Direction No. 56
8 Direction No. 56 was issued pursuant to s 499 of the Act on 21 June 2013. It relevantly provides:
1. This Direction applies to a decision-maker performing functions or exercising powers under section 65, 414 or 415 of the Migration Act 1958 (the Act) when considering an application for the grant of a Protection Visa and when reviewing a decision to refuse to grant a Protection Visa. This direction is subject to the Migration Act and Regulations and other applicable laws.
2. In performing functions or exercising powers under section 65, 414 or 415 of the Act, the decision-maker is to take account of the following guidelines prepared by the Department of Immigration and Citizenship to the extent that they are relevant to the decision under consideration.
'PAM3: Refugee and humanitarian - Complementary Protection Guidelines'
'PAM3: Refugee and humanitarian - Refugee Law Guidelines'
…
9 The second of the documents referred to in clause 2 of Direction No. 56 ("the Guidelines") contain guidelines and related information concerning the background, purpose and application of the complementary protection provisions of the Act. The purpose of the Guidelines is to provide advice and assistance to decision makers on the law relevant to the assessment of whether Australia owes protection obligations to applicants under the complementary protection provisions of the Act. In particular, the Guidelines contain advice for decision makers concerning the meaning of "torture", "cruel or inhuman treatment or punishment" and "degrading treatment or punishment" as defined in s 5(1) of the Act. The Guidelines state in Part 14 that:
14. Torture, cruel or inhuman treatment or punishment and degrading treatment or punishment
The terms 'torture', 'cruel or inhuman treatment or punishment' and 'degrading treatment or Punishment' are defined in s 5(l) of the Act. The definitions derive from, and require decision makers to tum their minds to, international jurisprudence.
The definitions have been provided to assist decision makers to determine whether a particular type of claimed harm amounts to significant harm. They are also intended to confine significant harm to acts which could engage a non-refoulement obligation.
10 The Guidelines state in Parts 21 and 22:
21. Severe pain or suffering
An act or omission that intentionally inflicts severe pain or suffering, but is not inflicted for one of the purposes listed in the definition of torture, will amount to cruel or inhuman treatment or punishment provided it is inconsistent with Article 7 of the ICCPR. If relevant, also consider the section Is the act or omission inconsistent with Article 7 of the ICCPR.
22. Pain or suffering and 'reasonably regarded as cruel or inhuman in nature'
Alternatively, cruel or inhuman treatment or punishment may be an act or omission that intentionally inflicts pain or suffering (but which does not meet the threshold of severity to amount to torture) so long as, in all the circumstances, the act or omission could reasonably be regarded as cruel or inhuman in nature.
If, taking into account all relevant considerations, pain or suffering is intentionally inflicted by an act or omission that can be regarded as cruel or inhuman in nature, then that ill-treatment would constitute cruel or inhuman treatment or punishment, provided it is inconsistent with Article 7 of the ICCPR.
Decision makers should interpret this part of the definition by reference to the international jurisprudence on the meaning of cruel or inhuman treatment or punishment in the context of Article 7 of the ICCPR. For further guidance on this, see Is the act or omission inconsistent with Article 7 of the ICCPR.
The assessment of whether particular conduct or conditions amounts to cruel or inhuman treatment or punishment is subjective, in that it depends on the characteristics of the victim (such as sex, age, state of health). For example, the exploitation of phobias or particular cultural taboos could conceivably amount to cruel or inhuman treatment or punishment for one person where it may not for another person.
Even if decision makers are satisfied that an act or omission, in all the circumstances, could reasonably be regarded as cruel or inhuman in nature, they would also need to be satisfied that the act or omission would be inconsistent with Article 7 of the ICCPR in order to conclude that it meets the definition of cruel or inhuman treatment or punishment.
(Underlining original)
11 The Guidelines state that the definition of the term "degrading treatment or punishment" is based upon the United Nations Human Rights Committee ("UNHRC") jurisprudence. The Guidelines state in Part 25:
25. Will cause extreme humiliation
To meet the definition of degrading treatment or punishment, an act or omission must cause extreme humiliation. It is intended that the meaning of the term 'extreme humiliation' will be informed by international jurisprudence considering when treatment would constitute degrading treatment or punishment in breach of Article 7 of the ICCPR.
Treatment is degrading if it is such as to arouse in the person subjected to it feelings of fear, anguish and inferiority capable of humiliating and debasing the person and possibly breaking their physical or moral resistance. Treatment may also be said to be degrading if it grossly humiliates a person in front of others or drives the person to act against their will or conscience.
Whether the treatment or punishment is performed in public or not may be a relevant factor in determining whether it causes extreme humiliation, although the failure to publicise particular treatment or punishment will not prevent it from being characterised as degrading.
For example, the UNHRC has held that certain practices exercised for the purpose of humiliating prisoners and making them feel insecure constituted degrading treatment. These included repeated solitary confinement, subjection to cold and persistent relocation to a different cell.
A measure that does not involve physical ill-treatment but lowers a person in rank, position, reputation or character may also constitute degrading treatment but again provided it is of a minimum level of severity, thereby interfering with human dignity. The assessment of this minimum depends on all the circumstances of the case, such as the nature and context of the treatment, its duration, its physical or mental effects and, in some instances, the sex, age, state of health or other status of the victim.
