Did the deceased's death result from an injury arising out of or in the course of his employment?
29 The primary judge found (at [56]) that the deceased was still in the course of his employment at the time of his injury, driving the second respondent's truck back to Wagga. The appellant challenged this finding on the basis that, her Honour had misdirected herself. It submitted that this was an " interval or interlude " case within the meaning of that expression as used by the High Court in Hatzimanolis v A.N.I. Corporation Limited (1992) 173 CLR 473 at 484 as a consequence whereof the ingesting by the deceased of amphetamines was gross misconduct which took him outside the course of his employment. Alternatively, it was submitted that the taking of the amphetamines by the deceased so deviated from what was reasonably incident to the performance of his duties that it was not open to her Honour to make any but one finding, namely, that at the time he ingested the drugs he was no longer in the course of his employment.
30 The first respondent submitted that by stopping at the Marulan truck stop, the deceased did not commence an " interval " between periods of actual work within the meaning of Hatzimanolis . She submitted that the deceased's duties required him to drive from Wagga to Sydney, attend to deliveries, take delivery of a fresh load and then drive back to Wagga. Any short rest stop in the course of that drive could not be regarded as " an interval or interlude in an overall period or episode of work ": Hatzimanolis at 484.
31 It was thus submitted that when the deceased stopped at Marulan he was, and at all times remained, in the course of his employment albeit that whilst still in the course of his employment he committed an act of serious and wilful misconduct by self-administering amphetamines. It was submitted that the present case was distinguishable, as the primary judge had held (at [53]), from that of Pollack v Stickfast Labels Pty Limited (in liq) (2002) 24 NSWCCR 279 and was governed by the decision in Higgins v Galibal Pty Limited (1998) 17 NSWCCR 106.
32 It was common ground that the legal bounds of the statutory expression " in the course of employment ", being part of the definition of " injury " in s 4 of the Act, had been established by the High Court in Henderson v Commissioner for Railways (1937) 58 CLR 291; Humphrey Earl Limited v Speechley (1951) 84 CLR 126 and Hatzimanolis .
33 The relevant principle was stated by Dixon J in Henderson at 294 in these terms:
"The general principle governing the ascertainment of the "course of employment" appears now to be settled. It is not merely a question of the existence and continuance of a relationship. To be in the course of the employment, the acts of the workman must be part of his service to the employer. But the difficulty lies in the application of this conception. For the service consists in more than the actual performance of the work which the workman is employed to do. It includes the doing of whatever is incidental to the performance of the work. General expressions of this kind have not proved very helpful … Where the accident arises shortly before the beginning of actual work or shortly after its cessation, or in an interval when labour is suspended, and it occurs at or near the scene of operations the question of whether it arises in the course of the employment will depend on the nature and terms of the employment, on the circumstances in which the work is done and on what, as a result, the workman is reasonably required, expected or authorised to do in order to carry out his actual duties."
34 Dixon J also applied the above principle in Speechley although in that case he omitted the adjective " actual ". He said (at [133]):
"The acts of a workman which form part of his service to his employer are done, needless to say, in the course of his employment. This service is not confined to the actual performance of the work which the workman is employed to do. Whatever is incidental to the performance of the work is covered by the course of the employment. When an accident occurs in intervals between work the question whether it occurs in the course of the employment must depend upon the answer to the question whether the workman was doing something which he was reasonable required, expected or authorised to do in order to carry out his duties.
35 In Hatzimanolis, a worker employed in New South Wales successfully applied for a job with the same employer at Mt Newman in Western Australia. Before leaving for Mt Newman, a supervisor employed by the employer briefed the worker on the nature of his employment at Mt Newman and advising that there would be two vehicles to provide transport for the workers if they got the chance to visit areas around Mt Newman and the Pilbara region. Whilst employed at Mt Newman the supervisor informed him and his fellow workers that as they were not working on the following Sunday, he was organising a trip to Wittenoom Gorge on that day for anybody who cared to come along. The group travelled in the employer's vehicle and during the course of the trip the worker was injured when one of the vehicles crashed. The High Court held that the worker's injury was sustained during the course of his employment on the basis, according to Mason CJ, Deane, Dawson and McHugh JJ, that the employer encouraged the worker to spend his work-free Sunday on the trip, organised it and invited him to come along so that, although the injury was sustained during an interval between carrying out his ordinary duties, it nevertheless occurred in the course of his employment.
