6032/02 MICHAEL YE v KEITH YUK KEE FUNG
108333/04 MICHAEL YE v KEITH YUK KEE FUNG
JUDGMENT
The two proceedings
1 Frances Lan Fong Fung died on 21 June 2001. Contested proceedings for probate of a testamentary document under the Wills, Probate and Administration Act 1898, s 18A were settled and probate issued to Keith Yuk Kee Fung, the defendant.
2 Michael Ye, the plaintiff, came to Australia from China to study. The deceased was separated from her husband. She invited Mr Ye to move into her unit where he lived in a non-sexual relationship with her. She was 37 years his senior.
3 Mr Ye was not a party to the probate proceedings. He commenced two actions against Mr Fung as executor of the estate of the deceased. They were ordered to be heard at the same time, evidence in one being evidence in the other.
4 In the first proceedings, Mr Ye sought an order that provision be made for his maintenance and advancement in life out of the estate of the deceased under the Family Provision Act 1982, s 7. In the second proceedings, he sought revocation of the grant of probate, a declaration that the deceased died intestate, and his appointment as administrator of the intestate estate.
Standing
5 It was common ground that Mr Ye had to establish an interest in the deceased's intestate estate to have the necessary standing to seek the relief he claimed in the second proceedings.
6 Since the deceased was survived by her husband he, prima facie, was entitled to the whole of the estate under the Wills, Probate and Administration Act 1898, s 61B(2) which provides that if the intestate leaves a husband or wife but no issue, the estate shall be held in trust for the husband or wife absolutely.
7 The Wills, Probate and Administration Act 1898, s 61B(3A)(a) provides, however, that if the intestate leaves a spouse and a de facto spouse, the interest of the spouse shall be held in trust for the de facto spouse where that person was the de facto spouse of the intestate for a continuous period of not less than two years prior to the death of the intestate, and the intestate did not, during any part of that period, live with a person to whom the intestate was married.
8 Mr Ye claimed that he was the de facto spouse of the deceased and the provisions of the Wills, Probate and Administration Act 1898, s 61B(3A)(a) were otherwise satisfied.
9 A de facto spouse is defined in the Wills, Probate and Administration Act 1898, s 32G(1) as someone who was the sole partner in a de facto relationship with the person dying intestate, and was not a partner in any other de facto relationship. In the same section it is provided that a de facto relationship has the same meaning as in the Property (Relationships) Act 1984.
Preliminary issue
10 Pursuant to the Uniform Civil Procedure Rules 2005, r 28.2, I ordered that a decision on the questions whether Mr Ye was a de facto spouse of the deceased within the meaning of the Wills, Probate and Administration Act 1898, s 32G and whether he satisfied the requirements of s 61B(3A) be made before any decision on any other part of the proceedings.
11 At the conclusion of the hearing on those preliminary issues, I found that Mr Ye was not a de facto spouse of the deceased. I said I would publish my reasons for this view in due course. These are my reasons.
The relationship between the deceased and Mr Ye
12 Mr Ye's aunt, who has been at high school with the deceased, provided him with a letter of introduction to her. Mr Ye arrived in Australia in January 1990 and introduced himself to the deceased in February of that year. The deceased invited him to visit her each day after his attendance at the University of Technology Sydney. She prepared dinner for them, he watched some TV and spoke with her for a while and returned to his place of residence each night.
13 During this period the deceased learned of Mr Ye's financial difficulty and she said to him: "You can move into my unit to keep me accompanied and I can provide you with free accommodation and meals". In July 1990, Mr Ye moved into the deceased's unit. No one else lived there.
14 Mr Ye said that the deceased often remarked: "My home is your home, you can stay here free of charges."
15 Mr Ye paid no board. He said that without the deceased's support he could not have afforded to live and study at the same time. The deceased provided him with free accommodation and free meals. She contributed approximately $22,000.00 towards his tuition fees. She purchased clothing and other necessities for him. She provided him with cash as a birthday present or as pocket money. She paid his public transport expenses. She paid when they went to restaurants or church parties at festival times. Mr Ye estimated her financial contribution to him at $70,000.00.
16 From time to time Mr Ye obtained casual work in which event he paid some of his fees.
17 When Mr Ye applied to study at UTS, he had to establish a financial ability to finish the course. The deceased provided a certificate stating that she was prepared to financially fully support Mr Ye as a student while he was at UTS. A statement by her bankers as to the balance of her accounts accompanied the certificate.
