The lay evidence
13 The applicant gave two versions of the events of the morning of 23 March 2007 when he claims to have suffered his injury. He says that he was at his desk at about 9.15 am on that day when Ms Hodge, a project engineer, asked him to get two industrial thermometers from the toolbox where they were stored. The applicant was eating his breakfast at the time and asked Ms Hodge to return in about 20 minutes. It is common ground that Ms Hodge left and then returned a short time later.
14 In an Accident Report dated 29 March 2007, and in a written statement dated 30 November 2010, the applicant said that at about 9.25 am he picked up the toolbox from the cabinet, removed the thermometers and placed them on his desk. He then returned the toolbox to the cabinet. He said that he did this by bending to a squatting position and twisting to the side, extending his arms. He said that he immediately felt a "strong current" running from his left foot up his left leg and into his lower back. He said this was "like a strong zapping pain". After managing to get the toolbox inside the cabinet the applicant said that he immediately sat down because he was experiencing strong cramps in his lower left leg. He said that, once the pain lessened, he locked the cabinet and returned to his work. He said that Ms Hodge returned at about 9.45 am. He handed her the thermometers and she left immediately.
15 The Tribunal recorded that, in his oral evidence, the applicant described a different sequence of events. He said that he was removing the thermometers from the toolbox when Ms Hodge returned. He gave them to her and she left. He then closed the toolbox and returned it to the cabinet. He repeated his evidence that on returning the toolbox to the cabinet he experienced severe pain, which he described as a "kind of electrocution" from his foot up into his back. He said that he dropped the toolbox in the cabinet, sat down and rubbed his leg to ease the pain.
16 In each of these accounts the applicant's evidence was that he was alone when returning the toolbox to the cabinet.
17 The applicant did not report this incident at the time. In his written statement of 30 November 2010 he said that Mr Elliot gave him new tasks to do at about 10.15 am which kept him busy for the rest of the day. He said, however, that he found it very difficult to work for the rest of the day because the pain kept returning and he had to keep rubbing his thighs to relieve it. He said that at lunchtime he went for a walk to try to ease the pain. This gave him some relief but he said that he continued to experience cramps and "tremendous pain". He said that he went for a walk again after lunch to try to ease the pain. He said that he was limping when he left work at 4.15 pm.
18 The applicant said that he continued to experience pain and muscle spasms in his leg when travelling home by train. He said that at home he walked to the end of his long driveway with difficulty but the pain forced him back to the house. He said that, by the evening, the pain was so bad that he had to take to his bed. He described the pain in his back and left leg as "severe".
19 The applicant said that he spent the entire weekend in bed, unable to move. He said that he did not eat or drink, or go to the toilet or get up for any reason. He said that he could not raise his arms over his head. He could only just move his head. He said that his wife visited him on Friday evening at which time he told her that he had hurt himself lifting the toolbox.
20 The applicant went to work on Monday morning. He gave evidence that it took him 20 minutes to get out of bed "with overwhelming will". He could barely manage to dress. He said he "couldn't walk" and was suffering "excruciating pain".
21 He said that Ms Hodge returned the thermometers that morning. She left them on his desk for him to put away. The applicant said that he asked Mr Elliot to remove the toolbox from the cabinet because he could not lift anything and was having difficulty walking. Mr Elliot did so and then returned to his own office. The applicant says that when Mr Elliot was removing the toolbox he (the applicant) explained that he had hurt himself the previous Friday morning while removing the toolbox from the cabinet. He said he told Mr Elliot that "in an attempt to mitigate the pain [he] attempted to walk/jog". The applicant said that while he was talking to Mr Elliot that morning, Mr Wilhelm walked past. The applicant says he followed Mr Wilhelm into the pantry where he told him about the pain in his back and legs.
22 The Tribunal found that the applicant left work at around 10.30 am on Monday morning to see his general practitioner. The applicant's usual general practitioner was Dr Jeyarani Sivasubramaniam. Dr Sivasubramaniam was not available that morning. The applicant saw Dr Mohammed Safi instead. Dr Safi recorded in the applicant's medical notes that the applicant had left buttock pain, thigh pain and a cramping sensation. He also recorded that the applicant had difficulty walking. Dr Safi made no reference to possible causes for the applicant's symptoms or to an injury at work on 23 March 2007. Indeed, the applicant says that he did not tell Dr Safi how he had hurt his back. He said that he was in "such strong pain" that he could not speak. Dr Safi referred the applicant for an immediate CT scan and X-ray.
