"Dealing with Land"
43Neither the expression "dealing with, land" nor "dealings with land" (ss 52E(1)(a) and 52G(e) respectively) in Pt 5 Div 1A, that concerns the "Functions of Local Aboriginal Land Councils", are defined in the ALRA as it stood at the time the notices of termination were issued.
44The proposition that in the interpretation of statutory provisions the construction that promotes the purpose or object of the underlying enactment is to be preferred (s 33 of the Interpretation Act 1987), is almost trite. However, experience demonstrates that its application can often lead to, as the present case demonstrates, considerable complexity. Nevertheless this is the task assigned to courts in construing statutes.
45The expressions "dealing with, land" and "dealings with land" must be construed in their context in the first instance. Context is used in a wide sense and includes the mischief or object to which the statute is directed ( CIC Insurance Ltd v Bankstown Football Club Ltd [1997] HCA 2; (1997) 187 CLR 384 at 408; Newcastle City Council v GIO General Ltd [1997] HCA 53; (1997) 191 CLR 85 at 99; Wilson v State Rail Authority of New South Wales [2010] NSWCA 198 at [12]-[13] and Chase Oyster Bar Pty Ltd v Hamo Industries Pty Ltd [2010] NSWCA 190; (2010) 272 ALR 750 at [42]). The manifest intention of the statute cannot, therefore, be defeated by too literal an adherence to its precise language ( Minister for Immigration and Citizenship v SZJGV [2009] HCA 40; (2009) 238 CLR 642 at [20]).
46When regard is had to the objects of the ALRA, especially those expressly referred to in ss 3(a) and 51, and when read in the context of provisions such as ss 40(1) and (2), 40B(2)(a) and (2A) and 42A, it is plain that there is no warrant for narrowly construing the terms "dealing with, land" and "dealings with land" in ss 52E(1)(a) and 52G(e) of the ALRA to exclude the entry into, and therefore the termination of, the residential tenancy agreements the subject of these proceedings.
47To do so would, in my view, be contrary to the objects of the Act, namely, to protect and foster the rights of Aboriginal persons in New South Wales by providing rights to land, irrespective of whether these rights are by way of freehold, leasehold, or rights akin to leasehold under a residential tenancy agreement, and to facilitate transparency and minimise conflicts of interest in the management of, and dealings with, those rights by Local Aboriginal Land Councils.
48A broad construction of these expressions would, furthermore, be consonant with the beneficial and remedial nature of the statute ( Minister Administering the Crown Lands Act v NSW Aboriginal Land Council (1993) 31 NSWLR 106 at 117 and Minster Administering the Crown Lands Act v New South Wales Aboriginal Land Council [2008] HCA 48; (2008) 237 CLR 285 at [31]).
49The Land Council asserted, by contrast, that both the objects of the ALRA and the remedial nature of the legislation were strongly supportive of a confined construction of these expressions to the extent that this would facilitate the ability of Local Aboriginal Land Councils to more efficiently provide for the acquisition and management of land. That is to say, without the need to obtain on each occasion a residential tenancy agreement is entered into a resolution passed by the voting membership of the Council.
50On one level, as a stated purpose of the ALRA (see s 3(d)) this proposition cannot be cavilled with. But as a reading of the objects contained in s 3 in the context of the entire Act demonstrates, in my opinion, the legislation was promulgated for the benefit of Aboriginal persons and not for their representative Land Councils. These Councils are no more than the vehicles through which land rights for Aboriginal persons are provided; they are the means and not the ends. In this regard, the ALRA seeks to promote and encourage the participation of Aboriginal persons in the dealings Local Aboriginal Land Councils have with the land vested in them. There is, therefore, nothing antithetical in an interpretation of either ss 52E(1)(a) or 52G(e) that supports to the maximum extent possible the enfranchisement of Aboriginal persons in the dealings by Land Councils with land.
51That the phrase "dealing with, land" in s 52E(1)(a) ought to be subject to a generous interpretation is reinforced by its surrounding context. The presence of words such as "use", "management" and "control" preceding the expression, which when combined with the phrase "or otherwise", are indicative of an intention by the legislature to use the expression as a catch-all phrase to capture, without the need to be exhaustive, all other activities carried out in relation to the land vested in the Land Council. The presence of the comma between the composite phrase "or otherwise dealing with" and the term "land" strengthens the plenary nature of the expression. To restrict the term "dealing", as was submitted by the Land Council, only to acquisitions of land, dealings with title, or transactions resulting in registrable instruments, would render these preceding words superfluous. An interpretation that avoids this outcome must be preferred.