18 In 1994, the deceased gave Mr Ye a Telstra homelink card so he could always phone her, even if he did not have the money.
19 Mr Ye said that on a number of occasions the deceased told him that he need not pay back the money she had lent him. What she really wanted from him was that he would look after her when she got old, even when he got married and had a family, she still wanted to be with him. He should just focus on building up his life so that he could look after her when she was getting old.
20 In evidence were a series of letters the deceased wrote to Mr Ye's parents in China in the early years of their relationship between 1990 and 1992. In her first letter of June 1990, the deceased informed Mr Ye's parents that he was to move into her home in July 1990 to live temporally for three months, and if there was no problem, then he could keep on living in her home. She would not charge anything for accommodation and meals: "I will treat him like my own nephew". She described Mr Ye as: "Really a good child who is smart, diligent and has kind disposition."
21 This view of the deceased's relationship with Mr Ye permeated her letters. In August 1990 she said: "He is a good child. I will definitely do my best to care for him. Please do not worry. Because I do not have my own child, caring just for him is possible". In November 1990 the deceased said: "Hong is a good child who is intelligent and fond of study", and "Hong is really a good child who has gentle and kind disposition", and "Hong is really a good child who is well bred, gentle and good nature", and "I see that he is a good child who has kind natural disposition, so I am willing to do my best to help him, loan him money to let him have the opportunity to study again from the beginning in another field". In her December 1990 letter the deceased said: "On the other hand, Hong is a good child and the main reason is that the God has made the arrangement by blessing and bestowing me with such good foster son. You are really extremely reasonable by doing this very special thing for me", and "So this time you let me also have the chance to be Hong's foster mother, it is really very generous and kind of you". In March 1991, the deceased said: "He is a good child and it is all because you brought up and educated him properly. I can have the chance to get such good foster son is also all owing to your bestowing and generosity". In October 1991 the deceased said: "I do not have my own son and he is a good child". In her letter of December 1991 she said: "Anyway, Hong is a good child who is willing to heed what an elder says. He has got gentle, natural disposition". In May 1992 she said: "Hong is a good child, who knows to study hard, has undivided attention to his study, is keen on hygiene and is organised", and "This boy is very sensitive, so if he is not in good mood, that will affect his study greatly."
22 It was put to Mr Ye that his relationship with the deceased deteriorated from 1993 and that explained the absence of letters to his parents after that time. Mr Ye responded that his parents did not keep letters after that date.
23 Mr Ye said the deceased told him that some of her friends and relatives said she was giving him too much help but she responded that he had also helped her: "We helped with each other". The deceased had been concerned for her own security when she lived alone: "Since you moved in I feel secure and no longer suffer from loneliness."
24 Mr Ye said he accompanied the deceased when she had business to attend to and they shared domestic duties. She did the cooking. He did his own washing, although she washed for him occasionally, and he for her when she was sick. He did the drying and collected things after drying. She did some sewing for him. He washed the dishes. He vacuumed and put out the garbage, mopped floors and cleaned blinds. He, or he and she, went shopping. He did general cleaning of the unit such as dusting. He collected mail and parcels for the deceased and posted her outgoing correspondence. He defrosted and cleaned the refrigerator. They folded bed sheets and he sometimes cut and dyed her hair. Mr Ye carried out some maintenance of the unit. When he was sick the deceased obtained medicine and served him meals in bed. She often cut his hair.
25 The deceased had a property at Lindfield. When tenants left, he accompanied her to inspect the property. If the garden was unkempt, he tidied it.
26 Due to her age and medical condition, the deceased required Mr Ye's assistance in her day to day routine. He administered her insulin injections when requested. He assisted her when sick. Sometimes she forgot to eat and he would prepare food for her. He accompanied her to her doctors and obtained the prescribed medicines. He massaged her back every day and applied medicine to her back to treat a skin disease. He accompanied her when she went for a walk. He gave her his arm for support. She was often tired.
27 In August 1993, the decreased bought 10,000 Fosters Brewing Group Ltd shares in Mr Ye's name and she brought a further 10,000 in September 1993. But in 1994, the deceased sold the shares and kept the proceeds of sale.
28 The deceased went to China twice during the time Mr Ye lived with her. He assisted her in packing and saw her off at the airport.
