Grounds 4, 5 and 7 - Proper consideration of the issue of protection of the community
39 Grounds 4, 5 and 7 are broadly interrelated and it will be convenient to consider them together. These grounds in combination, in effect, challenge whether proper consideration has been given to the merits of the case which the Tribunal was bound to take into account, in particular, the issue of the protection of the Australian community and, relevant to that issue, the risk of the applicant re-offending. Such a challenge is one which may be examined in a proceeding for judicial review: Teoh v Minister for Immigration and Ethnic Affairs (1994) 49 FCR 409 at 412-413, followed in Vaitaiki v Minister for Immigration and Ethnic Affairs (1997) 150 ALR 608 at 618-619 per Burchett J.
40 Paragraph 10.1 of the Direction provides:
10.1 Protection of the Australian community
(1) Due consideration is to be given to the Government's objectives set out in Part 1, paragraph 5 of this Direction.
(2) The factors relevant to assessing the level of risk of harm to the community of the person's entry or continued stay include:
(a) the seriousness and nature of the relevant conduct; and
(b) the risk that the conduct may be repeated.
41 As the Tribunal at [52] observed, para 10.1.2 of the Direction states:
10.1.2 The risk that the conduct may be repeated
(1) The person's previous general conduct and total criminal history are to be considered highly relevant to assessing any risk of re-offending.
(2) The following factors are to be considered as particularly relevant to this assessment:
(a) a recent history of convictions, which should be considered as indicating an increased risk of re-offending;
(b) evidence of the extent of rehabilitation already achieved and the prospect of further rehabilitation. Greater weight should generally be given to evidence from independent and authoritative sources, such as judicial comments, professional psychological reports, pre-sentence reports for the courts, parole assessments, and similar sources of authoritative information or assessment; and
(c) evidence that the person has breached judicial orders, including parole, bail, bonds, suspended sentences and any other relevant undertakings or conditions imposed by the courts.
42 An examination of the likelihood of a person engaging in future conduct which may cause harm is an essential part of any assessment of the risk which that person poses to the Australian community: see Tanielu v Minister for Immigration and Border Protection (2014) 225 FCR 424 at [104]. That decision did not involve the Tribunal as it concerned an exercise of the power under s 501(2) by the Minister personally. Justice Mortimer held that the risk of harm to the Australian community is a relevant consideration in the exercise of the power by the Minister: at [88]. In Moana v Minister for Immigration and Border Protection [2015] FCAFC 54 the majority, in obiter, was of the same opinion as her Honour: at [1], [48]-[66].
43 In Tanielu, her Honour at [89]-[104] considered what is involved in assessing risk of future harm and at [94]-[97] drew assistance from the decision of the Victorian Court of Appeal in Nigro v Secretary to the Department of Justice (2013) 304 ALR 535; [2013] VSCA 213 which considered the task in determining an "unacceptable risk" (of re-offending). That court summarised the task in determining an "unacceptable risk" in this way:
[111] An unacceptable risk thus requires consideration of the likelihood of offending and, if it eventuates, what the consequences of such offending are likely to be. Whether a risk is unacceptable will depend not only upon the likelihood of it becoming reality but also on the seriousness of the consequences if it does.
. . .
[124] Predicting the prospect of a person committing a criminal offence in the future is notoriously difficult. The Act recognises that the prediction of risk is in large part a matter for expert opinion which obliges the court to take into account any assessment report filed. The making of a prediction requires expertise which judges do not have. It calls for observation and assessment of those who commit the particular type of offence and a detailed knowledge of the types of factors, both personal and environmental, which increase or reduce the risk of further offending. The necessary expertise combines the ability to make a qualitative assessment of the individual and the ability to utilise the available quantitative risk assessment instruments. A risk assessment report would ordinarily be at the centre of any court evaluation of the level of risk (emphasis added.)
[125] … The degree of likelihood of the occurrence of the risk, considered in conjunction with the seriousness of the consequences if the risk eventuates, and any other matter the court considers relevant, will determine whether the risk is unacceptable (emphasis added.)
. . .
[130] It is the gravity of the consequences of the offence which the offender is at risk of committing which will ordinarily be the critical factor in the assessment of whether that risk is "unacceptable". That gravity will depend upon the offender's likely conduct, which in turn depends upon an evaluation of the particular circumstances which pertain to that offender and not upon generalisations about the general character of the offence or the sentences which are attracted by a relevant offence (emphasis added.)
(Footnotes omitted).
