RELEVANT LEGAL PRINCIPLES
30 This appeal was heard together with AKH16 v Minister for Immigration and Border Protection [2019] FCAFC 47 ('AKH16'). The same Tribunal member decided the reviews in both of the appellants' cases, one in March 2015 (this appeal) and one in January 2016 (AKH16). It is apparent from a consideration of both sets of reasons, and to be expected, that the Tribunal's assessment of the situation in the Kurram Agency region of the FATA generally, and the Upper Kurram Agency and the town of Parachinar in particular, for the purposes of its review of the claims of the appellant in this appeal, was similar to its consideration of country information in the review of the appellant in AKH16.
31 While both appeals have some matters in common, the disposition of each appeal essentially depends upon the correct understanding of the reasoning of the Tribunal in each case. That said, both appeals share relevant legal principles which we recite below. There was no dispute as to the general legal principles to apply to either appeal, but it was their application and the nuances of the applicable principles on which the parties divided.
32 Both this appeal and AKH16 deal with a version of the Act prior to the amendments which introduced statutory definitions of the term "refugee" (s 5H) and of the concept "well-founded fear of persecution" (s 5J), including expressly introducing the phrase "real chance" as part of the definition of a "well-founded fear of persecution" in s 5J. Those amendments were introduced by the Migration and Maritime Powers Legislation Amendment (Resolving the Asylum Legacy Caseload) Act 2014 (Cth).
33 This appeal, like AKH16, concerns the state of the law to be applied by the Tribunal prior to these amendments.
34 The criteria for a protection visa, and in particular the definition of "refugee" in Article 1A of the Convention Relating to the Status of Refugees, opened for signature 28 July 1951, 189 UNTS 137, [1954] ATS 5 (entered into force 22 April 1954) as amended by the Protocol Relating to the Status of Refugees, opened for signature 31 January 1967, 606 UNTS 267, [1973] ATS 37 (entered into force 4 October 1967) (collectively, the 'Convention'), was relevantly incorporated into the criteria in s 36(2) of the Act.
35 A refugee within the meaning of the Convention is a person who has a "well-founded fear of persecution" on certain grounds. The only issue in this appeal was whether the Tribunal erred in its approach to assessing whether the appellant's fear was "well-founded".
36 The expression "well-founded" was considered by the High Court in Chan v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379 ('Chan') and Minister for Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559 ('Guo').
37 In Chan, Mason CJ said at 389:
I agree with the conclusion reached by McHugh J. that a fear of persecution is "well-founded" if there is a real chance that the refugee will be persecuted if he returns to his country of nationality. This interpretation accords with the decision of the House of Lords in Reg. v. Home Secretary; Ex parte Sivakumaran. There Lord Keith of Kinkel spoke of the need for an applicant to demonstrate "a reasonable degree of likelihood that he will be persecuted for a Convention reason if returned to his own country" and Lord Goff of Chieveley spoke of "a real and substantial risk of persecution". Lord Bridge of Harwich, Lord Templeman and Lord Griffiths agreed with Lord Keith and Lord Goff. A similar opinion was expressed by the Supreme Court of the United States in Immigration and Naturalization Service v. Cardoza-Fonseca where Stevens J., with reference to a statutory provision (which reflected the language of Art. 1(A)(2) of the Convention), in delivering the majority opinion, and citing Immigration and Naturalization Service v. Stevic, observed that the interpretation favoured by the majority would indicate that "it is enough that persecution is a reasonable possibility". I do not detect any significant difference in the various expressions to which I have referred. But I prefer the expression "a real chance" because it clearly conveys the notion of a substantial, as distinct from a remote chance, of persecution occurring and because it is an expression which has been explained and applied in Australia: see the discussion in Boughey v. The Queen, per Mason, Wilson and Deane JJ. If an applicant establishes that there is a real chance of persecution, then his fear, assuming that he has such a fear, is well-founded, notwithstanding that there is less than a 50 per cent chance of persecution occurring. This interpretation fulfils the objects of the Convention in securing recognition of refugee status for those persons who have a legitimate or justified fear of persecution on political grounds if they are returned to their country of origin.
(Emphasis added, citations omitted)
38 Justice Dawson at 396-398 made the following observations:
The phrase "well-founded fear of being persecuted" has occasioned some difference of opinion in the interpretation of the relevant Article of the Convention. Upon any view, the phrase contains both a subjective and an objective requirement. There must be a state of mind - fear of being persecuted - and a basis - well-founded - for that fear. Whilst there must be fear of being persecuted, it must not all be in the mind; there must be a sufficient foundation for that fear. The differences which have arisen have largely stemmed from a desire to place a greater emphasis upon either the subjective or the objective element of the phrase. Paragraph 42 of the Handbook on Procedures and Criteria for Determining Refugee Status issued by the Office of the United Nations High Commissioner for Refugees in 1979 states that:
"In general, the applicant's fear should be considered well-founded if he can establish, to a reasonable degree, that his continued stay in his country of origin has become intolerable to him for the reasons stated in the definition, or would for the same reasons be intolerable if he returned there."
