The principles in Craig and Kirk
61 The first error affected the FCC's satisfaction as to whether it was necessary in the interests of justice to grant the applicants the extensions of time they sought. The applicants contend that the error is jurisdictional in that it involved the FCC misapprehending or disregarding the nature or limits of its power to consider and determine their applications for extensions of time. That language is borrowed in part from what the High Court said in this often-quoted passage in Craig (at 177 - 178):
… jurisdictional error will occur where an inferior court disregards or takes account of some matter in circumstances where the statute or other instrument establishing it and conferring its jurisdiction requires that that particular matter be taken into account or ignored as a pre-condition of the existence of any authority to make an order or decision in the circumstances of the particular case. Again, an inferior court will exceed its authority and fall into jurisdictional error if it misconstrues that statute or other instrument and thereby misconceives the nature of the function which it is performing or the extent of his powers in the circumstances of the particular case. In the last-mentioned category of case, the line between jurisdictional error and mere error in the exercise of jurisdiction may be particularly difficult to discern.
(citation omitted)
62 The High Court cited R v Dunphy; Ex parte Maynes (1978) 139 CLR 482; R v Gray; Ex parte Marsh (1985) 157 CLR 351 at 371 and Public Service Association (SA) v Federated Clerks' Union (1991) 173 CLR 132.
63 In Craig itself, a judge of the District Court of South Australia had ordered that criminal proceedings be stayed in accordance with the principles in Dietrich v The Queen (1992) 177 CLR 292 (Dietrich). It is sufficient for present purposes to note that the majority in judgment in Dietrich established that a trial judge has the power to make an order staying criminal proceedings if it appears that the accused would not otherwise receive a fair trial. In the case of an indigent accused charged with a serious offence through no fault of his or her own, the trial judge should adjourn, postpone or stay the proceeding until the accused can obtain legal representation. The trial judge stayed Mr Craig's criminal proceedings having found, among other things, that Mr Craig was unable to obtain legal representation through no fault of his own. On appeal, the State of South Australia submitted that the trial judge had erred in determining that discrete question. The error was said to amount to a jurisdictional error in that the trial judge, in determining that issue, exceeded his jurisdiction by misapprehending or misapplying the Dietrich principle.
64 The High Court rejected the submission. It held that the exercise of the power to order a stay of the proceedings involved the identification and determination of questions going ultimately to the issue of whether a trial in which Mr Craig had no legal representation would be unfair. The proper identification and determination of those questions did not pre-condition the existence of the power itself but, rather, conditioned the manner of its exercise. Although the High Court held that the issue in respect of which the trial judge was said to have erred was a question of fact and not a question of law, that categorisation did not alter the determination that the error was not jurisdictional. In that regard, the High Court concluded (at 186):
… Regardless of whether it be viewed as a question of law or a mixed question of law and fact, however, its resolution lay within the primary authority of the trial judge. If [the trial judge] fell into error in assessing the effect of the majority judgment in Dietrich or in concluding the appellant's inability to obtain legal representation was through no fault on his part, that error was within jurisdiction. It was not a jurisdictional error for the purposes of certiorari.
65 Thus, any failure of the trial judge to ask the right question in identifying and applying the established criteria for the grant of the stay fell within the list of non-jurisdictional errors enumerated in Craig at 179 - 180:
… the ordinary jurisdiction of a court of law encompasses authority to decide questions of law, as well as questions of fact, involved in matters which it has jurisdiction to determine. The identification of relevant issues, the formulation of relevant questions and the determination of what is and what is not relevant evidence are all of routine steps in the discharge of that ordinary jurisdiction. Demonstrable mistake in the identification of such issues or the formulation of such questions will commonly involve error of law which may, if an appeal is available and is pursued, be corrected by an appellate court and, depending on the circumstances, found an order setting aside the order or decision of the inferior court. Such a mistake on the part of an inferior court entrusted with authority to identify, formulate and determine such issues and questions will not, however, ordinarily constitute jurisdictional error. Similarly, a failure by an inferior court to take into account some matter which it was, as a matter of law, required to take into account in determining a question within jurisdiction or reliance by such a court upon some irrelevant matter upon which it was, as a matter of law, not entitled to rely in determining such a question will not ordinarily involve jurisdictional error.
66 That list of examples of non-jurisdictional errors is not to be read in isolation from the remainder of the judgment, particularly the examples of jurisdictional error at 177, extracted at [61] above. Any given error may, at least as a semantic exercise, be compressed into a form of words capable of being pigeon-holed into one list or the other. The lists are not to be employed in a manner that overly simplifies the principles underlying the judgment, read as a whole.