44 Her Honour at [97] made the following further observations concerning the approach of the Court of Appeal in Nigro:
[97] At [129]-[130], the Court had observed that the placement of an offence on a continuum is not appropriate, because to do so strives for a greater degree of definition than the subject is capable of yielding, in circumstances where there are inherent difficulties in seeking to categorise sexual offences in terms of their gravity. The introduction of an approach based on "unacceptable risk" was designed to introduce flexibility to the evaluative process, based on considerations particular to the individual offence and offender. It went on (at [130]):
It is the gravity of the consequences of the offence which the offender is at risk of committing which will ordinarily be the critical factor in the assessment of whether the risk is "unacceptable". That gravity will depend upon the offender's likely conduct, which in turn depends upon an evaluation of the particular circumstances which pertain to that offender and not upon generalisations about the general character of the offence or the sentences which are attracted by a relevant offence.
45 Whilst the Tribunal did not use the expression "unacceptable risk" that, nonetheless, was the effect of its conclusion at [39] that the applicant "continues to present a real risk of re-offending in a similar manner".
46 In determining the risk that the conduct may be repeated the Tribunal noted para 10.1.2 of the Direction, which I set out above.
47 It then set out that Ms Barbuzza, in her Pre-Sentence Report on the applicant dated 1 December 2010, considered his risk of re-offending in a similar manner as "low to moderate" and that she recommended that the applicant participate in a sex offender treatment program offered by the Department of Corrective Services. The applicant commenced this program on 14 June 2011 and had, as the Tribunal noted at [59], recently completed his participation in it. The Tribunal noted that Ms Barbuzza, to whose opinion the Tribunal said it attached "great weight" on the question of risk assessment, had opined that the applicant was likely to benefit from the treatment under this program for reasons I mention below.
48 It also noted, as I mentioned, Ms Barbuzza's conclusion in her Pre-Sentence Report that:
[The applicant] is considered to present a low to moderate risk of re-offending in a similar manner in the future, with particular risk situations being unsupervised contact with females similar in age to his current victim, and if he has established a relationship of trust with the children and/or their significant others.
49 That it attached great weight to Ms Barbuzza's report and opinion, must be taken to include her opinion that the applicant was likely to benefit from such treatment due to what she regarded as his motivation to change his behaviour, his feelings of regret and remorse in relation to his offending and his understanding of victim empathy issues. There is no suggestion whatsoever, on the part of Ms Barbuzza, that the applicant was other than genuine in these respects.
50 The Tribunal observed, however, that the Pre-Sentence Report was made in ignorance of the applicant's previous inappropriate behaviour towards his stepdaughter in India when, as he admitted to the Tribunal when asked, he had touched her on one occasion on the buttocks. This led the Tribunal to posit that had she known this it "may be that such awareness might have led her to assess the risk of his re-offending as somewhat higher than 'low to moderate'". This, of course, is mere speculation on its part. The Tribunal placed, it seems, considerable weight on the fact that the applicant would not, in his oral evidence, answer questions regarding this earlier inappropriate behaviour in 2008 as he did not consider this relevant.
51 The Tribunal did not state what questions he refused to answer. Presumably the Tribunal learned of the inappropriate touching that occurred from evidence given by the applicant's wife. The applicant readily admitted he had done this. No other allegations of inappropriate conduct were made or put to the applicant.
52 Nonetheless, it was this which caused the Tribunal to have serious reservations regarding the genuineness of the applicant's expressions of remorse and acceptance of responsibility for his offences. This was so despite the fact that, amongst many others, the Assistant Superintendent of Hakea Prison, Mr Fred Wilson, had written on behalf of the applicant that "deportation…would be most unfortunate…I consider he has taken on board the serious nature of his offence and the upheaval this has created in his own and [his] family [members'] lives".
53 Mr Wilson was the applicant's supervisor throughout the entire period of his incarceration in Hakea Prison. His view is consistent with the opinion of Ms Barbuzza in the Pre-Sentence Report in relation to the applicant's feelings of regret and remorse. Paragraph 10.1.2(b) of the Direction states, concerning the relevant factor of the risk of reoffending, that evidence of the extent of rehabilitation already achieved and the prospect of further rehabilitation given by independent and authoritative sources, including professional psychological reports, should be given greater weight. The views of Mr Wilson and Ms Barbuzza lie within these categories.
54 Moreover, the applicant's written statements to the Tribunal could not be clearer. He wrote:
I am ashamed of my offending behaviour and sincerely regret hurting the people I love. I have been participating fully in treatment options to ensure that such conduct will never again occur. I am currently completing a program (SOTP - Sex Offenders Treatment Program) and have been informed that I am doing very well in my strong goal of rehabilitation. This includes mapping out potential pitfalls and developing awareness of the devastating consequences of further distorted thinking. Above all, I have affected my family and my victim. I can only assist their healing by becoming a better person and a substantive role-model for my son.
. . .
This program helped me to "understand the serious nature of my offence and now comprehend the impact my behaviour had on my step daughter which include (sic) breaching her trust in me and also in males, lowering her self esteem and causing her psychological problems. I am deeply regretful that my actions have caused such trauma".