Perhaps the emphasis upon the subjective element in this view of the test was prompted by recognition of the fact that some member States of the Convention are reluctant to find an actual danger of persecution in another country for fear of damaging relations with that other country: see Reg. v. Home Secretary; Ex parte Sivakumaran. But "well-founded" must mean something more than plausible, for an applicant may have a plausible belief which may be demonstrated, upon facts unknown to him, to have no foundation. It is clear enough that the object of the Convention is not to relieve fears which are all in the mind, however understandable, but to facilitate refuge for those who are in need of it. Only limited recognition of this is given in the further observation in par. 204 of the Handbook that an applicant's statements must be "coherent and plausible, and must not run counter to generally known facts".
On the other hand, it is also clear enough that a fear can be well-founded without any certainty, or even probability, that it will be realized. So much was recognized by the United States Supreme Court in Immigration and Naturalization Service v. Cardoza-Fonseca where it was held that a statutory provision reflecting the relevant phrase in the Convention did not require the probability of persecution. As was said by Stevens J., delivering the opinion of the Court:
"That the fear must be 'well-founded' does not alter the obvious focus on the individual's subjective beliefs, nor does it transform the standard into a 'more likely than not' one. One can certainly have a well-founded fear of an event happening when there is less than a 50 per cent chance of the occurrence taking place."
(Emphasis added, citations omitted)
39 Then Toohey J at 406-407 said:
The use of the adjectival expression "well-founded" must be taken as qualifying in some way the "fear of persecution". It is hard to conceive of a fear which has no objective foundation at all as well-founded, no matter how genuine the fear might be. If the test were entirely subjective, the expression "well-founded" would serve no useful purpose. On the other hand, it is fear of persecution of which Art. 1A(2) speaks, not the fact of persecution. So it is apparent that while the requirement is not entirely subjective, it is not entirely objective. Both elements are present. There must be a fear on the part of the applicant and that fear must be of persecution. But what is meant by "well-founded"?
…
The test suggested by Grahl-Madsen, "a real chance", gives effect to the language of the Convention and to its humanitarian intendment. It does not weigh the prospects of persecution but, equally, it discounts what is remote or insubstantial. It is a test that can be comprehended and applied. That is not to say that its application will be easy in all cases; clearly, it will not. It is inevitable that difficult judgment will have to be made from time to time.
(Emphasis added, citations omitted)
40 Finally, Gaudron J at 415 said:
The definition of "refugee" looks to the mental and emotional state of the applicant as well as to the objective facts. It is a commonplace, encapsulated in the expression "once bitten, twice shy", that circumstances which are insufficient to engender fear may also be insufficient to allay a fear grounded in past experience. Although the definition requires that there be "well-founded fear" at the time of determination it would be to ignore the nature of fear and to ignore ordinary human experience to evaluate a fear as well-founded or otherwise without due regard being had to the applicant's own past experiences.
(Emphasis added, citations omitted)
41 In Guo, the High Court emphasised that the definition of "refugee" in the Convention used the expression "well-founded fear", not the expression "real chance of harm". The High Court explained that to use a "real chance" test as a substitute for the Convention test is to invite error. Brennan CJ, Dawson, Toohey, Gaudron, McHugh and Gummow JJ commented (at 572-573):
Chan is an important decision of this Court because it establishes that a person can have a well-founded fear of persecution even though the possibility of the persecution occurring is well below 50 per cent. But to use the real chance test as a substitute for the Convention "well-founded fear" is to invite error.
No doubt in most, perhaps all, cases ... the application of the real chance test, properly understood as a clarification of the phrase "well-founded", leads to the same result as the direct application of that phrase. Wu Shan Liang is an example. Nevertheless, it is always dangerous to treat a particular word or phrase as synonymous with a statutory term, no matter how helpful the use of that word or phrase may be in understanding the statutory term. Einfeld J thought that the "real chance" test invited speculation and that the Tribunal had erred because it "has shunned speculation". If, by speculation, his Honour meant making a finding as to whether or not an event might or might not occur in the future, no criticism can be made of his use of the term. But it seems likely ... that he was using the word in its primary dictionary definition of conjecture or surmise. If he was, he fell into error. Conjecture or surmise has no part to play in determining whether a fear is well-founded. A fear is "well-founded" when there is a real substantial basis for it. As Chan shows, a substantial basis for a fear may exist even though there is far less than a 50 per cent chance that the object of the fear may eventuate. But no fear can be well-founded for the purpose of the Convention unless the evidence indicates a real ground for believing that the applicant for refugee status is at risk of persecution. A fear of persecution is not well-founded if it is merely assumed or it is mere speculation. In this and other cases, the Tribunal and the Federal Court have used the term "real chance" not as epexegetic of "well-founded", but as a replacement or substitution for it. Those tribunals will be on safer ground, however, and less likely to fall into error if in future they apply the language of the Convention while bearing in mind that a fear of persecution may be well-founded even though the evidence does not show that persecution is more likely than not to eventuate.
