Ground 1 and 2: Construction of ss 88A and 94(1) of the Act
55 Ground 1 seeks to demonstrate error in the primary judge's approach at J [42] and J [45] to construing ss 88A and 94(1) of the Act and the verbs "decide", "decides", "decided" and the noun "decision".
56 The parties agreed that the references in s 94(1)(a) "[i]f the Director decides to review…" and s 94(1)(b) "…12 months after making the decision…" involve a decision by the Director under s 88A(1) of the Act ("…the Director must, within 1 month after receiving the request, decide whether or not to undertake the review").
57 The primary judge accepted Dr Amir's submissions that (at J [34]):
(1) the scheme of the Act consistently distinguishes between the act of making a decision and the act of notifying the making of that decision - see, for example, ss 86(1) and 87(1), 88A(1) and 88A(4), 91(1) and 91(2), 93(1) and 93(7): J [34(1)];
(2) the distinction between the making of a decision and its notification is also apparent from ss 87(2), 88A(5) and (7) to the effect that failure to comply with the notice requirement does not affect the validity of the decision: J [34(2)];
(3) "decision" and "decide" should take their ordinary meaning in the Act of "a making up of one's mind": Macquarie Dictionary online: J [34(3)]; and
(4) the cases upon which the Director relies to support the proposition that a decision must be externally manifested concern different statutory regimes and different legal issues (specifically, the operation of the doctrine of functus officio) and do not govern the construction of s 94(1)(b) of the Act: J [34(6)];
but concluded that these propositions did not lead to the conclusion for which Dr Amir advocated: J [35].
58 The primary judge's analysis of what constitutes "deciding" for the purpose of s 88A(1) (at J [46] - [51]) drew on the approach taken by Finn J to the meaning of "decision" in Semunigus v The Minister for Immigration & Multicultural Affairs [1999] FCA 422 (as subsequently adopted on appeal in Semunigus v Minister for Immigration & Multicultural Affairs [2000] FCA 240; 96 FCR 533 at [11], [75] and [101]):
19. For present purposes I am prepared to hold that the making of a decision involves both reaching a conclusion on a matter as a result of a mental process having been engaged in and translating that conclusion into a decision by an overt act of such character as, in the circumstances, gives finality to the conclusion - as precludes the conclusion being revisited by the decision-maker at his or her option before the decision is to be regarded as final.
20. What constitutes such an act can obviously vary with the setting in which the decision is made: it may be no more than a written notation of a conclusion on a departmental file; it may be publication of the conclusion in a particular forum, or communication of it to another; it may be performing a consequential or collateral act that presupposes the decision's having been made, etc.
59 After reviewing subsequent authorities in which Semunigus has been applied, the primary judge concluded (at J [51]):
The principle in Semunigus concerns the meaning of a "decision" generally. It gives that term a meaning which is consistent with its ordinary meaning and which is clear and capable of application. The focus is not on a decision-maker's mental state. It is on the external manifestation of that state of mind in some irrevocable and final manner. While this meaning will always yield to the particular statutory context, the context in the present case supports giving the words "decide" and "decision" in s 88A(1) and s 94(1)(a) and (b) this meaning.
60 In assessing what constitutes "deciding" for the purpose of s 88A(1), the primary judge posited three possible options: (a) the Director making up her mind to review without communicating her decision to anyone; (b) the Director making up her mind and communicating her decision to her staff; or (c) the Director making up her mind and communicating her decision to the person and the Chief Executive in accordance with s 88A(4): J [36].
61 The primary judge rejected option (a) as plainly untenable: J [37]. That conclusion is, with respect, correct.
62 Dr Amir's position was that option (a) was in theory sufficient (even though it may entail difficulties of proof) but that in the present appeal, option (b) was satisfied in any event because the Director made up her mind on 4 April 2019 and communicated it to her staff in an email on that day. On appeal, Dr Amir submits that the Director's power to make a decision under s 88A(1) is a power that may be exercised repeatedly during the one month period in which the power was available to be exercised: s 88A(3). Further, Dr Amir argued that no decision under s 88A(1) can be described as irrevocable until the expiration of the one month period in s 88A(3), presumably because the Director could revisit and remake the decision within that period.