Also the program helped me to identify myself and to recognise the risk factors and how to cope with it and to avoid reoffending. Now I can recognise and challenge precarious thoughts and interpretations of a situation that influence (sic) my feelings and reactions. I have learnt lapse and relapse prevention strategies.
55 The applicant gave further evidence of the Sex Offenders Treatment Program in which he participated. He stated:
As recommended in the judicial sentencing statement, I am participating and benefiting from the medium intensity sex offenders treatment program (S.O.T.P). Now my offending behaviour is being addressed and diminished through active participation and deep reflection of my offending behaviour.
. . .
I have been acknowledged by the S.O.T.P facilitators that I am doing very well towards addressing my offending behaviour and promoting rehabilitation. The facilitators in the mid group interview commented that "my careful and thoughtful insight shows my contribution and participation in the program". Kindly see the enclosed copy of my statement of perception of SOTP (Intervention Recommendation).
56 The Treatment Completion Report concerning the effects of his involvement in this program was, to the knowledge of the Tribunal at that time, due to be released in the week commencing 19 December 2011. Such was stated in the Parole Assessment Report dated 6 September 2011 which was before the Tribunal.
57 However, the Tribunal did not delay its decision pending the receipt of this most important report, despite Ms Barbuzza's opinion which was, relevantly, to the effect that her low-medium assessment of the risk of the applicant re-offending "in a similar manner" was likely to be affected by the benefit she anticipated the applicant would obtain from his participation in the program.
58 Further, Ms Barbuzza's assessment of risk was directed to the applicant re-offending "in a similar manner". The offences were committed over a relatively short period and six of the nine were committed on one day during this period. They all involved his stepdaughter. She is now 20 years old although relevantly she was 16 years old when the Tribunal delivered its decision. She no longer lives nor wishes, in the future, to live with her mother and is in foster care. The applicant has stated that he wants to provide financial help for her as he did from very limited resources whilst in prison, but has undertaken not to contact her. There is no evidence that the applicant is likely to be in unsupervised (or supervised) contact with females aged 13 or 14 with whom he might establish a relationship of trust. He will be living with his wife and young son. And, as Ms Barbuzza observed in her Pre-Sentence Report "[t]here is nothing to suggest that [the applicant] has an ongoing sexually deviant interest in children". These very facts, pertinent to the risk of the applicant re-offending were not taken into account, in this context, by the Tribunal. They should have been considered.
59 Whilst the Tribunal said it attached great weight to Ms Barbuzza's report and opinion, in truth it did not. It did not avail itself of the Treatment Completion Report despite knowing that the applicant had completed the Sex Offenders Treatment Program and that this Report was due to be released in the near future - a report which was foundational to any reasonable appreciation of Ms Barbuzza's prognostication as to the risk of the applicant re-offending. It then, without relevant expertise in this area, concluded at [62] that it was not satisfied that the applicant had made substantial progress towards his rehabilitation. That view was contrary to the opinion of the Assistant Superintendent of Hakea Prison and the uncontradicted evidence of the applicant that the facilitators in the program had made very positive comments concerning his participation.
60 Assessments of risk, as was observed in Nigro at [124] and adopted with apparent approval by Mortimer J in Tanielu at [96], require expertise which judges do not have. Paragraph 10.1.2(2)(b) of the Direction recognises that the assessment of risk of re-offending is pre-eminently a matter for expert opinion although of course the Tribunal is required to make findings in light of this.
61 Accordingly, the Tribunal did not properly consider the applicant's case so far as concerned the assessment of the risk of his re-offending. It failed to do this in two respects.
62 Moreover, the Tribunal did not make any express findings as to the likelihood of the applicant re-offending. Rather, at [62] of its reasons, having regard to the Pre-Sentence Report (in light of its own non-expert assessment as to his rehabilitation), it said that it was of the opinion that the "applicant continues to present a real risk of re-offending in a similar manner". This is not a finding as to the likelihood of the applicant re-offending. At best it is a statement of the obvious but without any meaningful qualitative content.
63 What is a "real risk"? If it is shorthand for saying, as Ms Barbuzza assessed it - "a low to moderate risk of re-offending in a similar manner", then that opinion was always expressly subject to review following the applicant's completion of the Sex Offenders Treatment Program. The Tribunal knew this yet did not avail itself of the Treatment Completion Report then shortly due.
64 It did not make a qualitative assessment of risk at all and failed to consider, as I have explained, a number of factors personal to the applicant which would have relevantly and necessarily informed such an assessment. Its observations were, at best, mere generalisations concerning offences of the kind committed by the applicant. Neither the Minister, nor the Tribunal, said that the offences were so serious that any risk at all was an unacceptable risk. In any event, I do not consider there to be grounds for so concluding.
65 The Minister failed to properly consider the applicant's case in these respects and his exercise of power in cancelling the applicant's visa was, for that reason, without jurisdiction.