36 In their joint judgment, Mason CJ, Deane, Dawson and McHugh JJ noted the test formulated by Dixon J in Henderson and applied by him in Speechley as having been almost invariably applied by Australian courts when called upon to determine whether an injury occurring during intervals between work was sustained " in the course of employment ". Their Honours continued (at 479):
"On the whole, the flexible application of the test has enabled a satisfactory line of demarcation to be drawn between those injuries which are work-related and those which are so remote from the notion of the worker's employment as to not to call for compensation by the employer….
Given the flexible nature of the application of the test, it is not surprising that what is now perceived as required, authorised or expected to be done in order to enable an employee to carry out his or her duties covers many situations that were not contemplated when the test was first formulated in Henderson in 1937."
37 Their Honours then noted (at [480]) that appellate courts
"have upheld many awards of compensation in favour of workers in cases where injury has occurred away from the place of work, outside of or between working hours, and while the worker was engaged in an activity which is ordinarily performed for private necessity, convenience or enjoyment".
38 Examples of such cases were Commonwealth v Oliver (1962) 107 CLR 353, where a worker was injured when he was struck by a cricket ball during a lunchtime stroll in a nearby yard where it was customary for some of his fellow employees to play cricket during the luncheon interval; Danvers v Commissioner for Railways (NSW) (1969) 122 CLR 529 where a worker's death was held to have occurred in the course of his employment when he died in a van provided by his employer for his accommodation which caught fire during the night, the worker having finished work at about 4pm and having no further duties to perform until the following morning; The Commonwealth v Lyon (1979) 24 ALR 300 where Deane J upheld a finding that a Customs clerk who sustained injury whilst playing football for the Customs team in a lunchtime match was injured in the course of his employment; Park v Peach [1967] V.R.558 where it is was held that a taxi driver was injured in the course of his employment when he was struck by a vehicle while crossing a road after leaving the taxi for the purpose of buying a newspaper.
39 Their Honours then continued (at 482):
"Beneficial as the Henderson-Speechley test has proved to be in the law of workers' compensation, its formulation no longer actively covers all cases of injury which occur between intervals of work and which are held to be within the course of employment. A finding that a worker was doing something 'in order to carry out his duties' at the time he sustained injury is in many cases simply fictitious. Consequently, the rational development in this area of law requires a reformulation of the principles which determine whether an injury occurring between periods of actual work is within the course of the employment so that their application will accord with the current conception of the course of employment as demonstrated by the recent cases…"
40 Having noted that the distinction between an injury sustained by a railway worker as in Danvers and a non-compensable injury sustained by an ordinary employee after the days work has ceased lies in the characterisation of the period or periods of work of those employees, the joint judgment continued (at 483):
"For the purposes of workers compensation law, an injury is more readily seen as occurring in the course of employment when it has been sustained in an interval or interlude occurring within an overall period or episode of work than when it has been sustained in the interval between two discrete periods of work. Where an employee performs his or her work at a permanent location or in a permanent locality, there is usually little difficulty in identifying the period between the daily starting and finishing points as a discrete working period. A tea break or lunch break within such a period occurs as an interlude or interval within an overall work period. Something done during such a break is more readily seen as done in the course of employment than something that is done after a daily period of work has been completed and the employee has returned to his or her home."
41 The joint judgment then concluded in these terms (at 484):
"Moreover, Oliver and the cases which follow it show than an interval or interlude in an overall period or episode of work will ordinarily be seen as being part of the course of employment if the employer, expressly or impliedly, has induced or encouraged the employee to spend the interval or interlude at a particular place or in a particular way. Indeed, the modern cases show that, absent gross misconduct on the part of the employee, an injury occurring during such an interval or interlude would invariably result in a finding that the injury occurred in the course of employment. Accordingly, it should now be accepted that an interval or interlude within an overall period or episode of work occurs within the course of employment if, expressly or impliedly, the employer has induced or encouraged the employee to spend that interval or interlude at a particular place or in a particular way. Furthermore, an injury sustained in such an interval will be within the course of employment if it occurred at that place or while the employee was engaged in an activity unless the employee was guilty of gross misconduct taking him or her outside the course of employment."