23 The applicant saw Dr Sivasubramaniam the next day. He says that he told her that he had lifted a heavy weight at work. Dr Sivasubramaniam recorded that the CT scan and X-ray showed that the applicant had a disc bulge at L3/4 with no nerve compromise. Other evidence records the disc protrusion at the L4/5 level. The Tribunal noted that the following observation was interlined in the notes made by Dr Sivasubramaniam: "at work - 30 kg tool box? on 23/3/07".
24 As this matter featured in one of the applicant's grounds of appeal, it is convenient at this stage to record the following observation made by the Tribunal (at [82]):
… This last note appears possibly to have been added later. Dr Sivasubramaniam gave evidence that, from memory, she did not think this was so but, sometimes, if notes are not finished at the time, they are written later. She certified [the applicant] unfit for work until 30 March 2007 and issued a standard medical certificate. That she did not issue a Work Cover [sic] certificate is difficult to reconcile with her note on 27 March 2007 that it was a work injury.
25 Dr Sivasubramaniam saw the applicant again on 30 March, 4 April and 16 April 2007. On this last consultation the applicant asked Dr Sivasubramaniam for a WorkCover certificate "as he had decided to claim under [WorkCover] as the injury happened at work". Dr Sivasubramaniam referred the applicant to a neurosurgeon, Dr Brian Owler, and to a physiotherapist. I will refer to Dr Owler's evidence in more detail later. At that time, however, Dr Sivasubramaniam noted that the applicant had a workers compensation claim. She recommended that he return to work on 21 April 2007. However, as events transpired, the applicant complained of continuing pain and did not return to work.
26 I now return to the course of events at the applicant's work after the applicant left at 10.30 am on Monday 23 March 2007, as recorded by the Tribunal.
27 On Friday 30 March 2007 the applicant went to the office. The Tribunal recorded (at [43]) that it was not clear from the evidence why the applicant went to work on that day given that Dr Sivasubramaniam had certified him unfit for work. The applicant said that, while there, he had a conversation with Mr Wilhelm about his injury.
28 I now turn to the evidence of the lay witnesses called on behalf of the respondent, as recorded by the Tribunal. Significant parts of this evidence contradict the account given by the applicant. In general, the Tribunal preferred the evidence of these witnesses where it was in conflict with the applicant's evidence.
29 First, as to the events of Friday 23 March 2007, Ms Hodge gave evidence that she came to see the applicant to ask him to get two industrial thermometers from the toolbox where they were stored. She said that she went away while the applicant finished his breakfast. When she returned, the applicant had not yet got the thermometers from the toolbox. She asked him to do so. She said she watched him take the toolbox from the cabinet, take the thermometers from the toolbox, and return the toolbox to the cabinet. She said that she did not see or hear any sign that the applicant experienced pain while doing so. The applicant told her that the toolbox was heavy and that she should be careful if he was not there to help her. He asked her whether she would be returning the thermometers that day. She told him she needed them over the weekend. The Tribunal noted that Ms Hodge's oral evidence confirmed her written statement in this regard.
30 Ms Hodge also gave evidence that she returned to the office and spoke briefly to the applicant in the kitchen at around lunchtime on that day. Ms Hodge's evidence was that, in the course of this conversation, the applicant told her that he had gone for a run at lunch because it was a nice day outside. The Tribunal recorded the following (at [19]):
… Under cross-examination, she conceded that she could be mistaken in recalling that he said he went for a run, and he could have said he went for a walk. Either way, she said, he did not demonstrate any symptoms of pain in his leg or back, and he did not mention he was in pain.
31 The Tribunal recorded that the applicant denied having the conversations about which Ms Hodge had given evidence. As to the first conversation (in the morning), the Tribunal found (at [18]) as follows:
Mr Baranski denies that any of the conversation asserted by Ms Hodge occurred. We prefer Ms Hodge's account. She had no reason to make it up. While she might not recall precisely all details of their conversation, we think it is unlikely she is completely mistaken and that nothing passed between them as Mr Baranski in effect claims. As we come to below, whether or not Ms Hodge was present when he returned the toolbox to the cabinet is important to the credibility of his claim, and we think it more probable than not that she was present.
