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Commercial Arbitration (National Uniform Legislation) Act 2011
1Scope of application (Model Law Art 1)
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1 Scope of application (Model Law Art 1)
(1) This Act applies to domestic commercial arbitrations.
Note for subsection (1)
The International Arbitration Act 1974 (Cth) covers international commercial
arbitrations and the enforcement of foreign arbitral awards.
(2) The provisions of this Act, except sections 8, 9, 17H, 17I, 17J, 35
and 36, apply only if the place of arbitration is in the Territory.
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(3) An arbitration is domestic if:
(a) the parties to an arbitration agreement have, at the time of the
conclusion of that agreement, their places of business in
Australia; and
(b) the parties have (whether in the arbitration agreement or in
any other document in writing) agreed that any dispute that
has arisen or may arise between them is to be settled by
arbitration; and
(c) it is not an arbitration to which the Model Law (as given effect
by the International Arbitration Act 1974 (Cth)) applies.
(4) For the purposes of subsection (3):
(a) if a party has more than one place of business, the place of
business is that which has the closest relationship to the
arbitration agreement; and
(b) if a party does not have a place of business, reference is to be
made to the party's habitual residence.
(5) This Act does not affect any other Act by virtue of which certain
disputes may not be submitted to arbitration or may be submitted to
arbitration only according to provisions other than those of this Act.
(6) Subject to subsection (5), this Act applies to arbitrations provided
for in any other Act as if:
(a) the other Act were an arbitration agreement; and
(b) the arbitration were pursuant to an arbitration agreement; and
(c) the parties to the dispute which, by virtue of the other Act, is
referred to arbitration were the parties to the arbitration
agreement;
except in so far as the other Act otherwise indicates or requires.
Model Law note for section 1
The term "commercial" should be given a wide interpretation so as to cover
matters arising from all relationships of a commercial nature, whether contractual
or not. Relationships of a commercial nature include, but are not limited to, the
following transactions: any trade transaction for the supply or exchange of goods
or services; distribution agreement; commercial representation or agency;
factoring; leasing; construction of works; consulting; engineering; licensing;
investment; financing; banking; insurance; exploitation agreement or concession;
joint venture and other forms of industrial or business cooperation; carriage of
goods or passengers by air, sea, rail or road.
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Commercial Arbitration (National Uniform Legislation) Act 2011 4
Note for section 1
This section differs from the Model Law to the extent necessary to apply Art 1 as
incorporated in this Act to domestic commercial arbitrations.
2 Definitions and rules of interpretation (Model Law Art 2)
(1) In this Act:
arbitral tribunal means a sole arbitrator or a panel of arbitrators.
arbitration means any domestic commercial arbitration whether or
not administered by a permanent arbitral institution.
arbitration agreement, see section 7.
confidential information, in relation to arbitral proceedings, means
information that relates to the arbitral proceedings or to an award
made in those proceedings and includes the following:
(a) the statement of claim, statement of defence and all other
pleadings, submissions, statements or other information
supplied to the arbitral tribunal by a party;
(b) any information supplied by a party to another party in
compliance with a direction of the arbitral tribunal;
(c) any evidence (whether documentary or otherwise) supplied to
the arbitral tribunal;
(d) any notes made by the arbitral tribunal of oral evidence or
submissions given before the arbitral tribunal;
(e) any transcript of oral evidence or submissions given before
the arbitral tribunal;
(f) any rulings of the arbitral tribunal;
(g) any award of the arbitral tribunal.
disclose, in relation to confidential information, includes publishing
or communicating or otherwise supplying the confidential
information.
domestic commercial arbitration, see section 1.
exercise a function includes perform a duty.
function includes a power, authority or duty.
interim measure, see section 17.
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Model Law means the UNCITRAL Model Law on International
Commercial Arbitration (as adopted by the United Nations
Commission on International Trade Law on 21 June 1985, and as
amended by the United Nations Commission on International Trade
Law on 7 July 2006).
party means a party to an arbitration agreement and includes:
(a) any person claiming through or under a party to the arbitration
agreement; and
(b) in any case where an arbitration does not involve all of the
parties to the arbitration agreement, those parties to the
arbitration agreement who are parties to the arbitration.
the Court means, subject to section 6(2), the Supreme Court.
Note for subsection (1)
The definitions of arbitration agreement, confidential information, disclose,
domestic commercial arbitration, exercise, function, interim measure,
Model Law, party and the Court are not included in the Model Law.
(2) Where a provision of this Act, except section 28, leaves the parties
free to determine a certain issue, such freedom includes the right of
the parties to authorise a third party, including an institution, to
make that determination.
(3) Where a provision of this Act refers to the fact that the parties have
agreed or that they may agree or in any other way refers to an
agreement of the parties, such agreement includes any arbitration
rules referred to in that agreement.
(4) Where a provision of this Act, other than sections 25(1)(a)
and 32(2)(a), refers to a claim, it also applies to a counter-claim,
and where it refers to a defence, it also applies to a defence to such
counter-claim.
(5) Notes (other than the Model Law note for section 1) included in this
Act do not form part of this Act.
Note for subsection (5)
This provision is not included in the Model Law.
(6) A heading to a section of this Act does not form part of this Act.
Note for subsection (6)
This provision is included to give effect to footnote1 to Art 1 of the Model Law.
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