29 The deceased took Mr Ye with her to various social activities such as weddings of her relatives and friends. They were photographed together at the wedding of the deceased's cousin, at the wedding of her nephew, and at the wedding of one of her friends. He was often invited to visit the homes of friends of the deceased and a series of photographs of them on these occasions were in evidence. The deceased also took Mr Ye to restaurants for dinner.
30 In May 1998, Mr Ye was granted a provisional resident visa that permitted him to remain in Australia until he was notified that a permanent visa application had been decided or the application was withdrawn. In order to obtain a permanent visa, Mr Ye had to have lived in Australia for 10 years.
31 In 1999, the deceased persuaded Mr Ye to return to China to visit his parents and familiarise himself with current developments in that country. He had intended to make the trip after he received his permanent visa, but in October 1999 he learned that his mother was seriously ill so he went back to China in November 1999. Mr Ye bought the airline ticket. The deceased asked to be shown it and she gave him the money for the ticket. She said it was a return ticket valid for one year and she enquired when he wanted to come back. Mr Ye said he did not know, it depended on his mother's condition. The deceased said: "This is your home in Australia, you can come back any time. If you need money, just let me know, I will send you some."
32 The deceased accompanied Mr Ye to the airport to see him off. Mr Ye said she gave him a big hug. Jean Norgate was also at the airport. She said they were on friendly terms. She said the deceased brought Mr Ye to visit her three or four times a year. She described their relationship like that of an aunt and a nephew.
33 When he was in China, Mr Ye kept in regular contact with the deceased. He returned to Australia in November 2000 and went straight to the unit. His first impression was that the deceased's health had deteriorated greatly. She looked very weak. She could not go out anymore by herself. She was not walking well. She needed Mr Ye to help her to the toilet. If she sat on the ground she could not get up without help.
34 During the last year of her life, the deceased's health deteriorated rapidly and Mr Ye said she was in great need of his help. In early December 2000 she was hospitalised and in intensive care. Subsequently she was transferred to Balmain Hospital for rehabilitation and Mr Ye visited her regularly bringing her snacks and fruit. At the end of January 2001, the deceased was discharged.
35 Two or three weeks before her death, the deceased was admitted to Concord Hospital where Mr Ye visited her and took instructions to perform some business tasks on her behalf. He learned of her death when he went to the hospital to visit her.
36 There was an incident in May 1999 when Mr Ye and the deceased had an argument and she said she would call the police if he raised his voice. He did. The police were called. He collected a few clothes and left. About a week later he returned, apologised, and the deceased invited him back.
37 In documentation lodged by Mr Ye with the Department of Immigration and Multicultural Affairs, he consistently ticked the box entitled "never married" and did not tick the box entitled "living in a de facto marriage relationship." Nor did his solicitors, in December 2001, when alleging that Mr Ye was entitled to provision under the Family Provision Act 1982, make any mention of a de facto relationship.
38 Mr Fung was the brother of the deceased. He said that the deceased complained about Mr Ye not carrying out chores. He advised her not to let him back, but she did.
39 Esther Lan Ching Poon, the younger sister of the deceased, said that on two or three occasions she removed rubbish from the unit that smelt because Mr Ye had not done so. She said that Mr Ye became more and more reclusive and did not carry out any household chores after he returned from China.
40 Kwok Yueng Poon, the husband of Esther Lan Ching Poon, confirmed the failure of Mr Ye to remove rubbish from the unit after his return from China.
41 Susan Fung said that about 1996 the deceased said to her: "Michael does not attend college anymore. He leaves his bedroom early in the morning and says: "Aunty I am going" and when he returns home late in the evening he says: "Aunty I am back" and then goes straight into his bedroom".
42 James Yuk Chee Fung, another brother of the deceased, said that the deceased had complained to him about Mr Ye's behaviour on a number of occasions in 1999 and 2000.
43 Notwithstanding the family criticisms of Mr Ye after he returned from China, he did live with the deceased from January 1990 until her death on 21 June 2001, with the exception of his visit to China and the short interval after the police were called. And, notwithstanding the advice to the contrary, the deceased took Mr Ye back in after that incident.
44 It seems to me that Ms Norgate's description of the relationship between the deceased and Mr Ye as like that of an aunt and nephew is an accurate one. It reflects the deceased's references to Mr Ye as a child, as an adopted nephew, and as an adopted son. It accords with Ms Fung's evidence that Mr Ye referred to the deceased as aunty. The question is whether such a relationship falls within the definition of a de facto relationship in the Property (Relationships) Act 1984. That issue requires some understanding of the history of the legislation.