sec.471Report about audit for entering into compliance agreement

### sec.471 Report about audit for entering into compliance agreement An auditor must, within 14 days after completing an audit of the business of a person applying to enter into a compliance agreement, give a report about the audit to the following unless the auditor has a reasonable excuse— the applicant; the chief executive. Maximum penalty—100 penalty units. The report must include all of the following information— the auditor’s name; the days the audit started and ended, and the time spent conducting the audit; the address of, or other information sufficient to identify, the place at which the audit was conducted; details of the activities audited; whether, in the auditor’s opinion, the applicant has or has not implemented procedures for the applicant’s business that provide a way for preventing or managing exposure to all biosecurity risks relating to the biosecurity risk matter for the business; the reasons that the auditor considers the applicant has or has not implemented procedures for the applicant’s business that provide a way for preventing or managing exposure to all biosecurity risks relating to the biosecurity risk matter for the business; whether, in the auditor’s opinion, the applicant has or does not have the capacity to comply with the requirements of the compliance agreement; the reasons that the auditor considers the applicant has or does not have the capacity to comply with the requirements of the compliance agreement; other information prescribed under a regulation. (sec.471-ssec.1) An auditor must, within 14 days after completing an audit of the business of a person applying to enter into a compliance agreement, give a report about the audit to the following unless the auditor has a reasonable excuse— the applicant; the chief executive. Maximum penalty—100 penalty units. (sec.471-ssec.2) The report must include all of the following information— the auditor’s name; the days the audit started and ended, and the time spent conducting the audit; the address of, or other information sufficient to identify, the place at which the audit was conducted; details of the activities audited; whether, in the auditor’s opinion, the applicant has or has not implemented procedures for the applicant’s business that provide a way for preventing or managing exposure to all biosecurity risks relating to the biosecurity risk matter for the business; the reasons that the auditor considers the applicant has or has not implemented procedures for the applicant’s business that provide a way for preventing or managing exposure to all biosecurity risks relating to the biosecurity risk matter for the business; whether, in the auditor’s opinion, the applicant has or does not have the capacity to comply with the requirements of the compliance agreement; the reasons that the auditor considers the applicant has or does not have the capacity to comply with the requirements of the compliance agreement; other information prescribed under a regulation. - (a) the applicant; - (b) the chief executive. - (a) the auditor’s name; - (b) the days the audit started and ended, and the time spent conducting the audit; - (c) the address of, or other information sufficient to identify, the place at which the audit was conducted; - (d) details of the activities audited; - (e) whether, in the auditor’s opinion, the applicant has or has not implemented procedures for the applicant’s business that provide a way for preventing or managing exposure to all biosecurity risks relating to the biosecurity risk matter for the business; - (f) the reasons that the auditor considers the applicant has or has not implemented procedures for the applicant’s business that provide a way for preventing or managing exposure to all biosecurity risks relating to the biosecurity risk matter for the business; - (g) whether, in the auditor’s opinion, the applicant has or does not have the capacity to comply with the requirements of the compliance agreement; - (h) the reasons that the auditor considers the applicant has or does not have the capacity to comply with the requirements of the compliance agreement; - (i) other information prescribed under a regulation.