32 As to the second conversation (at lunchtime) the Tribunal found (at [20]) as follows:
Mr Baranski denies this conversation at lunchtime occurred. He says he did not see Ms Hodge again that day after getting the thermometers for her. Ms Hodge says she recalls this conversation because she had not been at the CME for long and it was probably the only conversation she had had with Mr Baranski other than saying good morning. We prefer her evidence to Mr Baranski's because of our findings about his credibility generally. Even if she was mistaken about whether he went for a walk or a run, his own evidence was that he went out for a walk at lunchtime.
33 I should record, however, that the Tribunal did not accept one part of Ms Hodge's evidence. Ms Hodge gave evidence that when she returned the thermometers on Monday 26 March 2007, she put them back in the toolbox herself. She said that she did this not by removing the toolbox from the cabinet, but by loosening the straps on the toolbox, lifting the lid while it was in the cabinet and placing the thermometers in the top compartment. The Tribunal referred to evidence from Joseph Ebejer (who worked in the same bay as the applicant) that it would be difficult, if not impossible, to replace an item in the toolbox without removing the toolbox from the cabinet. The Tribunal found this evidence to be supported by photographs showing the toolbox in the cabinet. The Tribunal also referred to a note by Mr Elliot (to which I will refer in more detail below) to the effect that the applicant asked him to return a "piece of kit" to the toolbox. The Tribunal thought that this could be a reference to the thermometers. Thus the Tribunal found it to be likely that Ms Hodge was mistaken on this point. The Tribunal did not think, however, that its non-acceptance of this evidence reflected adversely on Ms Hodge's evidence as a whole. The Tribunal recorded (at [32]) that: "Ms Hodge impressed us as a truthful witness" and that "(s)he had no reason not to tell the truth".
34 Secondly, as to the evidence of what occurred on the evening of Friday 23 March 2007 and the ensuing weekend, Mrs Baranski gave evidence that she did visit the applicant on that evening. She said that he answered the door and was obviously in pain. She confirmed that the applicant had told her that he had hurt himself at work while lifting a heavy toolbox and that he felt paralysed from his chest down to his feet. Although she offered to take him to the doctor, she said that he insisted on staying at home in the hope that the pain would improve. She recalled a previous episode of back pain when he did not go to the doctor for a couple of days, after which he was "all right".
35 Importantly, Mrs Baranski gave evidence that she visited the applicant again on Saturday evening. She said that the applicant answered the door and was still evidently in pain. They nevertheless had dinner together. She could not remember which of them cooked, but they ate at the kitchen table.
36 Although supporting the applicant's case in a number of respects, the Tribunal noted that Mrs Baranski's evidence was, nonetheless, inconsistent with the applicant's evidence that he spent the entire weekend in bed, unable to move, and that he did not eat or drink or go to the toilet or get up for any reason. The Tribunal made this finding (at [28]):
Mrs Baranski impressed us as a truthful witness. We have no reason to doubt her evidence about her visit to Mr Baranski on Saturday evening. At the very least, her evidence shows that Mr Baranski has exaggerated the extent of the pain he was in over the weekend. We accept her evidence that he told her he had hurt himself at work but whether that is true remains to be considered in light of all the evidence.
37 Thirdly, as to the events of Monday 26 March 2007, Mr Elliot gave evidence that he noticed the applicant limping when he arrived at work that morning. He said that he asked the applicant what the problem was. The applicant replied to the effect: "I injured myself while jogging last Friday evening". Mr Elliot's evidence was that, within half an hour of this conversation, the applicant asked him to help remove the toolbox because his injury made it difficult for him to do it himself. Later that day Mr Elliot made a record of this conversation, as follows:
Michael asked me to assist him with removing the inclinning [sic] experiment equipment box so as he could return a piece of kit. He requested I do this as he had an injury which made doing this on his own difficult.
I did this for him and Michael returned the equipment. The box was then left out for the day being returned to its locker later in the day with the assistance of another member of the office, I believe.
On Michael's arrival at work in the morning (26 March) I noticed Michael limping. I asked him what was wrong. He told me he had injured himself on the previous Friday evening (23 March) while jogging. Across the weekend he was suffering a great deal of pain from this incident, and was still not yet over it.