63 The critical section of the primary judge's reasons is as follows:
[39] … Within the statutory scheme it is necessary to know when the Director decides within the meaning of s 88A(1) because that determines the beginning of the 12 month period referred to in s 94(1). Options (a) and (b) both inevitably raise: (a) qualitative questions about the state of mind of the Director whether communicated to staff or not, and (b) legal and practical questions about the capacity of the Director to change her mind at any time until the period of one month from receipt of the request has expired.
[40] The reliance on the ordinary meaning of "decide" (to make up one's mind), on analysis, does not assist the submissions for Dr Amir. When has a person in fact made up their mind? It is not difficult to accept that, in ordinary usage, a person makes up their mind only once they manifest externally that their state of mind is committed to a particular position or course of action. Before that manifestation, can it be said that the person has "decided" anything? For so long as they have not manifested their settled state of mind about a matter by communicating their commitment to a position or a particular course of action, the person has not decided one way or another. They may have a strong predisposition one way or another, but the decision is made by the manifestation of the commitment to a position or a particular course of action.
[41] The fact that s 88A(1) requires the Director to "decide", s 88A(4) requires notice to be given of the decision, and ss 88A(5) and (7) provide that a failure to comply with the notice requirements does not affect the validity of the decision are relevant. The terms of s 88A(5) in particular ("[t]he notice must be given within 7 days after the decision is made") support the conclusion that the decision and the notice are separate and distinct, and that the former may pre-date the latter.
[42] This said, the better resolution of the potentially competing considerations, in my view, is to construe "decide" in s 88A(1) as meaning an externally manifested communication by the Director of an irrevocable commitment by her whether or not to undertake a review. This externally manifested communication of an irrevocable commitment by the Director might be to her staff or others (option (b)) or by the giving of notice as required by s 88A(4) (option (c)). Everything which occurs before either of these events does not involve the Director "making up" the Director's mind because such acts, of necessity, are not final and are not irrevocable. They are subject to change as and when the Director determines within the period of one month provided for the making of the decision.
…
[45] While this resolution of the statutory provisions may not be perfect, it is less imperfect than the approach advocated for Dr Amir. Dr Amir's approach, as discussed, invites: (a) qualitative questions about the state of mind of the Director whether communicated to staff or not, and (b) legal and practical questions about the capacity of the Director to change her mind at any time until the period of one month from receipt of the request has expired. The approach which I prefer, subject to the deeming provision in s 88A(3), requires identification of an externally manifested communication by the Director of an irrevocable commitment by her whether or not to undertake a review. This constitutes the "decision". In this case, the best evidence of such a decision is the letter of 16 April 2019.
64 The submissions advanced on behalf of Dr Amir fall into two parts. First, Dr Amir relies on the ordinary meaning of the word "decide" to seek to demonstrate that the primary judge erred in construing the relevant provisions. Secondly, Dr Amir contends that the primary judge erred in importing a requirement that a decision under s 88A(1) must be irrevocable when neither the Act nor the ordinary meaning of decision includes a requirement of irrevocability.
65 As to the first, the construction for which Dr Amir contends attaches a meaning to "decision" that fixes on the Director's subjective state of mind, which Dr Amir submits is consistent, with the ordinary usage of the word. On the facts, Dr Amir contends that the 4 April 2019 decision made by the Director was communicated by the Director to her staff. Dr Amir relies on the communication not as a necessary requirement of the making of the decision but as objective evidence from which the decision in fact having been made may be inferred. Dr Amir submits that the Director's decision communicated in the 4 April 2019 email was clear and unequivocal, namely "I have reviewed the referral and decided to conduct a review". Dr Amir submits that many decisions in the ordinary use of that word are not communicated and are revocable. Dr Amir gives the example that one may decide to go the shops and then change one's mind.
