44Dealings in futures contracts

#### 44 Dealings in futures contracts (1) The Commission may require a futures broker to disclose to it, in relation to a dealing by the futures broker in a futures contract, whether or not the dealing was effected on another person’s behalf, and, if so: (a) the name of the other person; and (b) the nature of the instructions given to the futures broker in relation to the dealing. (2) The Commission may require a person to disclose to it, in relation to a dealing in a futures contract effected on the person’s instructions, whether or not the person gave the instructions as trustee for, or for or on behalf of, another person, and, if so: (a) the name of the other person; and (b) the nature of any instructions given to the first‑mentioned person in relation to the dealing. (3) The Commission may require a futures exchange to disclose to it, in relation to a dealing in a futures contract on a futures market of that futures exchange, the names of the members of the futures exchange who were concerned in any act or omission in relation to the dealing. (4) The Commission may require a clearing house for a futures market to disclose to the Commission, in relation to a dealing in a futures contract on that futures market, the names of the members of the clearing house who were concerned in any act or omission in relation to the dealing.