The UNHRC has stated that 'for punishment to be degrading, the humiliation or debasement involved must exceed a particular level and must, in any event, entail elements beyond the mere fact of deprivation of liberty'. For more information on when prison conditions may amount to degrading treatment or punishment, see Imprisonment / Prison conditions.
The assessment of whether particular conduct or conditions amounts to degrading treatment or punishment is subjective, in that it depends on the characteristics of the victim (such as sex, age, state of health). For example, the exploitation of phobias or particular cultural taboos could conceivably amount to degrading treatment or punishment for one person where it may not for another person. It may also be appropriate to take into account the societal context within which the harm is occurring.
There is some degree of overlap between the degree of humiliation described and mental suffering (included in the definition of cruel or inhuman treatment or punishment). A person who suffers severe, but not extreme, humiliation, may fall within the definition of 'cruel or inhuman treatment or punishment' on the basis of mental suffering, provided the treatment would be inconsistent with Article 7 of the ICCPR.
Intended to cause
To meet the definition of degrading treatment or punishment, an act or omission must be intended to cause extreme humiliation. An act or omission that is not intended to cause extreme humiliation but inadvertently did so would not fall within the definition.
In certain circumstances it may be appropriate to infer an intention to inflict extreme humiliation where it is evident that humiliation was or may be knowingly inflicted.
Unreasonable
In determining whether the treatment is unreasonable, the decision maker should apply the principle of proportionality in light of the specific circumstances of the case. Although the use of force may be justified or necessary in connection with an arrest or breaking up a violent demonstration, even the use of mild force (such as slapping) may constitute degrading treatment when this contradicts the principle of proportionality in light of the specific circumstances of the case.
(Endnotes omitted. Underlining original)
12 The Guidelines refer at some length to the matter of imprisonment and detention in the context of Article 7 of the ICCPR which states that "[n]o one shall be subjected to torture or to cruel, inhuman or degrading treatment or punishment …". Part 29 of the Guidelines includes the following:
Imprisonment / Prison conditions
Detention is not of itself a breach of Article 7, although particularly harsh conditions of detention may constitute a violation of Article 7. Prison conditions may constitute cruel, inhuman or degrading treatment or punishment if they seriously or systematically deprive a detainee of human dignity.
As with all types of torture and cruel, inhuman or degrading treatment or punishment, a minimum level of severity is necessary in order to breach Article 7. The assessment of this minimum depends on all the circumstances of the case, such as the nature and context of the treatment, its duration, its physical or mental effects and, in some instances, the sex, age, state of health or other status of the victim.
Examples of conditions which have been held to constitute breaches of Article 7 include:
• extremely cramped or unsanitary conditions, exposure to cold or inadequate ventilation or lighting
• lack of adequately nutritious food or water, lack of adequate clothing or a separate bed, threats of torture or death, lack of opportunity for adequate exercise
• prolonged solitary confinement or total isolation
• denial of medical treatment
• harsh rules of conduct restricting fundamental rights of prisoners; the use of harsh punitive measures such as frequent resort to solitary confinement or being forced to maintain a certain position for prolonged periods of time; unfair procedures for deciding on disciplinary measures; inadequate protection against reprisals by warders; lack of a credible complaints mechanism and frequent use of protective measures such as leather handcuffs and
• violent treatment in detention (force may be used to enforce discipline, but must be proportionate in light of circumstances), including acts such as beatings or assaults by prison warders, repeated death threats, mock executions, theft or destruction of personal possessions or displaying prisoners in a cage to the press.
The existence of one relatively minor condition (for example, a small cell) may not be sufficient to breach Article 7. However, the accumulation of a combination of poor or unreasonably restrictive conditions (for example, a small cell, overcrowding, prolonged detention and lack of opportunities for exercise) may raise the severity of the treatment above the necessary threshold.
The assessment of whether particular conduct or conditions amounts to torture, cruel, inhuman or degrading treatment or punishment is subjective, in that it depends on the characteristics of the victim (such as sex, age, state of health). For example, the exploitation of phobias or particular cultural taboos could conceivably amount to cruel, inhuman or degrading treatment or punishment for one person whereas it may not for another person.
If an applicant claims that they face a disproportionately long period of time in prison, this should be considered as a cumulative factor that may render other conditions cruel, inhuman or degrading. For example, overcrowding in a cell for a person detained overnight may not breach Article 7, although it may do so if a person faces a lengthy prison sentence. There are limited circumstances where prolonged detention itself may amount to a breach of Article 7. These are where prisoners on death row suffer mental anguish while waiting for the determination of their fate. It is also arguable that sentencing a juvenile to life imprisonment without the possibility of release may constitute a breach of Article 7.
[…]
(Endnotes omitted)
13 This is followed by a discussion in Part 30 of the Guidelines of various decisions of the UNHRC concerning complaints relating to conditions of detention. Of the six decisions discussed, four concern cases in which the complainant was physically abused or beaten by prison officers or guards and one was concerned with a failure to provide the complainant with adequate medical treatment. The third decision, in which it was found that there was violation, concerned the transportation and "strip searching" of the complainant.