52The applicants put before the Court Macquarie Dictionary (5 th ed) definitions of the terms "deal" and "dealing", both of which emphasised concepts of "treatment", "arrangement" and "relations", to support their contention that the entry into, and termination of, a residential tenancy agreement was encompassed in the statutory concept of a "dealing" with land. Even the concept of a business transaction or "trading", it was submitted, which was included within the dictionary definitions, did not preclude the issuing of the termination notices, insofar as the residential tenancy agreements entered into by the applicants required the payment of rent in exchange for exclusive possession, which is, on any view, a business transaction. I am inclined to agree.
53In my view, not only is the interpretation of the expressions "dealing with, land" and "dealings with land" in ss 52E(1)(a) and 52G(e) consistent with the general functions of Local Aboriginal Land Councils contained in Div 1A of Pt 5 of the ALRA, but it is also harmonious with other provisions within the Act concerning the powers of a Local Aboriginal Land Council to dispose of and use Aboriginal land contained in Div 4 of Pt 2. In particular, it is consistent with the expressions "otherwise deal with land" and "other dealing with, land" in s 40(1) and (2) respectively and the expression "deal with land" in s 42A in Pt 4 Div 4 (concerning the "Disposal and use of Aboriginal Land").
54Indeed the expressions "otherwise deal with land" and "other dealing with, land" in s 40, positioned as they are after the verbs "sell, exchange, lease, dispose of" and "mortgage", indicate the breadth which is to be afforded to these expressions and in turn to the scope of that provision. Similarly, the expression "deal with land" in s 42A is widely defined to mean to "sell, purchase, exchange, mortgage or otherwise dispose of land or lease or grant or release an easement over land". There is nothing in the structure of the ALRA that is supportive of a considerably more restrictive meaning being ascribed to the almost identical expressions in ss 52E(1)(a) and 52G(e). It is therefore more than arguable that something comparable to a leasehold interest would be sufficient to fall within the scope of ss 52E(1)(a) and 52G(e), for example, the interest created by a residential tenancy agreement.
55In any event, the residential tenancy agreements in question were, in my opinion, leases, and were both a "dealing with land" for the purposes of ss 40 and 42A of Pt 2 Div 4 of the ALRA, and as a matter of consistent construction, a cognate "dealing with land" for the purposes of ss 52E(1)(a) and 52G(e) of Pt 5 of Div 1A of the ALRA.
56Where a right to occupy land is granted by statute, the precise nature of the right will depend on the terms of the statute. The RTA is a code regulating the creation of a specific type of lease (or licence, so much so is evident from the definition of the term "residential tenancy agreement" in s 3(1) of the Act), namely, a residential lease.
57In the present case, it is tolerably clear that the agreements were a statutory form of lease insofar as exclusive possession in exchange for a fee, or "rent" as it is described in the RTA (s 18), is the defining characteristic of the rights granted under them.
58It follows, therefore, that leasehold interests are created by the agreements. Whether these interests are legal or equitable does not presently matter, what is important is that a propriety interest was conferred on both Mr Woods and Ms Thatcher as tenants under the agreements.
59And if the terms "dealing with, land" and "dealings with land" in ss 52E(1)(a) and 52G(e) are construed to include leases, there is, in my view, no sound reason why they would also not capture the present residential tenancy agreements, irrespective of the fact that the agreements are creations of statute pursuant to the RTA.
60It further follows that if the entry into such agreements is a "dealing with land" for the generic purposes of Pt 2 Div 4 and Pt 5 Div 1A of the ALRA, then so too must the termination of those agreements, insofar as a consequence of their execution is the return of exclusive possession of the land to the Land Council.
61To the extent that s 40 of the ALRA was amended after the residential tenancy agreements were terminated, to insert into the reworked version of Pt 2 Div 4 of the Act a definition of "deal with land" that would unarguably include the rights created by the entry into a residential tenancy agreement ("deal with land means: (a) sell, exchange, lease, mortgage, dispose of, or otherwise create or pass a legal or equitable interest in, land") which was picked up in a revised s 52G(e), this does not, in my view, derogate from the conclusions reached above.