(Emphasis added, citations omitted)
42 Despite the caution in Guo, it is still common for decision-makers (and courts) to move into the language of "real chance" of harm, and to use in contradistinction to that term the words "remote" or "insubstantial". That is what the Tribunal did in this case. We observe that, at a day-to-day level in a busy administrative tribunal, it may be useful for a decision-maker to contrast in her or his own mind whether, on the material, the harm feared by a person is "remote" with whether there is a "real chance" the person may experience the harm she or he fears. Nevertheless, these are not the words of the Convention and the issues on this appeal illustrate how substitution of that kind can lead to difficulties.
43 In other jurisdictions, the language of "possibility" is commonly used as the explanatory of the content of a well-founded fear, but always with adjectival qualification.
44 The United States Supreme Court has used "reasonable possibility": Immigration and Naturalization Service v Cardoza-Fonseca 480 US 421 (1987) ('Cardoza-Fonseca') at 440 (Stevens J). Cardoza-Fonseca is regarded by Hathaway and Foster as a "seminal precedent": Hathaway JC and Foster M, The Law of Refugee Status (2nd ed, Cambridge University Press, 2014) p 111. In the United Kingdom, the House of Lords has used "a reasonable degree of likelihood" of persecution or a "real and substantial risk" of persecution: R v Secretary of State for the Home Department, ex parte Sivakumaran [1988] AC 958 at 994 (Lord Keith of Kinkel) and 1000 (Lord Goff of Chieveley). The Supreme Court of Canada has used "reasonable possibility" or "serious possibility": Kwong Hung Chan v Canada (Minister of Employment and Immigration) [1995] 3 SCR 593 ('Kwong Hung Chan v Canada') at 659 (Major J).
45 The adjectival qualification emphasises the requisite sufficiency of the objective basis for a person's fear: namely, a level which justifies another contracting State being required to offer surrogate protection to that person.
46 The antonym of "well-founded" has been described as:
(1) "mere possibility" (see Major J in Kwong Hung Chan v Canada at 659); and
(2) "remote chance" (see the New Zealand High Court in DG v Refugee Status Appeals Authority [2001] NZHC 443 (Chisholm J)).
47 In Chan, Toohey J used "remote" together with the adjective "insubstantial", which takes its meaning closer to some of the other negative descriptions such as "fanciful" (see Hathaway and Foster at p 114).
48 Reaching too readily for the label "remote" as a descriptor of risk may lead to error. Whilst we conclude on this appeal that the Tribunal's findings were open to it in this particular case, it would not be correct to use "remoteness" as suggesting that to be well-founded, the harm feared by a person must be of an immediate or direct nature. Nor should a decision-maker go straight to the question of whether there is only a "remote chance" that the harm feared by an applicant will eventuate. That may lead a decision-maker inadvertently into a reasoning process relying on probabilities. It may subvert the Convention's focus on the positive question as to whether there is a sufficient basis in the evidence to describe a person's fear of persecution as "well-founded".
49 In addition, a decision-maker should not ignore the type of fear and the subjective fears of an applicant in the objective evaluation of whether the particular fear was well-founded. An applicant's expression of her or his fear, and the circumstances in which it is claimed to arise, may inform the assessment of whether it is well-founded.
50 However, the assessment of whether a person fears persecution on return to her or his country of nationality, must involve speculation about the future, and an assessment of the period of time to look into the future: see eg Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 ('Wu Shan Liang') at 279 (Brennan CJ, Toohey, McHugh and Gummow JJ).
51 As Mortimer J stated in CPE15 v Minister for Immigration and Border Protection [2017] FCA 591 at [60]:
The "reasonably foreseeable future" is something of an ambulatory period of time, but the use of reasonable foreseeability as the benchmark concept indicates that the assessment is intended to be one which can be made on the basis of probative material, without extending into guesswork. It is also intended to preclude predictions of the future that are so far removed in point of time from the life of the person concerned at the time the person is returned to her or his country of nationality as to bear insufficient connection to the reality of what that person may experience. The purpose of the "well-founded" aspect of the Art 1A test is, after all, to be an objective but realistic and accurate assessment of what risks a person may face in the practical "on the ground" circumstances she or he will be living in. Using "reasonably foreseeable" also carries with it a rejection of an assessment which becomes too remote from a person's expected life circumstances. These are not matters which can be expressed sensibly with any more precision.
52 As we have said, there was no dispute as to these legal principles. The only questions to determine are how the Tribunal went about its task, and whether it fell into jurisdictional error. In considering whether objectively there is a well-founded fear, the decision-maker should not look to statistics or projections divorced from the fear as articulated by the applicant for a protection visa. At all times the decision-maker must look to the individual applicant's circumstances to determine whether that applicant, in the circumstances to which she or he will return to her or his country of nationality, has a well-founded fear of persecution. Further, in considering whether the fear is well-founded, the Court must consider the totality of the circumstances. We do not think these matters are controversial in light of the authorities referred to above.