Alexander v Commissioner of Police
[2014] NSWIRComm 1009
At a glance
Source factsCourt
Industrial Relations Commission (NSW)
Decision date
2014-02-19
Catchwords
- Unfair Dismissal
- Inappropriate, unacceptable and unprofessional conduct
- breach of confidentiality
- treatment meted out to Applicant to harsh compared to the treated meted out to another Officer in similar circumstances
Source
Original judgment source is linked above.
Catchwords
Judgment (18 paragraphs)
Background 1The Public Service Association and Professional Officers' Association Amalgamated Union of New South Wales (the Association), on 29 November 2013, lodged a claim pursuant to section 84 of the Industrial Relations Act 1996 (the Act), with regards to the alleged unfair dismissal of Mr Andrew McCaskill (the Applicant) by the Department of Attorney General and Justice (the Department). 2The following is a chronology of the Applicant's employment status with the Respondent since his commencement: 28.06.1993 Temporary appointment as Clerical Officer, Class 1, in the District Court; xx.08.1994 Permanently appointed to that position; 06.06.1997 Temporary appointment as Client Services Officer, Clerk Grade 1-2 (Personnel) Human Resources Branch 25.05.1998 Permanently appointed to the position of Client Services Officer, Clerk Grade 1-2 (Personnel), Human Resources Branch 17.11.1998 Permanently appointed to the position of Senior Client Services Officer, Clerk Grade 3-4, Human Resources Branch 15.03.1999- Period of authorised leave without pay 12.01.2001 04.04.2002 Temporary appointment as Team Leader (Recruitment), Clerk Grade 5-6, Corporate Human Resources 18.05.2007 Direct appointment as Recruitment Coordinator, Clerk Grade 7-8 12.10.2009 Temporary appointment as Project Officer (Policy & Client Services), Clerk Grade 7-8, Court Services at the Downing Centre Local Court. 06.11.2011 Permanently appointed to that position. 3The Applicant, a 45-year old male, was employed pursuant to the provisions of the Crown Employees (Public Service Conditions of Employment) Award 2009 up until his dismissal on 20 December 2013. 4On 13 December 2012, Ms G lodged a complaint with Ms Pam Olseon, Senior Registrar Metropolitan, with regards to the inappropriate conduct of the Applicant and her line Manager, Mr Craig Cooke, on 7 December 2012 at a Christmas Party hosted by the Social Club of Downing Centre Courts at Strattons Hotel. Ms Olseon referred the complaint to Ms Cathy Szczygielski. Ms Olseon noted that neither Ms G nor Mr Corkhill had been intoxicated on that evening. 5On 19 December 2012, correspondence was forwarded to the Applicant from Ms Cathy Szczygielski, Assistant Director, Court Services, regarding the incident on 7 December 2012. He was required to respond by 18 January 2013 to the following allegations which, if proven, would constitute inappropriate, unacceptable and unprofessional behaviour on his part: Inappropriately touched an employee of the Department, namely Ms I, twice on the breast. Inappropriately touched an employee of the Department, namely Ms G, twice on the breast. Disclosed confidential information to another employee of the Department, in that he told Ms B that she had not been successful in her application for a position of Registrar of a Tribunal. The recruitment action for that position had not yet been finalised and providing such advice was not within his usual range of duties. 6The Applicant responded on 21 December 2012 sincerely apologising to all concerned pointing out that he had not intended to offend either of the women and that what he did, as a gay male, was in good humour, particularly as he was good friends with Ms I outside of work. In addition, he stated that he had obtained permission from both women to touch them and would not have done so otherwise. He could not recall the alleged breach of confidentiality incident. He pointed out that he was appalled and ashamed of his behaviour, it was uncharacteristic behaviour on his part and laid the blame squarely on the fact that he had missed lunch and drank too much alcohol. He further pointed out that he rarely socialised with staff from the Department and gave an assurance that the behaviour would never be repeated. 7A preliminary investigation was conducted by Michael Ashwood, Principal Investigator, Investigations Branch, Corrective Services NSW. The Applicant was interviewed on 19 February 2013 by Mr Michael Ashwood and Mr John Glasheen. 8On 18 March 2013, Mr Ashwood presented a Preliminary Investigation Report to the Acting General Manager of his Department. The preliminary investigation revealed that Mr Cooke admitted that he had been drinking but denied that he was drunk, denied any knowledge of the allegation or recollection of it; denied that it was in his usual behaviour; and pointed out that he would have admitted it if he had done it; Mr McCaskill reported on the effect of alcohol on him; admitted touching both Ms I and Ms G; said he had the consent of both women; said he would not have touched them if he did not have consent; admitted that his behaviour was appalling and apologised for it; Mr Cooke said he did not see Mr McCaskill make any inappropriate approaches to either Ms I or Ms G but did see him touch the breasts of two Sheriffs Officers, Ms K and Ms It is noted that the identity of the second Sheriff's Officer was not known at that point in time.) Mr McCaskill admitted to divulging confidential information to Ms B. It was concluded that the alleged inappropriate behaviour towards the Sheriffs Officers could not be sustained. The Report found that the allegations in relation to Ms G, Ms I and Ms B were, on the balance of probability, sustained. 9The Preliminary Investigation report found: that there was sufficient evidence to commence a disciplinary investigation in respect to the allegations against the Applicant in relation to Ms I, Ms G and Ms B; and that the allegations in respect to Ms K and Ms DB were not sustained. Nevertheless, the Applicant had admitted to them. The Report recommended that the allegations against the Applicant be considered for Investigation in accordance with the Procedural Guidelines for Dealing with Misconduct as a Disciplinary Matter (the Guidelines). It is noted that the allegations against Mr Cooke were considered to be more serious in nature in view of both his position and in the context of the evidence gathered during that investigation and his emphatic denials. 