QLDIn ForceRegulation
Security Providers Regulation 2008
sch.1A-sec.10Compliance with code of conduct
Start here
Get a plain-English read of sch.1A-sec.10
Turn the raw legal text into a practical explanation grounded in Security Providers Regulation 2008.
### sch.1A-sec.10 Compliance with code of conduct
The association must be able to conduct an audit (a compliance audit ) of a relevant member’s compliance with the association’s code of conduct.
The association must conduct a compliance audit of each relevant member of the association—
initially, within 3 years of the member becoming a member of the association; and
afterwards, at least once every 3 years from the date of the audit conducted under paragraph (a) .
However, subsection (4) applies if a relevant member of an approved security industry association (the current association )—
is a new member of the current association; and
before becoming a member of the current association, was a member of another approved security industry association (the former association ).
The current association must conduct a compliance audit of the relevant member—
within 3 years of the last satisfactory compliance audit of the member conducted by the former association; or
if the member can not show when the last satisfactory compliance audit of the member was conducted by the former association—within 12 months of the member becoming a member of the current association.
Within 2 years of an association becoming an approved security industry association, the association must conduct compliance audits of at least half of its relevant members.
In this section—
satisfactory , for a compliance audit of a relevant member of an approved security industry association, means a written report that—
complies with section 11 ; and
states whether the auditor who conducted the audit is of the opinion that the member complies with the association’s code of conduct.
sch 1A pt 3 div 1 s 10 ins 2010 SL No. 346 s 6
(sch.1A-sec.10-ssec.1) The association must be able to conduct an audit (a compliance audit ) of a relevant member’s compliance with the association’s code of conduct.
(sch.1A-sec.10-ssec.2) The association must conduct a compliance audit of each relevant member of the association— initially, within 3 years of the member becoming a member of the association; and afterwards, at least once every 3 years from the date of the audit conducted under paragraph (a) .
(sch.1A-sec.10-ssec.3) However, subsection (4) applies if a relevant member of an approved security industry association (the current association )— is a new member of the current association; and before becoming a member of the current association, was a member of another approved security industry association (the former association ).
(sch.1A-sec.10-ssec.4) The current association must conduct a compliance audit of the relevant member— within 3 years of the last satisfactory compliance audit of the member conducted by the former association; or if the member can not show when the last satisfactory compliance audit of the member was conducted by the former association—within 12 months of the member becoming a member of the current association.
(sch.1A-sec.10-ssec.5) Within 2 years of an association becoming an approved security industry association, the association must conduct compliance audits of at least half of its relevant members.
(sch.1A-sec.10-ssec.6) In this section— satisfactory , for a compliance audit of a relevant member of an approved security industry association, means a written report that— complies with section 11 ; and states whether the auditor who conducted the audit is of the opinion that the member complies with the association’s code of conduct.
- (a) initially, within 3 years of the member becoming a member of the association; and
- (b) afterwards, at least once every 3 years from the date of the audit conducted under paragraph (a) .
- (a) is a new member of the current association; and
- (b) before becoming a member of the current association, was a member of another approved security industry association (the former association ).
- (a) within 3 years of the last satisfactory compliance audit of the member conducted by the former association; or
- (b) if the member can not show when the last satisfactory compliance audit of the member was conducted by the former association—within 12 months of the member becoming a member of the current association.
- (a) complies with section 11 ; and
- (b) states whether the auditor who conducted the audit is of the opinion that the member complies with the association’s code of conduct.