. It is understandable that the Council sought to avoid those difficulties by adhering to the provisions with which it and the community were familiar, which had an objective existence, and which had a high level of transparency and independence from the Council.
34 As to the "integrity" of the composition of the franchise, the primary judge accepted that the adoption of the s 14 criteria provided the Council with some assurance of the composition of the voters: it could assume, for the purposes of s 14(1)(a), that those who were on the House of Assembly Roll had satisfied the requirements for enrolment under the relevant electoral laws and it could assume that the roll prepared by its own Chief Executive Officer was comprised of persons who had satisfied the LGE Act provisions. But, his Honour said (at [95]):
… the Council could be less certain of the membership of BDAC. It had not been provided with the eligibility requirements for its membership ... and it did not have knowledge of the way in which BDAC did in practice maintain its register of members.
35 The primary judge recorded that there was no evidence that the Council had knowledge of the identities or addresses of BDAC's members. However, although relevant, that consideration was "not decisive because, as indicated earlier, motive and intention are not necessary elements of a contravention of s 9(1)" (reasons, [108]).
36 The primary judge said that s 14(1) of the LGE Act reflected a policy judgment made by the South Australian Parliament as to those persons it considered appropriate to "have a say" in the affairs of a Council and the community for which it was responsible. His Honour said (at [99]) that whilst the Council could have adopted a different franchise, the fact that it had adopted the same franchise applicable for local government elections:
… points against the exclusion of the BDAC members having been attributable to their Aboriginality, or account having been taken in some way of that Aboriginality.
37 The primary judge went on to consider the classes of persons who did not qualify for the franchise. His Honour said the fact that others had been excluded from the ballot by reference to different considerations did not of itself mean that the exclusion of BDAC's members was not referrable to their Aboriginality:
… But the fact that persons were excluded on the basis of the same criteria as applied to BDAC members and which had nothing to do with Aboriginality, does point against the exclusion of BDAC's members having been referable to their Aboriginality.
38 His Honour said that BDAC's non-resident members were on the same footing as other non-residents who had property interests in the Council area but who were not ratepayers in respect of those interests (at [100]), such that there had been no differential treatment. The latter class of persons was not a hypothetical class, the primary judge having earlier accepted Ms Larwood's evidence that such persons existed.
39 As to the Council's stated concern to ensure consistency in the provision of only one vote for a corporation, the primary judge said that the rights and interests of the members of BDAC took the form of group interests: reasons, [104] - [105]; Mabo v Queensland (No 2) (1992) 175 CLR 1 (at 63 Brennan J, at 110 Deane and Gaudron JJ and at 178-179 Toohey J) (Mabo No 2); Griffiths v Northern Territory of Australia (No 3) (2016) 152 ALD 72 (at [219]). As such, in relation to the ballot, BDAC's members were in some respects similar to members of a group to which s 14(1)(c) of the LGE Act applied. His Honour continued (at [105]):
As the Council submitted, BDAC seeks that each of its members have a vote in respect of their joint interest in the native title land. This could amount to 211 votes. In contrast, all other joint owners have only one vote. Accordingly, putting to one side the fact that the native title holders of BDAC are not ratepayers, it is apparent that BDAC seeks to have its members treated differently from the members of other groups and, in fact, for them to have greater rights. The potential for this to be the case provides a further objective justification for the Council's desire to have the ballot conducted in accordance with a known and accepted set of rules to which is attached a high level of transparency and accountability.
40 The conclusion that the adoption of the s 14 franchise was not an act that involved a distinction, exclusion (etc) "based on" race rendered it unnecessary for the primary judge to consider whether the act had the purpose or effect of nullifying or impairing the recognition, enjoyment or exercise, on an equal footing, of any human right or fundamental freedom in the political, economic, social, cultural or any other field of public life.
41 The primary judge went on to conclude that by adopting the franchise, the Council did not contravene s 9(1A) of the RD Act. The rejection of that part of the appellant's case is not the subject of discrete challenge on this appeal and need not be considered.