Consideration
20 Section 425(1), which is subject to exceptions not presently relevant, is in the following terms:
(1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review.
21 It was common ground that s 425 required the Tribunal to hold a hearing at which it would provide to the appellant notice of and opportunity to present material on the "issues arising in relation to the decision under review". It was similarly uncontentious, I think, that the requirement did not operate in a once-and-for-all fashion. In other words, it was accepted that any new issues arising after the Tribunal hearing would generate new obligations on the Tribunal to hold subsequent hearings: SZHKA v Minister for Immigration and Citizenship (2008) 172 FCR 1 at [100]-[103] (Besanko J).
22 In essence, the first question that falls to me for determination is whether the application of the policy to the appellant in light of the Chinese policy change gave rise to an "issue" for the purposes of s 425.
23 To make good the proposition that the requirement under s 425(1) called for "issues" to be framed at a high level of particularisation, the appellant relied primarily on SZBEL v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 228 CLR 152 (Gleeson CJ, Kirby, Hayne, Callinan and Heydon JJ) and SZHKA (Gray, Gyles and Besanko JJ). In effect, he said that properly understood, an issue should be regarded as something which the Tribunal considers to be determinative.
24 In SZBEL, an applicant for a protection visa made a claim for protection on the basis of feared religious persecution, having become interested in Christianity. The Tribunal had rejected the visa applicant's claim on the basis of the implausibility of three aspects of his account of his conversion. Only one of those three elements was not accepted by the delegate at first instance. The Minister in that case contended that it was the credibility of the applicant's conversion which was in issue, and not the individual aspects of the account. In a unanimous judgment, Gleeson CJ, Kirby, Hayne, Callinan and Heydon JJ found (at [42]-[43]) that the issues should have been identified at a higher level of granularity than the more broadly-framed issue of the applicant's credibility, for which the Minister had contended.
25 SZHKA concerned the duty of a Tribunal to hold a further hearing upon the remittal of a quashed decision following judicial review. Gray J (with whom Gyles J agreed) found in favour of the visa applicants' primary submission that s 425(1) generated an obligation on the Tribunal to hold a hearing before each exercise of its decision-making function. Gray J summarised the principles falling from SZBEL as follows (at [7]) (emphasis added):
… First, the issues arising are not limited to the question whether the applicant is entitled to a protection visa, but are more particular than that. Second, initially the issues will be defined by the reasons given by the person who made the decision under review, but the issues may, and often will, undergo change in the course of the Tribunal's conduct of the review of that decision. Third, because the Tribunal starts from the position of being unpersuaded by the material already before it, the hearing will inevitably explore the reasons why the Tribunal might not be persuaded by that material; the Tribunal will not perform its function adequately if it does not provide the applicant with the opportunity to satisfy the Tribunal's specific reservations about the applicant's case. Thus, to some extent at least, the issues arising in relation to the decision under review will depend upon the view that the ultimate decision-maker takes about the material before the Tribunal, and will therefore be shaped by that person's thought processes…
26 Besanko J, did not join in the majority's holding that the s 425(1) obligation arose in every case, however found on the facts that new issues had arisen to re-engage the section. He said this at [115] (emphasis added):
The second question is that the matter be substantial enough to constitute an issue. That depends, obviously enough, on the interpretation of the word issues in s 425(1). On a narrow interpretation, issues might be defined only as the main elements of an applicant's claim. I do not think that such a narrow interpretation would be correct. In SZBEL 228 CLR 152, the High Court said that the reasons given by a delegate for refusing to grant an application identify the issues that arise in relation to that decision. Matters much more specific than the main elements might become issues in relation to a delegate's decision by virtue of the delegate's reasons. Equally, matters much more specific than the main elements, which the Tribunal considers to be in question irrespective of the delegate's reasons, may constitute issues arising in relation to the decision under review within s 425(1). In my view, issues, relevantly, are all matters not of an insubstantial nature which the Tribunal considers to be in question.