38 The applicant's evidence, that on Monday morning he told Mr Elliot that he had hurt himself the previous Friday morning while returning the toolbox to the cabinet, is clearly in conflict with this evidence. The Tribunal recorded that the applicant denied that Mr Elliot had asked him why he was limping, but agreed that he told Mr Elliot about "the jogging", although the applicant maintained he had also told Mr Elliot about his work injury. The applicant suggested that Mr Elliot's note about "jogging" referred to the applicant's attempt to walk when he got home the previous Friday evening.
39 In dealing with the events of the morning of Monday 26 March 2007 the Tribunal recorded that Mr Wilhelm gave evidence that he had no recollection of a conversation with the applicant, as the applicant had claimed. The Tribunal also called into question why the applicant went to work on that day, given his evidence that he was suffering "excruciating pain". The Tribunal (at [30]) said:
In cross-examination, Mr Baranski was asked why he went into the city to work, rather than to see his doctor, if he was in such pain. He said he felt he needed to report the accident first. He agreed that he had a telephone at home and could have rung his supervisor but said he "needed to go to the doctor anyway". However, he conceded that his doctor was not in the city but in Parramatta.
40 The Tribunal also queried why the applicant went into the office on Friday 30 March 2007, given that Dr Sivasubramaniam had certified him unfit for work. Nevertheless, the Tribunal noted that Mr Wilhelm confirmed that the applicant did have a conversation with him about his injury on that day. On 2 April 2007 Mr Wilhelm made a short note of this conversation. The note was in the following terms:
Although on personal leave, Michael dropped into the office (reason unknown). We chatted briefly where he mentioned that he had nerve pains that went down one of his legs. He further stated that believed that this was due to him removing items from the inclining experiment boxes that were stored in his locker in his work bay.
41 The Tribunal also noted that Mr Wilhelm made a note on the same day about an earlier conversation he had had with the applicant at some time in the period 19 to 23 March 2007. The note was as follows:
Michael was complaining about leg pain that he stated occurred because he went for a half hour run. The date and time of the run in not known.
42 Although a challenge was made to Mr Wilhelm as an evasive, argumentative and unreliable witness, the Tribunal nevertheless accepted his evidence about these conversations and expressed satisfaction that Mr Wilhelm's notes reflected "reasonably accurately" each of these conversations.
43 The Tribunal also noted that Mr Ebejer gave evidence that he recalled the applicant and Mr Wilhelm having a conversation about one metre away from the bay where he and the applicant worked. Mr Ebejer's evidence was that the applicant told Mr Wilhelm that he had gone for a jog the day before and that his leg muscles were feeling strained. The Tribunal found that this conversation must have taken place before 23 March 2007 because Mr Ebejer said that he did not see the applicant again after that date.
44 I turn now to deal with other aspects of the evidence recorded by the Tribunal.
45 Mr Elliot gave evidence that the first he had learned of the applicant's claim that he had injured himself at work was on 4 April 2007. On that day Mr Wilhelm asked him to "prepare paperwork" because the applicant had said that he had injured himself at work. The Tribunal recorded that this was a matter of some surprise to Mr Elliot in light of the conversation that he had had with the applicant on the morning of Monday 26 March 2007.
46 Mr Elliot gave evidence that over the next 10 days or so he had a number of conversations with the applicant, which he recorded in notes. It is not necessary for me to attempt to summarise the evidence recorded by the Tribunal. It is sufficient for me to observe that the purpose of these conversations, from Mr Elliot's perspective, was to obtain a statement from the applicant about the circumstances of his injury. The evidence recorded by the Tribunal shows that in the period 4 to 13 April 2007 Mr Elliot was seeking to have the applicant provide a statement. As late as 13 April 2007 the applicant informed Mr Elliot that "he may not need to claim compensation".
47 The Tribunal noted that the applicant signed an Accident Report dated 29 March 2007 which the applicant gave to the CME Occupational Health and Safety Officer. This document detailed how the applicant said his injury occurred and concluded as follows:
Currently I'm on sick leave and although attending regular medical check ups and subjected to numerous medications, my qualities of live have dropped dramatically. I'm confined to my house living space, can walk for few minutes at the time and occasionally encountering sleepless nights [sic].
Nevertheless despite all the sad stories some remaining hopeful, looking forward to full recovery and happily returning to CME work [sic].