42 As I have observed, the appellant submitted that the present was an interval or interlude case in that the deceased had ceased driving at the Marulan truck stop for the purpose, no doubt, of having a rest break and a cup of coffee. It was submitted that it was during that interval or interlude that he committed an act of gross misconduct (by ingesting amphetamines) that took him outside the course of employment.
43 I am not convinced that the present case is, in truth, an interlude or interval case of the type that was contemplated by their Honours in Hatzimanolis . It is clearly distinguishable from the facts of that case itself as well as those of the other examples that I have recorded in [34] above. It is true that in the passage from the joint judgment recorded in [36], their Honours make reference to a tea break or lunch break within an overall work period as constituting an interlude or interval. In the present case, however, it is apparent that the deceased, being on a long-distance trip and having already driven for over two hours, was heeding the well-known admonition of the Roads and Traffic Authority that all drivers should "Stop, Revive, Survive" after a two hour driving spell - a matter noted by her Honour in [44] of her judgment. It could well be argued that in so doing the deceased was in fact performing his actual work which included not only the driving of the vehicle, but its loading, unloading and, I would suggest, the taking of appropriate rest periods in order to ensure continued safe driving. Furthermore, the deceased's duties extended to the protection of his employer's vehicle and the load it was carrying during the course of such stops. However, I do not consider it necessary to form a concluded view on this issue for the circumstances under or pursuant to which the deceased ingested the drugs (although it may have been gross misconduct) were not such as to take him outside the course of his employment as I will demonstrate.
44 A case with some similarity to the present was Tiver Constructions Pty Limited v Clair (1992) 110 FLR 239, a decision of the Court of Appeal of the Northern Territory. The worker was employed at a construction site some distance from Darwin. His duties took him to Darwin frequently to purchase parts, oil, fuel and whatever else was needed to set up camp and to perform the job required. One evening the worker left the site in his employer's truck and travelled to Darwin in order to purchase fuel, intending to return the following day. On the following day he set out to return to the construction site. On the way he met another employee in another of the employer's trucks travelling to Darwin to purchase parts. They swapped vehicles and the worker returned to Darwin. He arranged with his co-worker to meet at a hotel at a nominated time. Having completed his purchases at about 3pm, he met is co-worker at the hotel. He became intoxicated. The worker then left the hotel some hours later and drove along the only road to the construction site. Shortly after leaving the hotel he was involved in an accident and was seriously injured. It was submitted that, given that the worker was in the course of his employment up to the time he stopped at the hotel, he then went into " recreation mode " and abandoned his employment by drinking at the hotel until he was intoxicated. As his gross misconduct took him outside his employment, so the argument went, there could be no resumption of his employment when he later left the hotel in order to return to the camp.
45 The Court of Appeal rejected this argument. Their Honours considered that the worker was not merely returning to the camp for his own purposes; his journey was for his employer's purposes and was, therefore, in the course of employment. Reliance was place by the employer on the passage from the joint judgment in Hatzimanolis cited in [37] above. Martin and Mildren JJ (with whom, on the merits of the appeal, Gallop J agreed) held that the injury did not occur during an interval between episodes of work. It occurred during an episode of work as the worker was returning to the camp not for his own purposes but for the purposes of his employer. Moreover, their Honours did not consider that the High Court intended by its reference to " gross misconduct taking him or her outside the course of employment " to be laying down a universal proposition of law that whenever gross misconduct occurs during an interval between episodes of work, the employee must be outside the course of employment. They said (at 247):
"No doubt this will often be the case, but s 7(3) of the Act makes it clear that an employee is not taken outside the course of employment by his own serious and wilful misconduct if he suffers permanent and serious injury."