Compliance with the Regulations requires coordinated action across legal, clinical, custodial and administrative functions. Below are concrete steps and checkpoints aligned with the regulatory provisions, suitable for Departmental policy, detention centre management, legal advisers and external service providers.
Governance and delegations
- Map all powers and approvals to responsible officers. Identify who, within the Department, has authority to approve analysis agents and analysts (reg 102), to authorise supervisors and overseers (reg 2), to authorise use of capsicum spray and restraint holds (reg 71(2)-(4)), and to authorise trained dog use and handlers (regs 94-96). Create written delegations and record them.
- Maintain a register of approved analysis agents and nominated analysts and ensure processes exist to cancel and replace approvals as contemplated by reg 102(3). Document the default reliance on the Chemistry Centre (WA) where no approval exists (reg 102(4)).
Body samples and laboratory chain of custody
- Implement standard operating procedures that mirror the Regulations: ensure breath apparatus is of an approved kind and operated by authorised persons (reg 9(1)(a), reg 101(1)). For blood and urine samples, require labelling that includes name of person, sample type, name of person who took the sample and date/time taken (reg 9(1)(b), reg 101(2)).
- For blood samples, ensure only medical practitioners (or registered nurses where permitted) take samples and document the practitioner’s registration status in line with the Health Practitioner Regulation National Law definition (reg 9(2), reg 101(3)-(4), reg 2).
- Ensure transport arrangements to approved analysis agents preserve chain of custody and evidence bag sealing consistent with reg 98(1) and that an Unlawful Drugs Register is kept where required (reg 98(5)). Analysts must complete certificates in the form approved by the chief executive officer and deliver them to the superintendent (reg 103).
Search, seizure and evidence handling
- Draft and train officers on search protocols that follow reg 86 (two officers minimum for detainee searches, gender and decency safeguards, written reports for strip searches). Develop forms for recording searches that capture required information for later proceedings.
- Ensure evidence bags are heat‑sealed and clearly labelled in accordance with reg 98(1), with a documented custody log for each seized item. Where police are involved, follow reg 98(2) to transfer custody appropriately. For unauthorised items, implement procedures for retention until determination (reg 98(3)) and for return or destruction as directed by the superintendent (reg 98(4)).
Confinement and detention‑offence hearings
- Maintain templates and recordkeeping for charges under reg 37, ensuring the written charge contains specified particulars and is supplied a reasonable time before the hearing (reg 37(1)-(2)).
- Superintendents must give reasonable notification to responsible adults for hearings as required by reg 38; create standard letters and a register of last recorded addresses to comply with reg 38(2).
- For confinement orders, maintain records of orders (reg 76(1), reg 79(1)), ensure monitoring protocols (first 30 minutes continuous monitoring, then regular monitoring under endorsed written management regime, reg 77(1)-(2)), and ensure detainees get mandated fresh air/exercise entitlements (reg 76(3), reg 79(4)).
Use of force and post‑incident procedures
- Maintain a documented training programme for physical restraint holds and for capsicum spray. Only authorised and trained officers should be authorised in writing by the chief executive officer (reg 71(2)-(4)). Keep training logs and written authorisations.
- After any use of force, ensure immediate medical examination by prescribed medical staff (reg 72A(3)), prepare written medical reports forwarded to the superintendent (reg 72A(4)), obtain photographic documentation of injuries (reg 72A(5)), and ensure officers who used force provide written incident reports (reg 72A(6)).
Supervision orders, community work and conditional release compliance
- Implement scheduling and attendance systems that enforce the six hour maximum day and prescribed breaks (regs 13, 15-16). Include protocols for excusal when the supervising officer or overseer fails to arrive (reg 17) and for medical excusal with certificate submission timelines (reg 25, reg 33).
- For supervision conditions, ensure reporting frequency limits are respected: ordinary supervision not more than once weekly (reg 26), intensive supervision orders without detention not more than three times weekly (reg 30).
Gratuities and financial administration
- Maintain payroll systems that calculate and credit gratuities per regs 41-46, including CPI adjustments for non‑special centres (reg 43(2A)). Document superintendent decisions to withhold or reduce gratuities and keep records of reasons as required by reg 44(3). Establish clear accounting procedures for deductions ordered under reg 45, including receipts and justifications for repair or replacement payments.
Employment, removal and procedural fairness
- For juvenile custodial officers and miscellaneous employees, implement recruitment and probationary procedures aligned with regs 49-52A. Keep application records to reduce risk of removal for false statements (reg 52A(1)), and procedural files for any medical board examinations under reg 51.
- Where the chief executive officer contemplates removal for loss of confidence, follow Division 4A strictly: appoint a review officer who is not conflicted (reg 56), prepare a summary of investigation and inspection list (reg 57), provide notices and access to non‑privileged material during the submission period (regs 59-60), adhere to timelines for decision‑making and notify custodial officers within the periods set out (regs 61-63), and ensure service of notices follows reg 64.
Confidentiality and publication controls
- Where information is disclosed under s 16(5), ensure any researcher or party seeking to publish obtains written approval from the chief executive officer, and that the chief executive officer assesses the research against criteria in reg 40B(2). Create a clearance form and internal review checklist to record compliance before any external publication.
Training, records and audit
- Implement periodic audits of recordkeeping for confinement orders, search reports, gratuity decisions, analyst certificates, chain‑of‑custody logs and medical reports. These are recurring compliance touchpoints required by regs 76(1), 86(8), 44(3), 103(1)(c), 98(1) and 72A(4).
- Provide training and written policies to staff about procedural safeguards for strip searches, gender considerations, and detainee dignity (regs 86(4)-(6), 92(4)-(6)). Keep attendance and competency records.
Operational contingency planning
- Prepare contingency plans for reliance on the Chemistry Centre (WA) as default analysis agent when no other approval is in place (reg 102(4)). Consider service agreements with approved laboratories to ensure timely analysis.
- Where dogs or dog handlers are used, ensure schedules and handler allocations comply with Prisons Regulations definitions and that insurance or liability procedures address reg 97 immunity exclusions.
This checklist converts the Regulations into operational tasks and documentation requirements. Legal and compliance teams should integrate these controls into detention centre standard operating procedures, staff training, and audit cycles to create an auditable paper trail that demonstrates compliance with the procedural requirements and mitigates risk from discretionary decisions.