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Corporations (Fees) Regulations 2001
4CMeaning of threshold value
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#### 4C Meaning of threshold value
(1) This regulation applies to a control transaction in relation to:
(a) a regulation 4 body; or
(b) a listed registered scheme.
(2) For the purposes of this regulation, a security is:
(a) a share in the regulation 4 body; or
(b) an interest in the listed registered scheme;
other than a share or interest issued under the control transaction.
(3) The threshold value for:
(a) a lodgement under subsection 411(10) of the Corporations Act of a copy of an order of approval of a Part 5.1 arrangement in relation to the regulation 4 body that is, or is part of, the control transaction; or
(b) if the control transaction includes a modification of the constitution of the listed registered scheme, or the repeal and replacement of the constitution of the listed registered scheme—a lodgement under subsection 601GC(2) of the Corporations Act of a copy of the modification, or a copy of the new constitution of the listed registered scheme;
is the amount worked out using the following formula:

(4) If the control transaction provides for the acquisition or cancellation of securities in only one class of securities, treat a reference in subregulation (3) to a security as being a reference to a security of that class.
(5) If the control transaction provides for the acquisition or cancellation of securities in 2 or more classes of securities, work out the threshold value for the lodgement by:
(a) applying the formula in subregulation (3) to work out an amount in respect of each of those classes, treating a reference in that formula to a security as being a reference to a security in that class; and
(b) adding up the amounts worked out under paragraph (a) of this subregulation.