67 In Kirk, the plurality said that Craig "was not to be seen as providing a rigid taxonomy of jurisdictional error" and that the examples given in the passages I have extracted above are "not to be taken as marking the boundaries of the relevant field": at [73] (French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ). Their Honours emphasised (at [72]) that in cases (such as the present) where it is argued that an inferior court misconstrued the relevant statute thereby misconceiving the nature of the function which the inferior court is performing or the extent of its powers in the circumstances of the particular case, the line between jurisdictional error and mere error in the exercise of jurisdiction may be "particularly difficult to discern" (citing Craig at 177 and Re Minister for Immigration and Multicultural Affairs; Ex parte Miah (2001) 206 CLR 57 at [80] - [81]). The difficulties stem in part from the tension between the historical opposing purposes for the grant of an order in the nature of certiorari. That tension, according to the plurality, renders it "unsurprising that the course of judicial decision-making in this area has not yielded principles that are always easily applied" (at [57]). The judgment in Kirk itself does not alleviate the problem there identified. Whilst the judgment cautions against an overly rigid approach in aligning the circumstances of any particular case to the examples of jurisdictional error expressed in Craig, the errors identified in Kirk were found to fall within one of the stated examples in any event.
68 Insofar as there is guidance to be found in Kirk as to how the principles in Craig are to be applied, it may be summarised thus: where (as in the present case) the power said to have been exceeded or otherwise misapprehended is one conferred by statute, the question of whether an inferior court has misapprehended the nature or limits of its powers must be determined by first identifying, as a matter of statutory construction, the nature and limits of the power, with particular reference to the relevant statute establishing the body and regulating its work.
69 In Kirk itself that task involved the proper construction of s 15 and s 16 of the Occupational Health and Safety Act 1983 (NSW) (OHS Act).
70 Mr Kirk and the company of which he was a director were jointly tried and convicted in the Industrial Court of New South Wales for contraventions of s 15 and s 16 in connection with the death of an employee of the company in a workplace accident. The prosecution's statement of the offences did not identify the act or omission said to constitute the contraventions. In a somewhat complicated procedural history, the New South Wales Court of Appeal dismissed an application for judicial review of the orders of the Industrial Court on the basis that the Industrial Court had not committed jurisdictional error warranting the making of an order in the nature of certiorari: see Kirk v Industrial Relations Commission (NSW) (2008) 173 IR 465. On appeal, the High Court identified two jurisdictional errors committed by the Industrial Court.
71 First, the Industrial Court failed to recognise that s 15 and s 16 of the OHS Act, on their proper construction, required that the statement of each offence specify the measures that should have been taken by the accused to obviate an identifiable risk (at [14]). The erroneous construction amounted to jurisdictional error because the Industrial Court had no power to convict and sentence the defendants in circumstances where no particular act or omission was identified by the prosecution as constituting the offences (at [74]). In effect, no act or omission on the part of the defendants had been charged (at [37]) and an essential precondition to the exercise of the Court's power did not, therefore, exist.
72 Second, the Industrial Court failed to conduct the trial in accordance with the rules of evidence, in that it permitted the prosecution to call Mr Kirk as a witness. It proceeded contrary to s 17(2) of the Evidence Act 1995 (NSW) which provided that Mr Kirk was not competent to give evidence as a witness for the prosecution in his own case. It was a matter of some importance that the rule of evidence there referred to was one that could not be dispensed with, even with the consent of the parties. As the Industrial Court's power was limited to trying charges of criminal offences applying the rules of evidence, its failure to comply with the requirements of s 17(2) of the Evidence Act 1995 (NSW) constituted jurisdictional error (at [76]). In that regard, the plurality said (at [53]):
It may be that some departures from the rules of evidence would not warrant the grant of relief in the nature of certiorari. That issue need not be explored. The departure from the rules of evidence in this case was substantial. It was not submitted that either the nature of the departure, or the circumstances in which it occurred, were such as to warrant discretionary refusal relief.
(citation omitted)
73 As Kirk demonstrates, an error that might appear at first blush to be a mere error in the application of the rules of evidence in (to borrow a phrase from Craig) the "routine discharge" of the ordinary jurisdiction of the trial court to hear and determine a criminal charge, may be properly categorised as jurisdictional when the very power of the inferior court to conduct trials is limited only to trials conducted in accordance with the rules of evidence, particularly those rules that cannot be dispensed with. The requirement to proceed in accordance with those rules was, in that instance, held to be a requirement that limited the jurisdiction of the inferior court in the relevant sense.