66 Dr Amir's appeal to the broad ordinary meaning of the term decision must be rejected. The ordinary meaning must necessarily yield to the relevant statutory context. In the present circumstances, the relevant decision functions within the statutory scheme as the trigger to start time running on the finite period within which the Director can perform her function in the first part of the review process. To seek to anchor the temporal guillotine of the Scheme, which carries real legal consequences, to the subjective state of mind of the particular office bearer without any requirement for a committed demonstrable manifestation of that state of mind is to divorce impermissibly the meaning of the term decision from its statutory context. For the purpose of s 88A(1), what is required, having regard to the statutory scheme, is a decision that constitutes, or at least purports to constitute, a performance of the decision-making function conferred by s 88A(1). The primary judge was correct to find that the words "decide" and "decision" in s 88A(1) and s 94(1) do not focus on the Director's mental state but rather on the external manifestation of that mental state in an irrevocable, or firm, way.
67 The second aspect of Dr Amir's attack on the primary judge's construction of ss 88A and 94 is premised upon the contention that the primary judge construed a decision under s 88A as necessarily being irrevocable as a matter of law. The case below did not concern whether a decision under s 88A(1) could be revoked within the one-month time period specified by s 88A(3) and re-decided before that period expired. Dr Amir's case below was that the relevant and operative decision for the purpose of triggering the commencement of time running for s 94(1) was made on 4 April 2019. On appeal, Dr Amir submits that the primary judge erred in finding that the decision must be irrevocable because any decision made under s 88A(1) could always be revoked within the one month period specified by s 88A(3). Dr Amir submitted that there is nothing in the Act which expressly requires a "decision" to be irrevocable. Further, Dr Amir argues there are strong textual indictors that a "decision" does not have to have the quality of being irrevocable as a matter of law. It is not necessary to rehearse Dr Amir's submissions in respect of the textual indicators relied upon in this respect because the underlying premise upon which he relies is flawed.
68 Read in context, the primary judge's repeated use of the word "irrevocable" serves to emphasise that the manifestation of the Director's "decision" must have the requisite character of conclusiveness, commitment or finality. The converse is that the "decision" must not be tentative, preliminary or subject to change. The Director must have decided, or be committed to a course, and not be in a state of flux or tentativeness about that course. The primary judge's use of the descriptor "irrevocable" underscored that the decision required by s 88A must be of a firm, committed or final character: see J [42], [43], [44], [45], [47], [51], [53], [55].
69 The primary judge's repeated references to "irrevocable" are used in connection with "commitment" (see J [40], [42], [43], [44], [45]) or with the clarity with which the Director's "state of mind" is manifested in the communication of the decision (see J [51], [53]). The reference at J [55] to "irrevocable" highlights that the primary judge's use of this word denotes that the decision is firm, that is, not subject to change. The primary judge considered Dr Amir's contention that the Director in fact decided to undertake the review on 4 April 2019 and concluded that even if that was so, the Director's email of 16 April 2019 remains to the effect that she also decided "today" (that is, on 16 April 2019) to undertake the review (at J [55]):
The result is that within the prescribed time period of one month, the Director made two decisions to the same effect. Of those two decisions, only one was irrevocable and communicated to Dr Amir, the decision of 16 April 2019. As such, it is the relevant decision for the purposes of the statutory provisions.
70 The submissions advanced on behalf of Dr Amir are premised on a contortion of the clear and plain reasoning of the primary judge and are rejected. Ground 1 must fail.
71 By Ground 2, Dr Amir contends that the primary judge applied the wrong test or asked the wrong question when concluding that the Director did not "in fact" decide to review the Appellant's provision of services on 4 April 2019 and that her mental processes continued until 16 April 2019. Ground 2 depends on Dr Amir succeeding on his argument in relation to the construction of s 88A(1). Ground 2 therefore falls with Ground 1.