27 I recently considered and applied those authorities, to the extent that they related to the content of procedural fairness obligations, in BMF16 v Minister for Immigration and Border Protection [2016] FCA 1530. While that case was not concerned with the proper construction of "issues" in s 425(1), I drew upon the reasoning in those authorities to inform my determination in relation to the identification of issues in relation to procedural fairness obligations at common law. There, I noted (at [161]), by reference to the judgment of Mason J in Kioa v West (1985) 159 CLR 550 at 587, the need for a decision-maker to bring to an applicant's attention "the critical issue or factor on which the administrative decision is likely to turn" and (at [162]) that "the guiding principle is one of fairness": VHAP of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 82 at [28] (Allsop J, with whom Gyles and Conti JJ agreed on this point). Further, I observed (at [166]) that the purpose of the imposition of the obligation to accord procedural fairness is the avoidance of a "practical injustice": Re Minister for Immigration and Multicultural and Indigenous Affairs; Ex parte Lam (2003) 214 CLR 1 at 14 (Gleeson CJ). On that basis, and on the basis of the relevant reasoning in SZBEL and SZHKA, I rejected the Minister's contention in that case that the requirement to give notice of the issues was discharged at a high level of generality. I there found (at [162]) that "the critical issues to be considered … by the delegate needed to be identified at a level of specificity which gave meaning to the opportunity to respond": SZMUF v Minister for Immigration and Citizenship [2009] FCA 182 at [22] (Flick J).
28 I shall adopt the same approach in the present case to the construction of s 425(1).
29 The Minister, in oral argument, embraced the approach I have just outlined. He nevertheless contended that the "issue" in the present case should instead be framed as "whether the appellant, if he were to return to China, would be an unregistered or black child because he was born out of wedlock and thus not have access to healthcare and education services". That being an issue of which the appellant was on notice.
30 I am unable to accept the Minister's submission. The formulation of the relevant issue at such a level of generality overlooks, or fails to capture, the number of variables within it which could, depending on the evidence before the Tribunal, become critical or determinative. Each of the elements of the Minister's proposed "issue" could, for a variety of reasons, prove to be determinative in a judgment as to whether the appellant may or may not become an unregistered 'black child' and face discrimination on return to China. For instance, had the Tribunal had reason to believe that the appellant's parents were in fact married at the time of his birth, that factor would have been sufficient to defeat the claim. It follows, on the Minister's characterisation of the issue, and putting to one side any parallel requirement under s 424A, that had an anonymous tip provided the appellant's parents' marriage certificate to the Tribunal following the hearing, the Tribunal would have no obligation under s 425(1) to give notice to the appellant that his parents' marital status at the time of his birth was now in issue, even in circumstances where it had conducted the hearing on the acceptance that the appellants' parents were, at that time, unmarried. That scenario clearly betrays an unfairness that s 425(1) was intended to prevent.
31 That scenario is this case. Having conducted a hearing on the basis that the Chinese government had a policy by which there were barriers to the registration of 'black children', and having on that basis (and fairly at the time of the hearing) invited no evidence or submissions on the status of that policy or its application to the appellant, the Tribunal came into knowledge that the policy was no longer in force. It was on that basis that the Tribunal found against the appellant. In the absence of countervailing circumstances, the Tribunal was obliged by s 425(1) to give notice to the appellant that the status of the policy was now in issue, and to invite the appellant to present evidence and make submissions at a hearing. Having not done so rendered hollow, and not meaningful, whatever opportunity to respond that had been provided by the Tribunal through the holding of the first hearing. The denial resulted in a practical injustice to the appellant.
