22The Corporations Regulations

#### 22 The Corporations Regulations The Governor‑General may make regulations, not inconsistent with this Act or the Law, prescribing matters: (a) required or permitted by the Law to be prescribed by regulations within the meaning of the Law; or (b) necessary or convenient to be prescribed by such regulations for carrying out or giving effect to the Law; and, in particular, may make regulations: (c) for or in relation to the keeping of registers by the Commission, the lodging of documents with the Commission, the registration of documents by the Commission, the time and manner of lodging or registration, and the requirements with which documents lodged or to be lodged are to comply; and (d) prescribing forms for the purposes of the Law and the method of verifying any information required by or in those forms; and (e) prescribing the manner in which, the persons by whom, and the directions or requirements in accordance with which, the forms prescribed for the purposes of the Law, or any of them, are required or permitted to be signed, prepared, or completed, and generally regulating the signing, preparation and completion of those forms, or any of them; and (f) for or in relation to the convening of, conduct of, and procedure and voting at, meetings of creditors, meetings of contributories and meetings of holders of debentures, and joint meetings of creditors and members of companies, the number of persons required to constitute a quorum at any such meeting, the sending of notices of meetings to persons entitled to attend at meetings, the lodging of copies of notices of, and of resolutions passed at, meetings, and generally regulating the conduct of, and procedure at, any such meeting; and (g) prescribing the persons by whom, and the circumstances and manner in which, proxies may be appointed and generally regulating the appointment and powers of proxies; and (h) for or in relation to the proving of debts in the winding up of a company, the manner of proving debts and the time within which debts are required or permitted to be proved and generally regulating the proving of debts; and (j) prescribing the manner in which a liquidator appointed by the Court may: (i) exercise powers and perform functions under subsection 478(1) of the Law; and (ii) exercise any powers conferred, and perform any duties imposed, on the liquidator by regulations made for the purposes of subsection 488(1) of the Law; and (k) prescribing the manner in which a liquidator in a voluntary winding up may exercise powers and perform functions under section 506 of the Law; and (m) prescribing times for the lodging of any documents; and (n) for or in relation to the publication of advertisements offering the services of dealers or investment advisers or offering securities for purchase or sale, and the form and content of those advertisements; and (p) for or in relation to the publication of advertisements offering the services of futures brokers or futures advisers or offering to deal in futures contracts, and the form and content of those advertisements; and (q) for or in relation to the form of balance‑sheets and profit and loss statements required by the Law to be prepared by dealers or futures brokers; and (r) for or in relation to prohibiting, or regulating the manner and extent of, the offsetting by a futures broker of dealings in futures contracts (as between dealings on the broker’s own account and dealings on behalf of a client or as between dealings on behalf of a client and dealings on behalf of another client) and, without limitation, regulating the manner of, or requiring, the making of margin calls in respect of dealings in futures contracts effected by a futures broker; and (s) for or in relation to the furnishing to the Commission of information in addition to, or in variation of, the information contained in a prescribed form lodged with it; and (t) for or in relation to the times within which information required to be furnished to the Commission under the Law shall be so furnished; and (u) for or in relation to the manner in which: (i) orders made under the Law may be served on persons affected by the orders; and (ii) documents that are required or permitted by the Law to be served on a person may be so served; and (w) prescribing penalties not exceeding $1,000 for contraventions of the regulations.