The proceeding at first instance
- Pursuant to s 56(1) of the FOI Act, Mr Patrick appealed to the Federal Court of Australia, on a question of law, from the decision of the Information Commissioner made on 28 February 2023.
- By ground 1(a) of his amended notice of appeal, Mr Patrick contended that the relevant date for determining whether a document is an "official document of the Minister" is the date of the FOI request (or, in the alternative, some other date earlier than the date of the Information Commissioner's decision on the review) and not the date of the Information Commissioner's decision on the review, and that at the relevant time the Document was in the possession of then-Attorney-General Porter. The corresponding question of law set out in the amended notice of appeal was:
- On the proper construction of the FOI Act, what is the relevant date by reference to which the question of whether a document is "an official document of a Minister" is to be assessed and, in the event of an Information Commissioner review ("IC Review"), is the assessment to be undertaken again by reference to a different date?
- By ground 1(b) of his amended notice of appeal, Mr Patrick contended (in summary) that, further and in any event, the Document is an "official document of the Minister" on the basis that it was a document that had passed from the custody of the Minister and to which the current Minister is "entitled to access", because:
- the former Minister, Mr Porter, was subject to an implied obligation, arising from the FOI Act, to take such steps as were necessary to retain custody of the Document for the purpose of the Information Commissioner's review and not to deal with the Document in such a way as to frustrate provision of access to the Document; and
- the current Minister, Mr Dreyfus, is entitled to have the Document produced to him by the former Minister, Mr Porter, in accordance with the general law or in any event upon request.
- Questions of law 2, 5 and 6 in the amended notice of appeal were said to relate to this ground. It is sufficient to set out questions of law 2 and 5:
- Does the FOI Act impose an implied obligation upon a Minister (including an outgoing Minister) in relation to a document that the Minister has identified as an official document of the Minister:
a. which falls within the terms of a request made under s 11 of the FOI Act that has not been finally determined; and/or
b. which is the subject of an IC Review under Part VII of the FOI Act,
to:
c. take such steps as are necessary to retain in the custody of the Minister (from time to time) for the purpose of the IC Review; and/or
d. not deal with the document in such a way as to frustrate provision of access to the document in accordance with the FOI Act or to frustrate the appeal?
…
- Is the current Minister "entitled to access to" a document that has been transferred out of the custody of the Commonwealth by a former Minister in breach of any of the duties or obligations described in questions 2, 3 and 4 above?
- Ground 2 in the amended notice of appeal was, in summary, that the Information Commissioner failed to exercise the powers under s 55R (and/or s 55U) of the FOI Act on the basis of a misunderstanding of the relevant law. This ground referred back to grounds 1(a) and (b). It also contained an additional aspect, but it is not necessary to refer to this for present purposes.
- In the course of the proceeding at first instance, an affidavit of Justin Hyland, a lawyer employed by the Australian Government Solicitor (AGS), dated 19 May 2023, was filed. The affidavit stated that a copy of the Document was held by AGS and explained the circumstances in which AGS came to hold a copy of the Document. It seems that this fact was not appreciated by the parties at the time of the Information Commissioner's decision and was not appreciated by the Information Commissioner at the time of her decision. Because the Information Commissioner was not informed that a copy of the Document was held by AGS, the Information Commissioner did not consider whether the current Attorney-General has possession (actual or deemed) of the Document by virtue of AGS holding a copy of the Document. Further, this was not raised as an issue by Mr Patrick in the proceeding before the primary judge.