32 In the present case the Minister submitted, in the alternative to his primary submission, that any issue arising from the Chinese policy change was not dispositive, because the Tribunal found in any event that the appellant's parents would have been able to pay the registration fee. I will consider that submission in more detail below. The Minister relied on the submission to say that even if a more narrowly-framed issue were to be accepted, there should nevertheless be no obligation on the Tribunal to give notice of the issue, as it was not dispositive. However, I think the Minister's submission, fairly understood, was not that the issue of the Chinese policy change was not dispositive, but rather that the Tribunal had an alternative basis for its decision. In fact, what this submission is really saying is that each of the bases for the decision was capable of being determinative. Whether the Tribunal had found that the policy requiring payment of a registration fee no longer applied, or that the appellants' parents would pay the fee, either was sufficient to defeat the appellant's registration claim. Given that each of those potentially determinative bases fall within the "issue" proposed by the Minister, to my mind, the alternative submission only serves to reinforce my conclusion that the Minister's formulation was framed too broadly.
33 I hold therefore that the application of the policy of the Chinese government to the appellant was an "issue" giving rise to a prima facie obligation on the Tribunal to hear the appellant. It is not necessary that I consider each of the more highly particularised "issues" proposed by the appellant.
34 As I have already indicated, the Minister submitted, in the alternative, that the Tribunal made an independent finding, or independent findings, sufficient to dispose of the appellant's claims. Namely, those findings included that the appellant's parents would, in any event, have been able to pay the fee to register the appellant (at [66]), that nobody would be interested in whether the appellant's parents were unmarried and, in any event, that the appellant's parents would have married "as soon as possible" (at [69]). The Minister relied for this contention on the Tribunal's reasoning at [67]-[70], which is extracted in full above at [9].
35 In reading those paragraphs of the Tribunal's decision, I have attempted to give them a "beneficial construction": Minister for Immigration & Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 271-272 (Brennan CJ, Toohey, McHugh and Gummow JJ). Nevertheless I do not consider that any findings of the sort contended for by the Minister were ever made by the Tribunal.
36 At [66], the Tribunal said "I have serious doubt that [the appellant's parents] would have encountered any difficulty in paying the fine". The words "serious doubt", to me, connote a sense of non-finality. As does the conditional form of the verb "would have encountered". I accept that those words could, in certain circumstances, and where the surrounding context demanded, indicate a finding. However, [66]-[70] provide no such context.
37 I am not be satisfied that the words, as they appear at [66], do anything more than raise the contemplative likelihood that if the Tribunal had to determine the question, the appellant would not necessarily succeed. They appear to be indicative, and not final. This is especially so given that more definitive language appears in relation to related questions: "I am reasonably satisfied" ([68]); "I accept", "I believe" ([69]); and "I find" ([70]). Elsewhere in the decision the member says expressly "I find" in relation to a number of the Tribunal's conclusions: see [72], [77], and [79].
38 I have less difficulty with the Minister's contention that the Tribunal found that the appellant's parents would marry "as soon as possible". The full passage reads: "In any event, it is in their power to marry, they have said they will and I believe that they will in fact do so as soon as possible". To me, the words "I believe" are sufficient to indicate a finding. However, even if I were to accept that the sentence does constitute a finding, it, and [69] more generally, appears to relate to the appellant's claim that he would face "social stigma" in China on account of being illegitimate, and not to the registration claim. It is difficult to see how any finding in relation to the appellant's parents' intention to marry in the future could have any bearing on the registration claim, which relies on the fact of the appellant having been born out of wedlock (a fact which did not appear to have been in issue before the Tribunal).
39 The Minister also sought to contend that where the Tribunal said at [69] that "I doubt very much however that anyone would find out or be particularly interested" that the appellant's parents had not married, it was making a finding sufficient to defeat the registration claim. I have doubts about whether that observation of the Tribunal was directed to the registration claim. It follows immediately from the introduction of the claim of facing social stigma. In any event, for the same reasons that I found the words "I have serious doubt" to not disclose a finding, I also find that the words "I doubt very much" are merely indicative and do not disclose any finding of the Tribunal.
40 The Minister's contention that there was an independent basis for the Tribunal's adverse finding in relation to the registration claim is not made out.