10A recommendation by Mr Pete Cherry, Employee Relations Officer, to initiate a disciplinary investigation into the following allegation was approved by Mr Laurie Glanfield, the then Director-General, on 20 May 2013: Mr Andrew McCaskill, Project Officer Grade 7/8, Court Services, is alleged to have engaged in misconduct by inappropriate touching of four (4) female employees and disclosing confidential information while at an after hours work related function. Employee Relations Unit (ERU) recommends a disciplinary investigation be initiated. 11Correspondence was forwarded to the Applicant on the same day by Mr Glanfield advising of the above determination. He advised the Applicant of what disciplinary actions were available to him to take should a finding be made that the Applicant had engaged in misconduct. 12Mr Glanfield appointed Ms Wendy Klaasen, a Consultant, to undertake an investigation and prepare a report into an allegation that the Applicant may have engaged in misconduct. 13Sheriff's Officer DB was interviewed on 29 May 2013. She was not in attendance at the Christmas Party but was drinking with friends at the Hotel when the Applicant squeezed both her breasts from behind for one or two seconds. She admitted that she had been taken by surprise but stated that she had not taken any offence and had a bit of a giggle with the group of friends she had been drinking with. She said that she did not feel that a complaint was warranted. 14Sheriff's Officer K was interviewed on 7 June 2013. She stated that she "vaguely" remembered the Applicant brushing her breast briefly. She said that she had not taken offence as she recalled a reference being made about him being gay. 15The Applicant was interviewed on 13 June 2013. He provided detailed reasons as to his state of mind when he organised to meet friends after work. He had quite a few glasses of white wine, then had a few red wines before he attended the Christmas Party. He insisted that he had touched Ms I at another hotel during someone's birthday party and she had joked about it afterwards. He insisted that he would have had consent before he did it. He could not recall telling Ms B that she had been unsuccessful in her job application. However, he conceded that he may have relented and told her. He said she had asked him on numerous occasions over the previous two weeks if the results of that recruitment had come back and had asked him again that night. He insisted that he has never disclosed any recruitment information to anyone, nevertheless, he was prepared to accept what Ms B because he had a good working relationship with her and trusted what she said. Once again, he was prepared to concede that he did do it if she said that he put his head on her chest. 16The Investigator held that the Applicant's behaviour constituted a breach of the Code of Conduct, Departmental policies and guidelines and was contrary to the role he played. It was recommended that the matter continue to be treated as a disciplinary matter. In saying that, however, the Investigator recommended that the Director-General have regard to the Applicant's earlier and repeated admissions, his expressions of remorse and willingness to apologise, and his stated self-remediation in relation to excessive alcohol consumption and behaviour towards women in a social setting. 17On 16 August 2013, Mr Brendan Thomas, the Acting Director-General, found the Applicant in breach of the Code of Conduct. The Applicant was advised, in correspondence dated 5 September 2013, that he had been found guilty of misconduct. 18On 5 September 2013 the Applicant was found guilty of misconduct - he alleged that the finding was made without him being afforded an opportunity to show cause why disciplinary action should not be imposed. 19On 20 September 2013, the Applicant wrote to Mr Brendan Thomas, the Acting Director General, seeking, in accordance with the Disciplinary Procedure, a meeting to discuss the incident. On 23 September 2013, the Applicant forwarded a submission to the Acting Director-General to which he attached two character references. 20The Applicant was provided with an opportunity to make oral submissions to the Acting Director-General on 26 September 2013. 21On 20 November 2013, the Applicant received written notification of the Acting Director General's decision. In the correspondence, dated 13 November 2013, the Applicant was directed to resign within 7 days from the date of the letter. 22The Applicant was later granted an extension of time up to close of business on 4 December 2013 to tender his resignation. However, that resignation was not forthcoming. Rather, on 2 December 2013, the Association filed an application pursuant to section 84 of the Industrial Relations Act 1996 (the Act) alleging that the Respondent had threatened the Applicant with dismissal. 23On 20 December 2013, the Applicant was notified by letter from Mr Andrew Cappie-Wood, the Director General, dated 13 December 2013, that he was to be dismissed from the Public Service effective from the date of service of that letter. 24Conciliation proceedings before Newall C on 3 and 10 December 2013 were unsuccessful and standard directions were issued. 25The matter was listed for hearing on 18 and 19 February 2014 at which time Mr I Latham, Counsel, appeared on behalf of the Association and called evidence from the Applicant. Mr M Easton, Counsel, appeared on behalf of the Respondent. 26The Applicant did not require any of the complainants for cross-examination. In addition, the Applicant suggested that the names of the complainants be withheld in order to save them from further personal and professional embarrassment. 27Mr Latham argued that the decision to dismiss the Applicant was made without taking into consideration the mitigating factors and arguments that the Applicant presented which allowed for alternative and more favourable solutions, being: That the incident was a one-off event That he deeply regretted his actions and was filled with regret and remorse; and He was under the belief that he had consent 28In conclusion, it was pointed out that the Applicant had, except for the incident on 7 December 2012, a good disciplinary record and was good in his role. It was argued that the decision to dismiss him was harsh. The Applicant was seeking an Order to reinstate him to his former position on terms no less favourable than when he was employed.