48 The Tribunal made the following finding (at [57]) in respect of this document:
There is no evidence of the date on which this document was received by Mr Baranski's employer but we do not accept he wrote on 29 March 2007. References in its concluding paragraphs to "attending regular medical appointments" and taking "numerous medications" suggest it was written more than six days after the injury (by which time he had seen his doctor twice). Moreover, the date is at odds with Mr Elliot's records, which we accept as accurate, which indicate that Mr Baranski said on 4 April 2007 that he could not complete his statement "right now", and on 10 April 2007 that he would work on it, and on 13 April 2007 when he was still not sure if he would make a claim. When this was put to him in cross-examination, Mr Baranski said he told Mr Elliot on 4 April 2007 and 10 April 2007 that the report was ready but he had not posted it. We do not accept his evidence about this. We are satisfied that the statement was not signed on [29 March 2007] and was probably signed after 13 April 2007. It does not follow necessarily that its contents are not true but it raises further doubts about the credibility of Mr Baranski's evidence.
49 The Tribunal also noted that Dr Sivasubramaniam's notes for 16 April 2007 showed that the applicant "wants to go on [workers compensation]". The Tribunal noted that, for reasons which were not clear, the applicant had used his personal leave to cover his absence from work up until that time. The Tribunal queried the explanation given by the applicant. The Tribunal found (at [58]):
… Before the Tribunal his explanation was that there was "disagreement within the Department" as to whether his claim "should be allowed or not". It is not easy to understand this explanation. Mr Baranski did not formally make his claim until 10 May 2007, and Mr Elliot's notes show that he was encouraging Mr Baranski before then to lodge his report about the incident. There is no evidence that anyone had suggested his claim might be in dispute at that point.
50 The Tribunal recorded that on 23 May 2007, an assessment was conducted of the applicant's "workplace and occupational rehabilitation needs". This assessment involved the applicant, Mr Wilhelm, Mr Elliot, an OH&S officer and the occupational therapist who conducted the assessment. The occupational therapist's report noted the applicant's claim that his injury occurred at work. It also noted, however, that discussions with his employer showed that written information "implies the injury first occurred when [the applicant] went jogging on 23 March 2007".
51 Mr Wilhelm and Mr Elliot were challenged with the proposition that such an assessment would only be conducted if the injury related to work, and not where it occurred outside work. Mr Wilhelm and Mr Elliot each gave an explanation, which the Tribunal accepted. In this connection the Tribunal found (at [62]):
… We accept that they did what they understood was required of them to assess the effects of Mr Baranski's injury - whether work-related or not - and to deal with a claim which he was entitled to make, regardless of its ultimate merit.
52 The Tribunal also noted that, when the applicant lodged his claim for compensation on 10 May 2007, he gave a negative answer to whether he had "ever had a previous similar symptom, injury or illness, work-wise or otherwise". The Tribunal noted that this response was clearly not correct because there was evidence that the applicant had suffered two previous episodes of back strain in 2004 and 2005. The Tribunal noted that the applicant had agreed that his answer on the claim form was not correct but, ultimately, the Tribunal did not think that anything in particular turned on the fact that those episodes of back strain had occurred.
53 The Tribunal noted the evidence given by Mr Chowdhury, who started work at the CME at around the same time as the applicant and who was, in 2007, the applicant's immediate supervisor. Mr Chowdhury said that the applicant had informed him that, on one occasion (the date was not given), he had had a back injury while helping a woman friend assemble or fix a cabinet or wardrobe at her house. The Tribunal found Mr Chowdhury's evidence of his recollection about this matter to be vague and, in the face of the applicant's denial that such an incident occurred or that he told Mr Chowdhury about such an incident, it did not prefer Mr Chowdhury's evidence to the applicant's on this point. The Tribunal reasoned, in any event, that even if such an event occurred, it did not have any more medical significance than the other two recorded episodes of previous back pain.
54 However, Mr Chowdhury also gave evidence that, some time before his injury in 2007, the applicant told him he had hurt his back when he went walking or jogging at home. Mr Chowdhury could not recall when this conversation took place. He said it could have been one month, or up to three months, before 23 March 2007. The applicant disputed this evidence but the Tribunal regarded Mr Chowdhury as a truthful witness and preferred his evidence about this conversation to that of the applicant.