62Considerable caution must be exercised when using a later statutory amendment to reveal earlier legislative intent. On the one hand it can be argued that the amendments are no more than a concrete expression of what had always been the intention of Parliament in the earlier version of the ALRA; on the other hand, it can reinforce the assertion by the Land Council that the version of the ALRA in force at the relevant time deliberately omitted to expansively define "deal with land" in s 40, and thus s 52G(e), because Parliament intended the expression to be narrowly construed.
63Is the fact that the term "lease" is absent from s 52E(1)(a) as in force at the relevant time fatal to this thesis? In my opinion, it is not. The terms "use", "management" and "control" are more than adequate to fill whatever void may be said to be created by the omission of the word "lease" from that section. Were it otherwise, for example, the employment of the word "use" in s 52E(1)(a) would have a different meaning to the word "use" in s 40B (which deals specifically with leases).
64Of further significance is the fact that under the RTA a residential tenancy agreement is created and continues whether or not the agreement is in writing or is oral, whether or not the agreement is express or implied (see the definition of a "residential tenancy agreement" in s 3(1)) and whether or not the term of the agreement has expired (s 14). In addition, the agreement is effective even if it is only signed by the tenant, or if the landlord has accepted rent without reservation (s 13).
65These provisions have the effect of muting the Land Council's contention that the logical corollary of the applicants' arguments was that because the entry into the residential tenancy agreements was not in accordance with the terms of the ALRA, the agreements were therefore void.
66Likewise, the Land Council's contention that an interpretation of the expressions "dealing with, land" or "dealings with land" that included the entry into, and termination of, residential tenancy agreements, would render unworkable the practical and efficient administration of the Council's business, should be dismissed. This is because similar obligations are already imposed on the Land Council. In Pt 2 Div 4 dealing with the disposal and use of Aboriginal land, s 40B(2A) of the ALRA requires, for example, that:
A Local Aboriginal Land Council may, subject to the provisions of any other Act, lease land vested in it for a period of less than 3 years (including any option to renew the lease), but only if the lease has been approved at a meeting of the Local Aboriginal Land Council specifically called for that purpose at which a quorum was present.
67Irrespective of whether or not this obligation is more or less onerous than that contained in s 52G(e), it illustrates the point that the Land Council is already subject to a similar encumbering administrative regime with respect to the leasing land vested in it.
68Equally, I do not accept, as the Land Council submitted, that a construction of "otherwise dealing with, land" in s 52E(1)(a) of the ALRA or "dealings with land" in s 52G(e) would, for example, absent a resolution of its voting members at a meeting, prevent the appointment of a real estate agent to manage its properties, preclude the engagement of a tradesperson or hinder the provision of services or utilities. The entry into a residential tenancy agreement under the RTA is a dealing with land to the extent that it transfers rights, in particular, the right to exclusive possession, previously held by the Land Council, to the tenant. The appointment of a real estate agent or the hiring of a plumber, does not create such a transfer and no "dealing with land" has been effected. Thus no resolution by the voting membership of the Land Council would be necessary.
69The Court was referred to the Real Property Act 1900 ("the RPA"), where Div 2 of Pt 7 of that Act deals with "Leases" in the context of the more general Part entitled "Dealings". Under that Act a lease may be registered and this will constitute a "dealing" for the purpose of the statute. But it is seldom, if ever, of assistance to construe a word or phrase appearing in one enactment, to the same word or phrase appearing in another enactment, especially where, as in the present case, the statutes do not deal with similar subject matter. Here, the subject matter of the ALRA and the RPA are too remote for any recourse to be had to the manner in which the term "dealings" is employed in its technical sense in the RPA.
70Finally, the Land Council contended that a notice of termination was not a "dealing with land" for the purpose of ss 52E(1)(a) and 52G(e) because the right to terminate the residential tenancy agreement was merely a part of the initial bundle of rights associated with the formation of the agreement that did not constitute a separate "dealing" with the land.
71I do not accept this submission. The RTA specifically prescribes the methods by which a residential tenancy agreement may be terminated (s 53 of the RTA). Accordingly, a residential tenancy agreement is not terminated upon the expiration of the term provided for in the agreement. Rather, in order to regain possession the landlord must take positive steps to terminate the agreement usually (absent the CTTT making an order terminating the agreement or by abandonment) by issuing a notice of termination. On any view, the taking of these steps is a "dealing" with the land.